EX-99.(E)(2) 5 ex99-e2.htm AMENDMENT TO THE DISTRIBUTION AGREEMENT
 

Elevation Series Trust 485BPOS

 Exhibit (e)(2)

 

Amendment #2 to the Distribution Agreement

 

This Amendment #2 to the Distribution Agreement is entered into on October 23, 2023 (the “Amendment”) by and among each of Elevation Series Trust, a Delaware statutory trust (the “Trust”), on behalf of each of its series listed on Exhibit A hereto (each, a “Fund” and collectively, the “Funds”), and Paralel Distributors LLC, a Delaware limited liability company (the “Distributor”).

 

WHEREAS, the Distributor and the Trust a previously entered into the Distribution Agreement, dated as of September 27, 2022 (as amended, restated, modified or supplemented from time to time, the “Agreement”) pursuant to which it provides underwriting and other services to the Funds; and

 

WHEREAS, the Distributor and the Trust wish to amend the amend Exhibit A to the Agreement to reflect the addition of certain new funds (each, a “New Fund”).

 

NOW THEREFORE, in consideration of the mutual promises and undertakings herein contained, the parties agree as follows:

 

1.Exhibit A of the Agreement is superseded and replaced with the Exhibit A attached hereto, with the effective date of each New Fund as set forth within.

 

2.The Agreement, as modified herein, shall continue in full force and effect, and nothing herein contained shall be construed as a waiver or modification of existing rights under the Agreement, except as such rights are expressly modified hereby.

 

[Signature Page Follows]

 

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IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed by a duly authorized officer on one or more counterparts as of the date and year first written above.

 

  ELEVATION SERIES TRUST  
  A Delaware statutory trust  
     
  By: /s/ Bradley Swenson  
  Name: Bradley Swenson  
  Title: President  

 

  PARALEL DISTRIBUTORS LLC  
  A Delaware limited liability company  
     
  By: /s/ Jeremy May  
  Name: Jeremy May  
  Title: Chief Executive Officer  

 

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EXHIBIT A

Funds

 

Fund Name Effective Date
   
SRH U.S. Quality ETF September 27, 2022
Sovereign's Capital Flourish Fund October 3, 2023
SRH REIT Covered Call ETF November 2, 2023

 

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