SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
DEBEL MARLENE

(Last) (First) (Middle)
METLIFE, INC.
200 PARK AVENUE

(Street)
NEW YORK NY 10166

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
05/01/2019
3. Issuer Name and Ticker or Trading Symbol
METLIFE INC [ MET ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP & Chief Risk Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 30,085 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) (1) Common Stock 7,565 (1) D
Employee Stock Options (right to buy) (2) 02/25/2023 Common Stock 5,513 $31.15 D
Employee Stock Options (right to buy) (2) 02/24/2024 Common Stock 10,911 $45.15 D
Employee Stock Options (right to buy) (2) 02/23/2025 Common Stock 9,703 $45.91 D
Employee Stock Options (right to buy) (2) 02/22/2026 Common Stock 13,107 $34.33 D
Employee Stock Options (right to buy) (2) 02/27/2027 Common Stock 10,600 $46.85 D
Employee Stock Options (right to buy) (2) 03/01/2028 Common Stock 10,712 $45.5 D
Employee Stock Options (right to buy) (2) 02/25/2029 Common Stock 12,013 $44.65 D
Explanation of Responses:
1. Each Restricted Stock Unit is the contingent right to receive one share of MetLife, Inc. common stock. The Restricted Stock Units vest in three installments on the first business day in March on or following each of the first three anniversaries of the Grant Date. 1,179 shares were granted on February 28, 2017, 2,382 shares were granted on March 2, 2018, 4,004 shares were granted on February 26, 2019.
2. The reported number of underlying shares represent outstanding unexercised options that became (or will become) exercisable in three installments on each of the first three anniversaries of the Grant Date. The expiration date is the day before the tenth anniversary of the Grant Date.
Remarks:
Exhibit List: Exhibit 24 - Power of Attorney
/s/ Mark A. Schuman, authorized signer 05/07/2019
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.