FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
|
1. Name and Address of Reporting Person*
(Street)
|
2. Date of Event Requiring Statement
(Month/Day/Year) 08/08/2019 |
3. Issuer Name and Ticker or Trading Symbol
Chubb Ltd [ CB ] |
|||||||||||||
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
|
5. If Amendment, Date of Original Filed
(Month/Day/Year) |
||||||||||||||
6. Individual or Joint/Group Filing (Check Applicable Line)
|
Table I - Non-Derivative Securities Beneficially Owned | |||
---|---|---|---|
1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Shares | 18,522(1)(2)(3)(4) | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
---|---|---|---|---|---|---|---|
1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Options to Acquire | (5) | 02/27/2024 | Common Shares | 1,508 | $96.76 | D | |
Options to Acquire | (6) | 02/26/2025 | Common Shares | 3,921 | $114.78 | D | |
Options to Acquire | (7) | 02/25/2026 | Common Shares | 6,504 | $118.39 | D | |
Options to Acquire | (8) | 02/23/2027 | Common Shares | 5,324 | $139.01 | D | |
Options to Acquire | (9) | 02/22/2028 | Common Shares | 5,137 | $143.07 | D | |
Options to Acquire | (10) | 02/28/2029 | Common Shares | 5,862 | $133.9 | D |
Explanation of Responses: |
1. Included in the total are 1,886 restricted stock awards granted on February 25, 2016 which vested or will vest as follows: 1/4 on February 25, 2017, 1/4 on February 25, 2018, 1/4 on February 25, 2019 and 1/4 on February 25, 2020. |
2. Included in the total are 1,997 restricted stock awards granted on February 23, 2017 which vested or will vest as follows: 1/4 on February 23, 2018, 1/4 on February 23, 2019, 1/4 on February 23, 2020 and 1/4 on February 23, 2021. |
3. Included in the total are 2,890 restricted stock awards granted on February 22, 2018 which vested or will vest as follows: 1/4 on February 22, 2019, 1/4 on February 22, 2020, 1/4 on February 22, 2021 and 1/4 on February 22, 2022. |
4. Included in the total are 4,397 restricted stock awards granted on February 28, 2019 which will vest as follows: 1/4 on February 28, 2020, 1/4 on February 28, 2021, 1/4 on February 28, 2022 and 1/4 on February 28, 2023. |
5. The stock options vested in equal installments on February 27, 2015, February 27, 2016 and February 27, 2017. |
6. The stock options vested in equal installments on February 26, 2016, February 26, 2017 and February 26, 2018. |
7. The stock options vested in equal installments on February 25, 2017, February 25, 2018 and February 25, 2019. |
8. The stock options vested or will vest in equal installments on February 23, 2018, February 23, 2019 and February 23, 2020. |
9. The stock options vested or will vest in equal installments on February 22, 2019, February 22, 2020 and February 22, 2021. |
10. The stock options will vest in equal installments on February 28, 2020, February 28, 2021 and February 28, 2022. |
Remarks: |
*Chubb Group and President of Overseas General Insurance |
/s/ Samantha Froud, Attorney-in-Fact for Juan Luis Ortega | 08/14/2019 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |