FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 10/01/2021 |
3. Issuer Name and Ticker or Trading Symbol
STRYKER CORP [ SYK ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 26,607 | D | |
Common Stock | 1,512 | I | By 401K |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee Stock Option granted 02/13/2013 (right to buy) | (1) | 02/12/2023 | Common Stock | 12,505 | $64.01 | D | |
Employee Stock Option granted 02/12/2014 (right to buy) | (2) | 02/11/2024 | Common Stock | 11,090 | $81.14 | D | |
Employee Stock Option granted 02/11/2015 (right to buy) | (2) | 02/10/2025 | Common Stock | 10,210 | $93.06 | D | |
Employee Stock Option granted 02/10/2016 (right to buy) | (2) | 02/09/2026 | Common Stock | 13,840 | $96.64 | D | |
Employee Stock Option granted 02/08/2017 (right to buy) | (2) | 02/07/2027 | Common Stock | 11,630 | $122.51 | D | |
Employee Stock Option granted 02/07/2018 (right to buy) | (2) | 02/06/2028 | Common Stock | 10,135 | $154.14 | D | |
Employee Stock Option granted 02/06/2019 (right to buy) | (2) | 02/05/2029 | Common Stock | 22,305 | $179.35 | D | |
Employee Stock Option granted 02/05/2020 (right to buy) | (2) | 02/04/2030 | Common Stock | 26,575 | $216.35 | D | |
Employee Stock Option granted 02/03/2021 (right to buy) | (2) | 02/02/2031 | Common Stock | 28,710 | $235.13 | D | |
Restricted Stock Units granted 08/09/2019 | (3) | (3) | Common Stock | 765 | (4) | D | |
Restricted Stock Units granted 11/03/2020 | (5) | (5) | Common Stock | 4,932 | (4) | D |
Explanation of Responses: |
1. Employee stock option granted pursuant to the Stryker Corporation 2006 Long-Term Incentive Plan, exercisable as to 20% on each of the first five anniversaries of the date of grant. |
2. Employee stock option granted pursuant to the Stryker Corporation 2011 Long-Term Incentive Plan, exercisable as to 20% on each of the first five anniversaries of the date of grant. |
3. The Restricted Stock Units vest as to 765 shares on August 9, 2022. |
4. Each Restricted Stock Unit represents a contingent right to receive one share of Stryker Common Stock. |
5. The Restricted Stock Units vest as to 1,644 shares on November 3, 2021; 1,644 shares on November 3, 2022; and 1,644 shares on November 3, 2023. |
Remarks: |
Lauren E. Keller, attorney-in-fact for Spencer S. Stiles | 10/05/2021 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |