-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DJCNWzmpS6juG6vEFfgBZW6/c+BiLM0ZG25UN80WNCCh+nJZPIJ351nIT55hJ8Tj 6zwyMHzPj9ry7XbMH6UuyA== 0001268355-09-000003.txt : 20091228 0001268355-09-000003.hdr.sgml : 20091225 20091228195839 ACCESSION NUMBER: 0001268355-09-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091223 FILED AS OF DATE: 20091228 DATE AS OF CHANGE: 20091228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STEPHANS PETER N CENTRAL INDEX KEY: 0001268355 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05828 FILM NUMBER: 091262663 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARPENTER TECHNOLOGY CORP CENTRAL INDEX KEY: 0000017843 STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES ROLLING MILLS (COKE OVENS) [3312] IRS NUMBER: 230458500 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 2 MERIDIAN BOULEVARD CITY: WYOMISSING STATE: PA ZIP: 19612 BUSINESS PHONE: 6102082000 MAIL ADDRESS: STREET 1: PO BOX 14662 CITY: READING STATE: PA ZIP: 19612-4662 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2009-12-23 0000017843 CARPENTER TECHNOLOGY CORP CRS 0001268355 STEPHANS PETER N CARPENTER TECHNOLOGY CORPORATION PO BOX 14662 READING PA 19612-4662 1 0 0 0 Common Stock 2009-11-20 5 G 0 635 23.51 D 38296 D Common Stock 2009-11-20 5 G 0 635 23.51 D 38296 I By spouse in trust Common Stock 2009-12-23 4 P 0 19000 27.669 A 57296 D Common Stock 2009-12-23 5 G 0 19000 27.669 D 38296 D Common Stock 19000 I By Grantor Retained Annuity Trust Common Stock 7400 I Spouse of Trustee Common Stock 7400 I Spouse of Trustee These shares are held in the Peter N. Stephans Revocable Trust, dated March 15, 2004, Peter N. Stephans and Joan R. Stephans, Trustees These shares are held in the Joan R. Stephans Revocable Trust, dated March 15, 2004, Peter N. Stephans and Joan R. Stephans, Trustees Includes shares held in the Peter N. Stephans Revocable Trust, dated March 15, 2004, Peter N. Stephans and Joan R. Stephans, Trustees These shares are held in a grantor retained annuity trust, created on December 18, 2009, PNC Bank, N.A., Trustee. These shares are held in the Irrevocable Deed of Trust of Peter C. Rossin and Ada E. Rossin, dated July 12, 1989, Ada E. Rossin and Joan Elizabeth Rossin Stephans, Trustees, for the benefit of the reporting person's children. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16, or for any other purpose. K. Douglas Ralph/POA 2009-12-28 -----END PRIVACY-ENHANCED MESSAGE-----