EX-99.9 7 fs42021a1ex99-9_tortoise2.htm SCHEDULE OF NEW PRIVATE PLACEMENT INVESTORS

Exhibit 99.9

 

Schedule of New Private Placement Investors

 

Each of the New Private Placement Investors listed in the below schedule have signed a subscription agreement that is consistent in all material respects with the form of subscription agreement filed as Exhibit 10.15.

 

   Name  Number of Shares of New Volta Class A Common Stock Subscribed For   Purchase Price 
1.  1248 Holdings, LLC   250,000   $2,500,000 
2.  AGR Trading SPC-Series EC Segregated Portfolio   7,316   $73,160 
3.  Alyeska Master Fund, L.P.   800,000   $8,000,000 
4.  Antara Capital Master Fund LP   800,000   $8,000,000 
5.  Arena Capital Fund, LP - Series 3.   200,000   $2,000,000 
6.  Arena Capital Fund, LP - Series 5   200,000   $2,000,000 
7.  Arena Capital Fund, LP - Series 9   300,000   $3,000,000 
8.  Arena Capital Fund, LP - Series 14   50,000   $500,000 
9.  Atlas Point Energy Infrastructure Fund, LLC   1,500,000   $15,000,000 
10.  Bella Boyce LLC   500,000   $5,000,000 
11.  BEMAP Master Fund Ltd   71,490   $714,900 
12.  Bespoke Alpha MAC MIM LP   9,089   $90,890 
13.  BGF ESG Fixed Income Global Opportunities Fund   36,717   $367,170 
14.  BGF Fixed Income Global Opportunities Fund   337,556   $3,375,560 
15.  BlackRock Capital Allocation Trust   232,305   $2,323,050 
16.  BlackRock Global Allocation Collective Fund   84,612   $846,120 
17.  BlackRock Global Allocation Fund, Inc..   847,278   $8,472,780 
18.  BlackRock Global Allocation Portfolio of BlackRock Series Fund, Inc.   6,602   $66,020 
19.  BlackRock Global Allocation V.I. Fund of BlackRock Variable Series Funds, Inc.   281,491   $2,814,910 
20.  BlackRock Global Funds – Global Allocation Fund   524,687   $5,246,870 
21.  BlackRock Global Funds – Global Bond Income Fund   4,706   $47,060 
22.  BlackRock Global Funds – Global Dynamic Equity Fund   20,417   $204,170 
23.  BlackRock Global Long/Short Credit Fund of BlackRock Funds IV   51,474   $514,740 
24.  BlackRock Strategic Income Opportunities Portfolio of BlackRock Funds V.   1,179,351   $11,793,510 
25.  BlackRock Total Return Bond Fund   196,527   $1,965,270 
26.  Boothbay Absolute Return Strategies, LP   14,076   $140,760 
27.  Brookdale Global Opportunity Fund   222,000   $2,220,000 
28.  Brookdale International Partners, L.P.   378,000   $3,780,000 
29.  Copycat Holdings Inc.   85,000   $850,000 
30.  CVI Investments, Inc.   250,000   $2,500,000 
31.  D. E. Shaw Oculus Portfolios, L.L.C   437,500   $4,375,000 
32.  D. E. Shaw Valence Portfolios, L.L.C.   1,312,500   $13,125,000 
33.  Diameter Master Fund LP   500,000   $5,000,000 
34.  DS Liquid Div RVA MON LLC   60,294   $602,940 
35.  DSAM Alpha+ Master Fund   404,000   $4,040,000 
36.  DSAM+ Master Fund   482,500   $4,825,000 
37.  Electron Global Master Fund L.P.   446,915   $4,469,150 
38.  Electron Infrastructure Master Fund, L.P.   331,693   $3,316,930 
39.  FIAM Target Date Blue Chip Growth Commingled Pool   88,661   $886,610 
40.  Fidelity Blue Chip Growth Commingled Pool   38,370   $383,700 
41.  Fidelity Blue Chip Growth Institutional Trust   3,020   $30,200 
42.  Fidelity Growth Company Commingled Pool   667,255   $6,672,550 
43.  Fidelity Mt. Vernon Street Trust: Fidelity Growth Company Fund   602,300   $6,023,000 
44.  Fidelity Mt. Vernon Street Trust: Fidelity Growth Company K6 Fund.   106,716   $1,067,160 

 

 

 

   Name  Number of Shares of New Volta Class A Common Stock Subscribed For   Purchase Price 
45.  Fidelity Mt. Vernon Street Trust: Fidelity Series Growth Company Fund   123,729   $1,237,290 
46.  Fidelity Securities Fund: Fidelity Blue Chip Growth Fund   1,115,178   $11,151,780 
47.  Fidelity Securities Fund: Fidelity Blue Chip Growth K6 Fund   122,448   $1,224,480 
48.  Fidelity Securities Fund: Fidelity Flex Large Cap Growth Fund   2,320   $23,200 
49.  Fidelity Securities Fund: Fidelity Series Blue Chip Growth Fund   130,003   $1,300,030 
50.  Ghisallo Master Fund LP   800,000   $8,000,000 
51.  Hartree Partners, LP   750,000   $7,500,000 
52.  HITE Carbon Offset LP   23,600   $236,000 
53.  HITE Carbon Offset LTD   51,200   $512,000 
54.  Hite Hedge ET LP   175,200   $1,752,000 
55.  ICS Opportunities, LTD.   37,000   $370,000 
56.  Integrated Core Strategies (US) LLC   802,100   $8,021,000 
57.  Jane Street Global Trading, LLC   300,000   $3,000,000 
58.  LMA SPC – MAP 112 Segregated Portfolio   149,400   $1,494,000 
59.  MAP 204 Segregated Portfolio   1,025,000   $10,250,000 
60.  Master Total Return Portfolio of Master Bond LLC   672,733   $6,727,330 
61.  MCHC, LLC   100,000   $1,000,000 
62.  Millais Limited   350,000   $3,500,000 
63.  MMF LT, LLC   800,000   $8,000,000 
64.  Monashee Pure Alpha SPV I LP   42,491   $424,910 
65.  Monashee Solitario Fund LP   54,504   $545,040 
66.  Neuberger Berman Principal Strategies Master Fund, LP   725,000   $7,250,000 
67.  Nineteen77 Global Merger Arbitrage Opportunity Fund   26,950   $269,500 
68.  Nineteen77 Global Merger Arbitrage Master Limited   161,525   $1,615,250 
69.  Nineteen77 Global Multi-Strategy Alpha Master Limited   161,525   $1,615,250 
70.  Park West Investors Master Fund, Limited   455,000   $4,550,000 
71.  Park West Partners International, Limited   45,000   $450,000 
72.  Riverview Group LLC   125,000   $1,250,000 
73.  Salient Midstream & MLP Fund   118,535   $1,185,350 
74.  Salient MLP & Energy Infrastructure Fund   404,129   $4,041,290 
75.  Salient MLP Total Return Fund, L.P.   119,708   $1,197,080 
76.  Salient MLP Total Return TE Fund, L.P.   45,924   $459,240 
77.  SFL SPV I LLC   12,132   $121,320 
78.  SFS Sycomore Eco Solutions   180,000   $1,800,000 
79.  Shotfut Menayot Hul - Amitim, The Phoenix Insurance Company, Ltd.   400,000   $4,000,000 
80.  Somerston Funding Limited   15,000   $150,000 
81.  South Lake One, LLC   800,000   $8,000,000 
82.  State of Utah, School and Institutional Trust Funds   61,704   $617,040 
83.  Strategic Income Opportunities Bond Fund   23,544   $235,440 
84.  Suvretta Capital Management on behalf of certain clients   300,000   $3,000,000 
85.  Sycomore L/S Opportunities   170,000   $1,700,000 
86.  TCIM Opportunities I Ltd.   198,728   $1,987,280 
87.  Tech Opportunities LLC   1,750,000   $17,500,000 
88.  Texas Mutual Insurance Company   75,000   $750,000 
89.  The Phoenix Insurance Company, Ltd.   100,000   $1,000,000 
90.  TOMS Capital Investment Management LP   92,899   $928,990 
91.  TOMS Capital Investments LLC   208,373   $2,083,730 
92.  Tortoise Direct Opportunities Fund II, LLP   675,000   $6,750,000