Chief Compliance Officer

0001606587-20-001204.txt : 20201104 0001606587-20-001204.hdr.sgml : 20201104 20201104155926 ACCESSION NUMBER: 0001606587-20-001204 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201104 DATE AS OF CHANGE: 20201104 EFFECTIVENESS DATE: 20201104 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Regent Peak Wealth Advisors LLC CENTRAL INDEX KEY: 0001803329 IRS NUMBER: 834638642 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20102 FILM NUMBER: 201286532 BUSINESS ADDRESS: STREET 1: 600 GALLERIA PKWY SE STREET 2: SUITE 850 CITY: ATLANTA STATE: GA ZIP: 30339 BUSINESS PHONE: 470-867-3550 MAIL ADDRESS: STREET 1: 600 GALLERIA PKWY SE STREET 2: SUITE 850 CITY: ATLANTA STATE: GA ZIP: 30339 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001803329 XXXXXXXX 09-30-2020 09-30-2020 false Regent Peak Wealth Advisors LLC

600 Galleria Pkwy SE Suite 850 Atlanta GA 30339

13F HOLDINGS REPORT 028-20102 N Carmen Laster Chief Compliance Officer 470-867-3552 Carmen Laster Atlanta GA 11-04-2020 0 127 235008 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE AMAZON COM INC COM COM 023135106 6593 2094 SH SOLE NONE 0 0 2094 TECHNOLOGY SELECT SECTOR SPDR FUND TECHNOLOGY 81369Y803 323 2765 SH SOLE NONE 0 0 2765 STARBUCKS CORP COM COM 855244109 1559 18143 SH SOLE NONE 0 0 18143 ISHARES COMEX GOLD TRUST ISHARES 464285105 5727 318361 SH SOLE NONE 0 0 318361 JOHNSON & JOHNSON COM COM 478160104 2282 15327 SH SOLE NONE 0 0 15327 VANGUARD TOTAL STOCK MARKET INDEX FUND TOTAL STK MKT 922908769 25141 147621 SH SOLE NONE 0 0 147621 COSTCO WHSL CORP NEW COM COM 22160K105 406 1143 SH SOLE NONE 0 0 1143 PROCTER AND GAMBLE CO COM COM 742718109 2289 16466 SH SOLE NONE 0 0 16466 COCA COLA CO COM COM 191216100 2417 48951 SH SOLE NONE 0 0 48951 UNITED PARCEL SERVICE INC CL B CL B 911312106 328 1966 SH SOLE NONE 0 0 1966 VANGUARD REAL ESTATE ETF REAL ESTATE ETF 922908553 2985 37805 SH SOLE NONE 0 0 37805 INTEL CORP COM COM 458140100 586 11319 SH SOLE NONE 0 0 11319 CME GROUP INC COM COM 12572Q105 253 1512 SH SOLE NONE 0 0 1512 MEDTRONIC PLC SHS SHS G5960L103 1416 13624 SH SOLE NONE 0 0 13624 NETFLIX INC COM COM 64110L106 495 989 SH SOLE NONE 0 0 989 PAYCHEX INC COM COM 704326107 202 2528 SH SOLE NONE 0 0 2528 SPDR S&P SEMICONDUCTOR ETF S&P SEMICNDCTR 78464A862 275 2187 SH SOLE NONE 0 0 2187 SPDR DOW JONES GLOBAL REAL ESTATE ETF DJ GLB RL ES ETF 78463X749 232 5878 SH SOLE NONE 0 0 5878 MERCK & CO. INC COM COM 58933Y105 2095 25256 SH SOLE NONE 0 0 25256 SPDR S&P 500 ETF TR UNIT 78462F103 3845 11480 SH SOLE NONE 0 0 11480 MASTERCARD INCORPORATED CL A CL A 57636Q104 748 2213 SH SOLE NONE 0 0 2213 ILLINOIS TOOL WKS INC COM COM 452308109 1385 7170 SH SOLE NONE 0 0 7170 ISHARES TIPS BOND ETF TIPS BD ETF 464287176 280 2214 SH SOLE NONE 0 0 2214 VERIZON COMMUNICATIONS INC COM COM 92343V104 594 9986 SH SOLE NONE 0 0 9986 FEDEX CORP COM COM 31428X106 244 971 SH SOLE NONE 0 0 971 PEPSICO INC COM COM 713448108 471 3398 SH SOLE NONE 0 0 3398 KIMBERLY CLARK CORP COM COM 494368103 237 1605 SH SOLE NONE 0 0 1605 HONEYWELL INTL INC COM COM 438516106 1675 10176 SH SOLE NONE 0 0 10176 FORD MTR CO DEL COM COM 345370860 125 18805 SH SOLE NONE 0 0 18805 HOME DEPOT INC COM COM 437076102 2524 9089 SH SOLE NONE 0 0 9089 AUTOMATIC DATA PROCESSING INC COM COM 053015103 1307 9368 SH SOLE NONE 0 0 9368 HEALTH CARE SELECT SECTOR SPDR FUND SBI HEALTHCARE 81369Y209 425 4028 SH SOLE NONE 0 0 4028 SOUTHERN CO COM COM 842587107 263 4856 SH SOLE NONE 0 0 4856 ISHARES RUSSELL 1000 GROWTH ETF RUS 1000 GRW ETF 464287614 8192 37768 SH SOLE NONE 0 0 37768 BERKSHIRE HATHAWAY INC DEL CL B NEW CL B NEW 084670702 1927 9051 SH SOLE NONE 0 0 9051 ADOBE SYSTEMS INCORPORATED COM COM 00724F101 587 1197 SH SOLE NONE 0 0 1197 ALPHABET INC CAP STK CL A CAP STK CL A 02079K305 1234 842 SH SOLE NONE 0 0 842 PROGRESSIVE CORP COM COM 743315103 1752 18503 SH SOLE NONE 0 0 18503 INTUIT COM COM 461202103 222 680 SH SOLE NONE 0 0 680 MICROSOFT CORP COM COM 594918104 4979 23673 SH SOLE NONE 0 0 23673 CVS HEALTH CORP COM COM 126650100 1174 20105 SH SOLE NONE 0 0 20105 BERKSHIRE HATHAWAY INC DEL CL A CL A 084670108 640 2 SH SOLE NONE 0 0 2 VANGUARD MID-CAP INDEX FUND MID CAP ETF 922908629 386 2187 SH SOLE NONE 0 0 2187 NEXTERA ENERGY INC COM COM 65339F101 411 1480 SH SOLE NONE 0 0 1480 NIKE INC CL B CL B 654106103 239 1906 SH SOLE NONE 0 0 1906 TESLA INC COM COM 88160R101 412 960 SH SOLE NONE 0 0 960 SCHWAB SHORT-TERM U.S. TREASURY ETF SHT TM US TRES 808524862 351 6825 SH SOLE NONE 0 0 6825 VANGUARD INFORMATION TECHNOLOGY INDEX FUND INF TECH ETF 92204A702 696 2235 SH SOLE NONE 0 0 2235 ZOOM VIDEO COMMUNICATIONS INC CL A CL A 98980L101 470 1000 SH SOLE NONE 0 0 1000 VANGUARD S&P 500 ETF S&P 500 ETF SHS 922908363 262 852 SH SOLE NONE 0 0 852 LILLY ELI & CO COM COM 532457108 1477 9980 SH SOLE NONE 0 0 9980 AIR PRODS & CHEMS INC COM COM 009158106 1603 5382 SH SOLE NONE 0 0 5382 VANGUARD RUSSELL 1000 GROWTH ETF VNG RUS1000GRW 92206C680 209 937 SH SOLE NONE 0 0 937 ISHARES RUSSELL 2000 ETF RUSSELL 2000 ETF 464287655 277 1847 SH SOLE NONE 0 0 1847 DUKE ENERGY CORP NEW COM NEW COM NEW 26441C204 222 2508 SH SOLE NONE 0 0 2508 STATE AUTO FINL CORP COM COM 855707105 1188 86315 SH SOLE NONE 0 0 86315 VANGUARD SMALL-CAP VALUE INDEX FUND SM CP VAL ETF 922908611 222 2003 SH SOLE NONE 0 0 2003 KEMPER CORP COM COM 488401100 1103 16503 SH SOLE NONE 0 0 16503 VISA INC COM CL A COM CL A 92826C839 840 4202 SH SOLE NONE 0 0 4202 ISHARES MSCI USA MIN VOL FACTOR ETF MSCI USA MIN VOL 46429B697 215 3373 SH SOLE NONE 0 0 3373 VANGUARD SMALL-CAP GROWTH INDEX FUND SML CP GRW ETF 922908595 474 2207 SH SOLE NONE 0 0 2207 VANGUARD VALUE INDEX FUND VALUE ETF 922908744 6522 62402 SH SOLE NONE 0 0 62402 VANGUARD GROWTH INDEX FUND GROWTH ETF 922908736 12120 53249 SH SOLE NONE 0 0 53249 SPIRE INC COM COM 84857L101 7992 150219 SH SOLE NONE 0 0 150219 AMERICAN TOWER CORP NEW COM COM 03027X100 302 1251 SH SOLE NONE 0 0 1251 ISHARES CORE S&P TOTAL U.S. STOCK MARKET ETF CORE S&P TTL STK 464287150 19095 252953 SH SOLE NONE 0 0 252953 FACEBOOK INC CL A CL A 30303M102 924 3528 SH SOLE NONE 0 0 3528 BROADCOM INC COM COM 11135F101 400 1097 SH SOLE NONE 0 0 1097 ISHARES CORE MSCI EAFE ETF CORE MSCI EAFE 46432F842 9105 151052 SH SOLE NONE 0 0 151052 ACCENTURE PLC IRELAND SHS CLASS A SHS CLASS A G1151C101 2300 10177 SH SOLE NONE 0 0 10177 KROGER CO COM COM 501044101 343 10122 SH SOLE NONE 0 0 10122 NVIDIA CORPORATION COM COM 67066G104 822 1518 SH SOLE NONE 0 0 1518 ABBVIE INC COM COM 00287Y109 421 4806 SH SOLE NONE 0 0 4806 S&P GLOBAL INC COM COM 78409V104 216 598 SH SOLE NONE 0 0 598 ISHARES CORE MSCI EMERGING MARKETS ETF CORE MSCI EMKT 46434G103 3177 60169 SH SOLE NONE 0 0 60169 MCDONALDS CORP COM COM 580135101 1772 8071 SH SOLE NONE 0 0 8071 CISCO SYS INC COM COM 17275R102 1329 33745 SH SOLE NONE 0 0 33745 AT&T INC COM COM 00206R102 376 13192 SH SOLE NONE 0 0 13192 VANGUARD INTERMEDIATE-TERM BOND INDEX FUND INTERMED TERM 921937819 1392 14890 SH SOLE NONE 0 0 14890 ISHARES NASDAQ BIOTECHNOLOGY INDEX FUND NASDAQ BIOTECH 464287556 246 1819 SH SOLE NONE 0 0 1819 CONSUMER DISCRETIONARY SELECT SECTOR SPDR FUND SBI CONS DISCR 81369Y407 379 2576 SH SOLE NONE 0 0 2576 CHARTER COMMUNICATIONS INC NEW CL A CL A 16119P108 201 322 SH SOLE NONE 0 0 322 ISHARES CORE S&P 500 ETF CORE S&P500 ETF 464287200 981 2918 SH SOLE NONE 0 0 2918 UNION PAC CORP COM COM 907818108 1691 8591 SH SOLE NONE 0 0 8591 ISHARES MBS ETF MBS ETF 464288588 810 7339 SH SOLE NONE 0 0 7339 SALESFORCE COM INC COM COM 79466L302 422 1679 SH SOLE NONE 0 0 1679 NORTHROP GRUMMAN CORP COM COM 666807102 1068 3386 SH SOLE NONE 0 0 3386 THERMO FISHER SCIENTIFIC INC COM COM 883556102 525 1189 SH SOLE NONE 0 0 1189 LOCKHEED MARTIN CORP COM COM 539830109 2036 5311 SH SOLE NONE 0 0 5311 JPMORGAN CHASE & CO COM COM 46625H100 415 4315 SH SOLE NONE 0 0 4315 CHEVRON CORP NEW COM COM 166764100 253 3519 SH SOLE NONE 0 0 3519 ISHARES NATIONAL MUNI BOND ETF NATIONAL MUN ETF 464288414 276 2385 SH SOLE NONE 0 0 2385 DANAHER CORPORATION COM COM 235851102 352 1637 SH SOLE NONE 0 0 1637 SPDR S&P DIVIDEND ETF S&P DIVID ETF 78464A763 3883 42021 SH SOLE NONE 0 0 42021 WALMART INC COM COM 931142103 546 3904 SH SOLE NONE 0 0 3904 INTERNATIONAL BUSINESS MACHS COM COM 459200101 282 2321 SH SOLE NONE 0 0 2321 ORACLE CORP COM COM 68389X105 1461 24474 SH SOLE NONE 0 0 24474 TEXAS INSTRS INC COM COM 882508104 1763 12343 SH SOLE NONE 0 0 12343 TARGET CORP COM COM 87612E106 230 1461 SH SOLE NONE 0 0 1461 PFIZER INC COM COM 717081103 210 5715 SH SOLE NONE 0 0 5715 ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF IBOXX INV CP ETF 464287242 523 3883 SH SOLE NONE 0 0 3883 3M CO COM COM 88579Y101 1493 9318 SH SOLE NONE 0 0 9318 CATERPILLAR INC DEL COM COM 149123101 204 1371 SH SOLE NONE 0 0 1371 ALPHABET INC CAP STK CL C CAP STK CL C 02079K107 785 534 SH SOLE NONE 0 0 534 AMGEN INC COM COM 031162100 1677 6596 SH SOLE NONE 0 0 6596 FIRST TRUST DOW JONES INTERNET INDEX FUND DJ INTERNT IDX 33733E302 211 1123 SH SOLE NONE 0 0 1123 ISHARES CORE U.S. AGGREGATE BOND ETF CORE US AGGBD ET 464287226 14126 119652 SH SOLE NONE 0 0 119652 ISHARES CORE DIVIDEND GROWTH ETF CORE DIV GRWTH 46434V621 4041 101566 SH SOLE NONE 0 0 101566 INVESCO NATIONAL AMT-FREE MUNICIPAL BOND ETF NATL AMT MUNI 46138E537 305 11472 SH SOLE NONE 0 0 11472 ISHARES CORE TOTAL USD BOND MARKET ETF CORE TOTAL USD 46434V613 802 14739 SH SOLE NONE 0 0 14739 DELTA AIR LINES INC DEL COM NEW COM NEW 247361702 466 15246 SH SOLE NONE 0 0 15246 VANGUARD SHORT-TERM BOND INDEX FUND SHORT TRM BOND 921937827 597 7185 SH SOLE NONE 0 0 7185 BRISTOL-MYERS SQUIBB CO COM COM 110122108 321 5329 SH SOLE NONE 0 0 5329 ALTRIA GROUP INC COM COM 02209S103 235 6077 SH SOLE NONE 0 0 6077 EXXON MOBIL CORP COM COM 30231G102 1448 42191 SH SOLE NONE 0 0 42191 UNITEDHEALTH GROUP INC COM COM 91324P102 1452 4657 SH SOLE NONE 0 0 4657 LOWES COS INC COM COM 548661107 281 1696 SH SOLE NONE 0 0 1696 VANECK VECTORS INTERMEDIATE MUNI ETF INTRMDT MUNI ETF 92189H201 921 17964 SH SOLE NONE 0 0 17964 DEERE & CO COM COM 244199105 1837 8288 SH SOLE NONE 0 0 8288 PAYPAL HLDGS INC COM COM 70450Y103 661 3357 SH SOLE NONE 0 0 3357 CROWN CASTLE INTL CORP NEW COM COM 22822V101 299 1797 SH SOLE NONE 0 0 1797 BLACKROCK INC COM COM 09247X101 214 380 SH SOLE NONE 0 0 380 ISHARES MSCI EAFE ETF MSCI EAFE ETF 464287465 1004 15781 SH SOLE NONE 0 0 15781 APPLE INC COM COM 037833100 11563 99844 SH SOLE NONE 0 0 99844 ABBOTT LABS COM COM 002824100 428 3931 SH SOLE NONE 0 0 3931 DISNEY WALT CO COM DISNEY COM DISNEY 254687106 481 3878 SH SOLE NONE 0 0 3878 ISHARES RUSSELL 1000 VALUE ETF RUS 1000 VAL ETF 464287598 504 4270 SH SOLE NONE 0 0 4270