EX-99.(H)(4) 5 ex99-h4.htm LETTER AGREEMENT
 

Elevation Series Trust 485BPOS

Exhibit 99(h)(4)

 

July 1, 2024

 

State Street Bank and Trust Company

1 Congress Street

Boston, MA 02114

Attention: Senior Vice President - Custody Operations

 

with a copy to:

 

State Street Bank and Trust Company

Legal Division - Global Services Americas

1 Congress Street

Boston, MA 02114

 

Re: TrueShares Quarterly Bull Hedge ETF and TrueShares Quarterly Bear Hedge ETF (the Funds”)

 

Ladies and Gentlemen:

 

Please be advised that the undersigned Fund has been incorporated and registered as a management investment company under the Investment Company Act of 1940, as amended.

 

In accordance with Section 11, the Additional Portfolios provision, of the Transfer Agency and Service Agreement dated as of September 22, 2022, as amended, modified, or supplemented from time to time (the Agreement”), by and among each registered investment company party thereto, and State Street Bank and Trust Company (“State Street), the undersigned Fund hereby requests that State Street act as Transfer Agent for the new Funds under the terms of the Agreement, and that Appendix A to the Agreement is hereby amended and restated as set forth on Exhibit A attached hereto. In connection with such request, the undersigned Funds hereby confirm, as of the date hereof, its representations and warranties set forth in Section 4 of the Agreement.

 

Please indicate your acceptance of the foregoing by executing this letter agreement and returning a copy to the Funds.

 

Sincerely,

 

Elevation Series Trust

on behalf of:

TrueShares Quarterly Bull Hedge ETF and TrueShares Quarterly Bear Hedge ETF

 

By: /s/ Bradley Swenson
Name: Bradley Swenson
Title: President

 

Agreed and Accepted:

 

STATE STREET BANK AND TRUST COMPANY

 

By: /s/ Scott Shirrell
Name: Scott Shirrell
Title: Managing Director

 

Information Classification: Limited Access

 

 

 

 

Appendix A

List of Funds and Custodian Entities

 

SRH U.S. Quality ETF

 

Sovereign’s Capital Flourish Fund

 

SRH REIT Covered Call ETF

 

TrueShares Quarterly Bull Hedge ETF

 

TrueShares Quarterly Bear Hedge ETF

 

Information Classification: Limited Access