SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Hardin Stacy D.

(Last) (First) (Middle)
2604 CIMMARON AVENUE

(Street)
MIDLAND TX 79705

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
09/09/2021
3. Issuer Name and Ticker or Trading Symbol
MEXCO ENERGY CORP [ MXC ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SECRETARY
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
MXC Common Stock 849 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
STOCK OPTIONS 04/23/2014 04/23/2023 MXC COMMON STOCK 1,600 $5.98(1) D
STOCK OPTIONS 08/01/2015 08/01/2024 MXC COMMON STOCK 3,500 $7(1) D
STOCK OPTIONS 09/11/2019 09/11/2028 MXC COMMON STOCK 5,000 $4.84(2) D
STOCK OPTIONS 03/04/2021 03/04/2030 MXC COMMON STOCK 5,000 $3.34(3) D
STOCK OPTIONS 07/25/2022 07/25/2031 MXC COMMON STOCK 5,000 $8.51(4) D
Explanation of Responses:
1. Options granted pursuant to the 2009 Employee Stock Plan, expire 10 years after grant date and vest 1/4 per year for the first 4 years. These options are fully vested.
2. Of these 5000 options, 3750 are vested and can be acquired at the exercise price.
3. Of these 5000 options, 1250 are vested and can be acquired at the exercise price.
4. These options are not vested.
/s/ Stacy D. Hardin 10/01/2021
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.