SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
McQuarrie David P.

(Last) (First) (Middle)
C/O HP INC.
1501 PAGE MILL RD

(Street)
PALO ALTO CA 94304

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
11/01/2022
3. Issuer Name and Ticker or Trading Symbol
HP INC [ HPQ ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Commercial Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 7,147 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Options (right to buy) (1) 10/30/2029 Common Stock 86,364(1) $17.37 D
Restricted Stock Units (2) (2) Common Stock 12,496.26(2) (3) D
Restricted Stock Units (4) (4) Common Stock 3,967(4) (3) D
Restricted Stock Units (5) (5) Common Stock 20,851.94(5) (3) D
Restricted Stock Units (6) (6) Common Stock 25,790.02(6) (3) D
Restricted Stock Units (7) (7) Common Stock 27,646.95(7) (3) D
Explanation of Responses:
1. On 10/31/2019, the reporting person was granted options to purchase 86,364 shares of HP common stock, all of which vested annually over 3 years on the anniversary of the grant date.
2. On 12/6/2019, the reporting person was granted 34,146 restricted stock units ("RSUs"), 1/3 of which vest annually over 3 years on the anniversary of 12/7/2019. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 3 includes 1,114.26 dividend equivalent units.
3. Each RSU represents a contingent right to receive one share of HP common stock.
4. On 10/29/2020, the reporting person was granted 11,249 RSUs, 1/3 of which vest annually over 3 years on the anniversary of the grant date. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 3 includes 217 dividend equivalent units.
5. On 12/7/2020, the reporting person was granted 29,561 RSUs, 1/3 of which vest annually over 3 years on the anniversary of the grant date. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 3 includes 1,143.94 dividend equivalent units.
6. On 2/10/2021, the reporting person was granted 36,832 RSUs, 1/3 of which vest annually over 3 years on the anniversary of the grant date. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 3 includes 1,235.02 dividend equivalent units.
7. On 12/7/2021, the reporting person was granted 26,817 RSUs, 1/3 of which vest annually over 3 years on the anniversary of the grant date. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 3 includes 829.95 dividend equivalent units.
Remarks:
/s/ Rick Hansen as Attorney-in-Fact for David P. McQuarrie 11/03/2022
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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