FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 12/01/2021 |
3. Issuer Name and Ticker or Trading Symbol
LOUISIANA-PACIFIC CORP [ LPX ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 203,424(1) | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Settled Stock Appreciation Right | (2) | (2) | Common Stock | 9,349 | $18.09 | D | |
Stock Settled Stock Appreciation Right | (2) | (2) | Common Stock | 7,500 | $17.04 | D | |
Stock Settled Stock Appreciation Right | (2) | (2) | Common Stock | 10,944 | $15.74 | D | |
Stock Settled Stock Appreciation Right | (2) | (2) | Common Stock | 6,493 | $19.14 | D |
Explanation of Responses: |
1. Awards granted pursuant to Louisiana-Pacific 2013 Omnibus Plan. An award of 6,006 Restricted Stock Units ("RSUs") was granted on February 7, 2019 and vests in full on February 7, 2022. An award of 4,316 RSUs was granted on February 6, 2020, of which one third vested on the first anniversary of the grant date, one third vests on the second anniversary of the grant date, and one third vests on the third anniversary of the grant date. An award of 4,133 RSUs was granted on February 12, 2021 and vests one third on each of the anniversaries of the grant date. RSUs convert into Common Stock on a one-for-one basis as of the date of vesting. RSUs earn dividends in equivalent shares |
2. Awards granted pursuant to Louisiana-Pacific 2013 Omnibus Plan. Each award of Stock Settled Stock Appreciation Rights ("SSARs") was fully vested prior to the date on which the Reporting Person became subject to Section 16. SSARs expire ten years from the grant date |
Remarks: |
/s/Nicole Daniel, Attorney-in-Fact | 12/10/2021 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |