S-1MEF 1 d162679ds1mef.htm S-1MEF S-1MEF

As filed with the Securities and Exchange Commission on July 21, 2021.

Registration No. 333-                

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

FORM S-1

REGISTRATION STATEMENT

UNDER

THE SECURITIES ACT OF 1933

 

 

Couchbase, Inc.

(Exact name of registrant as specified in its charter)

 

 

 

Delaware   7372   26-3576987

(State or other jurisdiction of

incorporation or organization)

  

(Primary Standard Industrial

Classification Code Number)

  

(I.R.S. Employer

Identification Number)

Couchbase, Inc.

3250 Olcott Street

Santa Clara, California 95054

(650) 417-7500

(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)

 

 

Matthew M. Cain

President and Chief Executive Officer

3250 Olcott Street

Santa Clara, California 95054

(650) 417-7500

(Name, address, including zip code, and telephone number, including area code, of agent for service)

 

 

Copies to:

 

Rezwan D. Pavri   Margaret Chow   Alan F. Denenberg
Richard C. Blake   Randy Li   Emily Roberts
Andrew T. Hill   Couchbase, Inc.   Davis Polk & Wardwell LLP
Lang Liu   3250 Olcott Street   1600 El Camino Real
Wilson Sonsini Goodrich & Rosati, P.C.   Santa Clara, California 95054   Menlo Park, California 94025
650 Page Mill Road   (650) 417-7500   (650) 752-2000
Palo Alto, California 94304    
(650) 493-9300    

 

 

Approximate date of commencement of proposed sale to the public:

As soon as practicable after this registration statement becomes effective.

 

 

If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933 check the following box.  ☐

If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.  ☒ File No. 333-257205

If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.  ☐

If this Form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.  ☐

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, smaller reporting company, or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act.

 

Large accelerated filer   ☐    Accelerated filer   ☐
Non-accelerated filer   ☒    Smaller reporting company   ☐
     Emerging growth company   ☒

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act.  ☐

 

 

CALCULATION OF REGISTRATION FEE

 

 

Title of each Class of

Securities to be Registered

  

Amount

to be
Registered(1)

  

Proposed

Maximum
Aggregate

Offering Price
Per Share

  

Proposed

Maximum
Aggregate

Offering Price

  

Amount of

Registration Fee(2)

Common stock, par value $0.00001 per share

   1,539,999   $24.00   $36,959,976   $4,033

 

 

(1)

Represents only the additional number of shares of common stock being registered, and includes 200,869 additional shares of common stock that the underwriters have the option to purchase. Does not include the securities that the registrant previously registered on the Registration Statement on Form S-1, as amended (File No. 333-257205).

(2)

Calculated pursuant to Rule 457(a) under the Securities Act of 1933, as amended, or the Securities Act, for the purpose of determining the registration fee. The registrant previously registered securities with a proposed maximum aggregate offering price not to exceed $185,150,000 on the Registration Statement on Form S-1, as amended (File No. 333-257205), which was declared effective by the Securities and Exchange Commission on July 21, 2021. In accordance with Rule 462(b) under the Securities Act, an additional amount of securities having a proposed maximum aggregate offering price of $36,959,976 are hereby registered.

 

 

This Registration Statement shall become effective upon filing with the Securities and Exchange Commission in accordance with Rule 462(b) of the Securities Act.

 

 

 

EXPLANATORY NOTE AND INCORPORATION OF

CERTAIN INFORMATION BY REFERENCE

Couchbase, Inc., a Delaware corporation (the “Registrant”), is filing this Registration Statement with the Securities and Exchange Commission (the “Commission”) pursuant to Rule 462(b) under the Securities Act of 1933, as amended. This Registration Statement relates to the public offering of securities contemplated by the Registration Statement on Form S-1, as amended (File No. 333-257205) (the “Prior Registration Statement”), which the Commission declared effective on July 21, 2021.

The Registrant is filing this Registration Statement for the sole purpose of increasing by 1,539,999 shares the number of shares of its common stock, par value $0.00001 per share, to be registered for sale, 200,869 of which may be sold by the Registrant upon exercise of the underwriters’ option to purchase additional shares. The additional shares that are being registered for issuance and sale are in an amount and at a price that together represent no more than 20% of the maximum aggregate offering price set forth in the Calculation of Registration Fee table contained in the Prior Registration Statement. The information set forth in the Prior Registration Statement, and all exhibits to the Prior Registration Statement, are hereby incorporated by reference into this Registration Statement.

The required opinions and consents are listed on the Exhibit Index attached hereto and filed herewith.

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, the registrant has duly caused this registration statement on Form S-1 to be signed on its behalf by the undersigned, thereunto duly authorized, in Santa Clara, California, on the 21st day of July, 2021.

 

COUCHBASE, INC.
By:  

/s/ Matthew M. Cain

  Matthew M. Cain
  President and Chief Executive Officer

Pursuant to the requirements of the Securities Act of 1933, this registration statement on Form S-1 has been signed by the following persons in the capacities and on the dates indicated.

 

Signature

   

Title

   

Date

/s/ Matthew M. Cain

    President, Chief Executive Officer, and Director    July 21, 2021
Matthew M. Cain    (Principal Executive Officer)   

/s/ Gregory N. Henry

    Chief Financial Officer    July 21, 2021
Gregory N. Henry    (Principal Financial Officer)   

*

    Director    July 21, 2021
Edward T. Anderson      

*

    Director    July 21, 2021
Carol W. Carpenter      

*

    Director    July 21, 2021
Lynn M. Christensen      

*

    Director    July 21, 2021
Kevin J. Efrusy      

*

    Director    July 21, 2021
Jeff Epstein      

*

    Director    July 21, 2021
Alex Migon      

*

    Director    July 21, 2021
Rob Rueckert      

*

    Director    July 21, 2021
David C. Scott      

*

    Director    July 21, 2021
Richard A. Simonson      

 

*By:  

/s/ Margaret Chow

  Margaret Chow
 

Senior Vice President, Chief Legal Officer and Corporate Secretary

Attorney-in-Fact