0001793904-20-000007.txt : 20200814 0001793904-20-000007.hdr.sgml : 20200814 20200813202803 ACCESSION NUMBER: 0001793904-20-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200814 DATE AS OF CHANGE: 20200813 EFFECTIVENESS DATE: 20200814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Wealth Alliance CENTRAL INDEX KEY: 0001793904 IRS NUMBER: 832902030 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19913 FILM NUMBER: 201100956 BUSINESS ADDRESS: STREET 1: 105 BROADHOLLOW ROAD CITY: MELLVILLE STATE: NY ZIP: 11747 BUSINESS PHONE: 631 670-0682 MAIL ADDRESS: STREET 1: 105 BROADHOLLOW ROAD CITY: MELLVILLE STATE: NY ZIP: 11747 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001793904 XXXXXXXX 06-30-2020 06-30-2020 Wealth Alliance

105 BROADHOLLOW ROAD MELLVILLE NY 11747

13F HOLDINGS REPORT 028-19913 N WILLIAM G. FRANEY 6316700682 WILLIAM G. 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COM NEW Stock 884903709 211 3109 SH DFND 1 0 0 3109 THOR INDS INC COM Stock 885160101 635 5961 SH DFND 1 0 0 5961 TRANE TECHNOLOGIES PLC SHS Stock G8994E103 381 4281 SH DFND 1 0 0 4281 TRUIST FINL CORP COM Stock 89832Q109 605 16111 SH DFND 1 0 0 16111 UBER TECHNOLOGIES INC COM Stock 90353T100 257 8275 SH DFND 1 0 0 8275 UNILEVER PLC SPON ADR NEW ADR 904767704 510 9292 SH DFND 1 0 0 9292 UNION PAC CORP COM Stock 907818108 587 3475 SH DFND 1 0 0 3475 UNITED PARCEL SERVICE INC CL B Stock 911312106 909 8179 SH DFND 1 0 0 8179 UNITEDHEALTH GROUP INC COM Stock 91324P102 2040 6918 SH DFND 1 0 0 6918 VANGUARD EXTENDED MARKET ETF ETF 922908652 2323 19628 SH DFND 1 0 0 19628 VANGUARD FINANCIALS INDEX FUND ETF 92204A405 704 12303 SH DFND 1 0 0 12303 VANGUARD FTSE DEVELOPED MARKETS ETF ETF 921943858 436 11239 SH DFND 1 0 0 11239 VANGUARD HEALTH CARE INDEX FUND ETF 92204A504 477 2475 SH DFND 1 0 0 2475 VANGUARD INDUSTRIALS INDEX FUND ETF 92204A603 212 1631 SH DFND 1 0 0 1631 VANGUARD MATERIALS INDEX FUND ETF 92204A801 252 2088 SH DFND 1 0 0 2088 VANGUARD MID-CAP GROWTH INDEX FUND ETF 922908538 1412 8553 SH DFND 1 0 0 8553 VANGUARD MID-CAP INDEX FUND ETF 922908629 1845 11257 SH DFND 1 0 0 11257 VANGUARD MID-CAP VALUE INDEX FUND ETF 922908512 1111 11612 SH DFND 1 0 0 11612 VANGUARD REAL ESTATE ETF ETF 922908553 2691 34267 SH DFND 1 0 0 34267 VANGUARD SMALL-CAP INDEX FUND ETF 922908751 3189 21886 SH DFND 1 0 0 21886 VANGUARD TOTAL BOND MARKET INDEX FUND ETF 921937835 426 4824 SH DFND 1 0 0 4824 VANGUARD VALUE INDEX FUND ETF 922908744 640 6427 SH DFND 1 0 0 6427 VERIZON COMMUNICATIONS INC COM Stock 92343V104 2408 43678 SH DFND 1 0 0 43678 VISA INC COM CL A Stock 92826C839 1345 6960 SH DFND 1 0 0 6960 VODAFONE GROUP PLC NEW SPONSORED ADR ADR 92857W308 487 30563 SH DFND 1 0 0 30563 WASTE MGMT INC DEL COM Stock 94106L109 490 4628 SH DFND 1 0 0 4628 WATSCO INC COM Stock 942622200 366 2058 SH DFND 1 0 0 2058 WD-40 CO COM Stock 929236107 213 1075 SH DFND 1 0 0 1075 WEC ENERGY GROUP INC COM Stock 92939U106 595 6794 SH DFND 1 0 0 6794 WEST PHARMACEUTICAL SVSC INC COM Stock 955306105 367 1614 SH DFND 1 0 0 1614 WPX ENERGY INC COM Stock 98212B103 72 11286 SH DFND 1 0 0 11286 XCEL ENERGY INC COM Stock 98389B100 240 3843 SH DFND 1 0 0 3843 ZOETIS INC CL A Stock 98978V103 843 6149 SH DFND 1 0 0 6149 ALLIANZGI NFJ DIVIDEND INT & PREM FUND CEF 01883A107 778 69567 SH SOLE 0 0 0 69567 BERKSHIRE HATHAWAY INC DEL CL A Stock 084670108 267 1 SH SOLE 0 0 0 1 BLACKROCK LIMITED DURATION INCOME TRUST ETF CEF 09249W101 443 31780 SH SOLE 0 0 0 31780 EATON VANCE TX MGD DIV EQ INCM COM CEF 27828N102 115 10627 SH SOLE 0 0 0 10627 INNOVATOR S&P 500 POWER BUFFER ETF - JUNE ETF 45782C748 1509 53769 SH SOLE 0 0 0 53769 INVESCO DB OIL FUND ETF 46140H403 96 13791 SH SOLE 0 0 0 13791 INVESCO ULTRA SHORT DURATION ETF ETF 46090A887 350 6943 SH SOLE 0 0 0 6943 IOVANCE BIOTHERAPEUTICS INC COM Stock 462260100 231 8400 SH SOLE 0 0 0 8400 ISHARES 1-3 YEAR TREASURY BOND ETF ETF 464287457 5381 62131 SH SOLE 0 0 0 62131 ISHARES 7-10 YEAR TREASURY BOND ETF ETF 464287440 3602 29552 SH SOLE 0 0 0 29552 ISHARES CORE MSCI EAFE ETF ETF 46432F842 940 16448 SH SOLE 0 0 0 16448 ISHARES CORE MSCI EMERGING MARKETS ETF ETF 46434G103 1205 25307 SH SOLE 0 0 0 25307 ISHARES CORE MSCI TOTAL INTERNATIONAL STOCK ETF ETF 46432F834 1336 24507 SH SOLE 0 0 0 24507 ISHARES CORE S&P U.S. GROWTH ETF ETF 464287671 917 12759 SH SOLE 0 0 0 12759 ISHARES CORE S&P U.S. VALUE ETF ETF 464287663 932 17847 SH SOLE 0 0 0 17847 ISHARES GLOBAL ENERGY ETF ETF 464287341 259 13275 SH SOLE 0 0 0 13275 ISHARES MSCI EMERGING MARKETS ETF ETF 464287234 300 7507 SH SOLE 0 0 0 7507 ISHARES SHORT MATURITY BOND ETF ETF 46431W507 355 7108 SH SOLE 0 0 0 7108 ISHARES TIPS BOND ETF ETF 464287176 3847 31275 SH SOLE 0 0 0 31275 PARTY CITY HOLDCO INC COM Stock 702149105 15 10000 SH SOLE 0 0 0 10000 SMILEDIRECTCLUB INC CL A COM Stock 83192H106 101 12780 SH SOLE 0 0 0 12780 SPDR DOUBLELINE TOTAL RETURN TACTICAL ETF ETF 78467V848 2600 52476 SH SOLE 0 0 0 52476 VANGUARD COMMUNICATION SERVICES ETF ETF 92204A884 227 2439 SH SOLE 0 0 0 2439 VANGUARD CONSUMER DISCRETIONARY INDEX FUND ETF 92204A108 319 1594 SH SOLE 0 0 0 1594 VANGUARD GROWTH INDEX FUND ETF 922908736 539 2668 SH SOLE 0 0 0 2668 VANGUARD HIGH DIVIDEND YIELD ETF ETF 921946406 673 8546 SH SOLE 0 0 0 8546 VANGUARD INFORMATION TECHNOLOGY INDEX FUND ETF 92204A702 256 920 SH SOLE 0 0 0 920 VANGUARD SMALL-CAP GROWTH INDEX FUND ETF 922908595 215 1076 SH SOLE 0 0 0 1076 VANGUARD TOTAL INTERNATIONAL BOND ETF ETF 92203J407 1232 21337 SH SOLE 0 0 0 21337