8-A12B 1 ea129981-8a12b_gcmgros.htm FORM 8-A12B

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

FORM 8-A

 

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES

PURSUANT TO SECTION 12(b) OR (g) OF THE

SECURITIES EXCHANGE ACT OF 1934

 

GCM Grosvenor Inc.

(Exact name of registrant as specified in its charter)

 

Delaware       85-2226287
(State or other jurisdiction of incorporation or organization)       (IRS Employer
Identification No.)

 

900 North Michigan Avenue

Suite 1100

Chicago, Illinois

  60611
(Address of principal executive offices)   (Zip Code)

 

Securities to be registered pursuant to Section 12(b) of the Act:

Title of each class to be so registered   Name of each exchange on which registered
Class A common stock, par value $0.0001 per share   The Nasdaq Stock Market LLC
Warrants to purchase one share of Class A common stock   The Nasdaq Stock Market LLC

 

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c) or (e), check the following box. ☒

If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d) or (e), check the following box. ☐

If this form relates to the registration of a class of securities concurrently with a Regulation A offering, check the following box. ☐

Securities Act registration statement or Regulation A offering statement file number to which this form relates:

333-242297

 

Securities to be registered pursuant to Section 12(g) of the Act:

None
(Title of class)

 

 

 

 

Item 1. Description of Registrant’s Securities to be Registered.

The securities to be registered hereby are the Class A common stock and warrants of GCM Grosvenor Inc. (the “Company”). The description of the Class A common stock and warrants contained in the section titled “Description of GCM PubCo Securities” in the final prospectus and definitive proxy statement, dated October 14, 2020, filed with the Securities and Exchange Commission on October 15, 2020 and forming a part of the Company’s registration statement on Form S-4 (File No. 333-242297) (the “Registration Statement”) to which this Form 8-A relates is incorporated herein by reference. Any form of prospectus or prospectus supplement to the Registration Statement that includes such descriptions and that are subsequently filed are hereby also incorporated by reference herein.

Item 2. Exhibits.

Pursuant to the Instructions as to Exhibits for Form 8-A, no exhibits are required to be filed herewith or incorporated by reference, because no other securities of the registrant are registered on The Nasdaq Stock Market LLC and the securities registered hereby are not being registered pursuant to Section 12(g) of the Securities Exchange Act of 1934, as amended.

 

SIGNATURES

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.

    GCM Grosvenor Inc.
     
Date: November 17, 2020 By: /s/ Burke Montgomery
    Name:  Burke Montgomery
    Title:

Managing Director, General Counsel and

Secretary