SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Welch Thomas Gordon

(Last) (First) (Middle)
C/O META MATERIALS INC. 1 RESEARCH DRIVE

(Street)
DARTMOUTH A5 B2Y 4M9

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
META MATERIALS INC. [ MMAT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
03/03/2022
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/03/2022 X 93,268 A $0.39 2,436,268 I By Spouse
Common Stock 03/03/2022 X 93,268 A $0.39 1,934,268 D
Common Stock 03/03/2022 F(1) 21,025 D $1.73 2,415,243 I By Spouse
Common Stock 03/03/2022 F(1) 21,026 D $1.73 1,913,242 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Warrant (right to buy) $0.39 03/03/2022 X 186,536 (2) 03/05/2022 Common Stock 186,536 $0.00 0 D
1. Name and Address of Reporting Person*
Welch Thomas Gordon

(Last) (First) (Middle)
C/O META MATERIALS INC. 1 RESEARCH DRIVE

(Street)
DARTMOUTH A5 B2Y 4M9

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Lambert Anne Barber

(Last) (First) (Middle)
C/O META MATERIALS INC.
1 RESEARCH DRIVE

(Street)
DARTMOUTH A5 B2Y 4M9

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
Explanation of Responses:
1. On March 3, 2022, the reporting person exercised a warrant to purchase 186,536 shares of MMAT common stock for $0.39 a share. The reporting person paid the exercise price on a cashless basis, resulting in MMAT's withholding of 42,051 of the warrant shares to pay the exercise the price and issuing the reporting person and the reporting person's spouse the remaining 144,485 shares.
2. Warrant is immediately exercisable.
Remarks:
/s/ Thomas Welch 03/04/2022
/s/ Anne Lambert 03/04/2022
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.