CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER

0001793904-20-000005.txt : 20200515 0001793904-20-000005.hdr.sgml : 20200515 20200514192029 ACCESSION NUMBER: 0001793904-20-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200515 DATE AS OF CHANGE: 20200514 EFFECTIVENESS DATE: 20200515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Wealth Alliance CENTRAL INDEX KEY: 0001793904 IRS NUMBER: 832902030 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19913 FILM NUMBER: 20879921 BUSINESS ADDRESS: STREET 1: 105 BROADHOLLOW ROAD CITY: MELLVILLE STATE: NY ZIP: 11747 BUSINESS PHONE: 631 670-0682 MAIL ADDRESS: STREET 1: 105 BROADHOLLOW ROAD CITY: MELLVILLE STATE: NY ZIP: 11747 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001793904 XXXXXXXX 03-31-2020 03-31-2020 Wealth Alliance

105 BROADHOLLOW ROAD MELLVILLE NY 11747

13F HOLDINGS REPORT 028-19913 N WILLIAM G. FRANEY CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER 631-670-0682 WILLIAM G. FRANEY MELVILLE NY 05-14-2020 1 232 185456 false 1 ATRIA INVESTMENTS, LLC INFORMATION TABLE 2 13FWealthalliance20200331.xml ABBOTT LABS COM Stock 002824100 922 11687 SH DFND 1 0 0 11687 ABBVIE INC COM Stock 00287Y109 1005 13186 SH DFND 1 0 0 13186 ACCENTURE PLC IRELAND SHS CLASS A Stock G1151C101 719 4402 SH DFND 1 0 0 4402 ADOBE INC COM Stock 00724F101 963 3027 SH DFND 1 0 0 3027 AIR PRODS & CHEMS INC COM Stock 009158106 258 1290 SH DFND 1 0 0 1290 ALERIAN MLP ETF ETF 00162Q866 3084 896647 SH DFND 1 0 0 896647 ALIBABA GROUP HLDG LTD SPONSORED ADS ADR 01609W102 1332 6851 SH DFND 1 0 0 6851 ALLIANZGI NFJ DIVIDEND INT & PREM FUND CEF 01883A107 651 67727 SH SOLE 0 0 67727 ALLSTATE CORP COM Stock 020002101 332 3620 SH DFND 1 0 0 3620 ALPHABET INC CAP STK CL A Stock 02079K305 982 845 SH DFND 1 0 0 845 ALPHABET INC CAP STK CL C Stock 02079K107 1070 920 SH DFND 1 0 0 920 ALTRIA GROUP INC COM Stock 02209S103 452 11686 SH DFND 1 0 0 11686 AMAZON COM INC COM Stock 023135106 2938 1507 SH DFND 1 0 0 1507 AMBEV SA SPONSORED ADR ADR 02319V103 86 37524 SH DFND 1 0 0 37524 AMERICAN EXPRESS CO COM Stock 025816109 374 4369 SH DFND 1 0 0 4369 AMGEN INC COM Stock 031162100 740 3652 SH DFND 1 0 0 3652 ANSYS INC COM Stock 03662Q105 214 921 SH DFND 1 0 0 921 APPLE INC COM Stock 037833100 10570 41567 SH DFND 1 0 0 41567 ARCHER DANIELS MIDLAND CO COM Stock 039483102 229 6515 SH DFND 1 0 0 6515 ASML HOLDING N V N Y REGISTRY SHS ADR N07059210 619 2365 SH DFND 1 0 0 2365 ASTRAZENECA PLC SPONSORED ADR ADR 046353108 381 8528 SH DFND 1 0 0 8528 AT&T INC COM Stock 00206R102 1686 57836 SH DFND 1 0 0 57836 AUTOMATIC DATA PROCESSING INC COM Stock 053015103 359 2627 SH DFND 1 0 0 2627 AVERY DENNISON CORP COM Stock 053611109 419 4111 SH DFND 1 0 0 4111 BALL CORP COM Stock 058498106 385 5955 SH DFND 1 0 0 5955 BCE INC COM NEW Stock 05534B760 484 11855 SH DFND 1 0 0 11855 BECTON DICKINSON & CO COM Stock 075887109 797 3470 SH DFND 1 0 0 3470 BERKSHIRE HATHAWAY INC DEL CL A Stock 084670108 272 1 SH SOLE 0 0 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