0001766995-21-000004.txt : 20210510 0001766995-21-000004.hdr.sgml : 20210510 20210510152707 ACCESSION NUMBER: 0001766995-21-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210510 DATE AS OF CHANGE: 20210510 EFFECTIVENESS DATE: 20210510 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SUMMIT WEALTH & RETIREMENT PLANNING, INC. CENTRAL INDEX KEY: 0001766995 IRS NUMBER: 472346871 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19057 FILM NUMBER: 21906722 BUSINESS ADDRESS: STREET 1: 55 OAK CT. STREET 2: SUITE 210 CITY: DANVILLE STATE: CA ZIP: 94526 BUSINESS PHONE: 925-927-1900 MAIL ADDRESS: STREET 1: 55 OAK CT. STREET 2: SUITE 210 CITY: DANVILLE STATE: CA ZIP: 94526 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001766995 XXXXXXXX 03-31-2021 03-31-2021 SUMMIT WEALTH & RETIREMENT PLANNING, INC.

55 OAK CT. SUITE 210 DANVILLE CA 94526

13F HOLDINGS REPORT 028-19057 N Donald R. McCloskey 925-927-1900 Donald R. McCloskey Danville CA 05-10-2021 0 99 269070 false INFORMATION TABLE 2 summitwealth13fhr2021q1.xml INOVIO PHARMACEUTICALS INC COM NEW 45773H201 162 17465 SH SOLE 0 0 17465 VISTRA CORP COM 92840M102 199 11280 SH SOLE 0 0 11280 INVESCO QQQ TR UNIT SER 1 46090E103 203 636 SH SOLE 0 0 636 BK OF AMERICA CORP COM 060505104 211 5462 SH SOLE 0 0 5462 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 212 1795 SH SOLE 0 0 1795 ISHARES TR RUS MID CAP ETF 464287499 223 3019 SH SOLE 0 0 3019 NIKE INC CL B 654106103 224 1686 SH SOLE 0 0 1686 LIVERAMP HLDGS INC COM 53815P108 229 4415 SH SOLE 0 0 4415 SAREPTA THERAPEUTICS INC COM 803607100 233 3125 SH SOLE 0 0 3125 WALMART INC COM 931142103 234 1726 SH SOLE 0 0 1726 CRH PLC ADR 12626K203 235 5000 SH SOLE 0 0 5000 ISHARES TR SP SMCP600VL ETF 464287879 238 2364 SH SOLE 0 0 2364 CORTEVA INC COM 22052L104 243 5216 SH SOLE 0 0 5216 ZENDESK INC COM 98936J101 249 1881 SH SOLE 0 0 1881 ECOLAB INC COM 278865100 270 1262 SH SOLE 0 0 1262 FACEBOOK INC CL A 30303M102 272 925 SH SOLE 0 0 925 QUALCOMM INC COM 747525103 277 2090 SH SOLE 0 0 2090 AMERIPRISE FINL INC COM 03076C106 279 1200 SH SOLE 0 0 1200 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 314 8000 SH SOLE 0 0 8000 CO-DIAGNOSTICS INC COM 189763105 343 35905 SH SOLE 0 0 35905 CSX CORP COM 126408103 356 3691 SH SOLE 0 0 3691 JPMORGAN CHASE & CO COM 46625H100 358 2350 SH SOLE 0 0 2350 HEWLETT PACKARD ENTERPRISE C COM 42824C109 390 24800 SH SOLE 0 0 24800 STELLANTIS N.V SHS N82405106 391 21996 SH SOLE 0 0 21996 VIATRIS INC COM 92556V106 404 28947 SH SOLE 0 0 28947 ISHARES TR 1 3 YR TREAS BD 464287457 426 4938 SH SOLE 0 0 4938 FLEXSHARES TR CR SCORED LONG 33939L753 428 7448 SH SOLE 0 0 7448 DIAGEO PLC SPON ADR NEW 25243Q205 461 2806 SH SOLE 0 0 2806 COMCAST CORP NEW CL A 20030N101 490 9061 SH SOLE 0 0 9061 PRIMORIS SVCS CORP COM 74164F103 493 14885 SH SOLE 0 0 14885 WASTE MGMT INC DEL COM 94106L109 561 4350 SH SOLE 0 0 4350 AGILENT TECHNOLOGIES INC COM 00846U101 582 4576 SH SOLE 0 0 4576 ISHARES TR RUSSELL 3000 ETF 464287689 608 2564 SH SOLE 0 0 2564 VANECK VECTORS ETF TR CHINAAMC CHINA B 92189F379 613 25828 SH SOLE 0 0 25828 MEDIFAST INC COM 58470H101 643 3034 SH SOLE 0 0 3034 DUKE REALTY CORP COM NEW 264411505 648 15463 SH SOLE 0 0 15463 ALPHABET INC CAP STK CL C 02079K107 652 315 SH SOLE 0 0 315 TESLA INC COM 88160R101 672 1006 SH SOLE 0 0 1006 VANECK VECTORS ETF TR HIGH YLD MUN ETF 92189H409 701 11275 SH SOLE 0 0 11275 BLUEPRINT MEDICINES CORP COM 09627Y109 706 7265 SH SOLE 0 0 7265 CRESTWOOD EQUITY PARTNERS LP UNIT LTD PARTNER 226344208 712 25503 SH SOLE 0 0 25503 PROSHARES TR INVT INT RT HG 74347B607 724 9390 SH SOLE 0 0 9390 GUARDANT HEALTH INC COM 40131M109 725 4752 SH SOLE 0 0 4752 PALO ALTO NETWORKS INC COM 697435105 737 2287 SH SOLE 0 0 2287 BRISTOL-MYERS SQUIBB CO COM 110122108 755 11961 SH SOLE 0 0 11961 SALESFORCE COM INC COM 79466L302 785 3703 SH SOLE 0 0 3703 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 787 3470 SH SOLE 0 0 3470 HP INC COM 40434L105 787 24800 SH SOLE 0 0 24800 STATE STR CORP COM 857477103 807 9605 SH SOLE 0 0 9605 AMERICAN EXPRESS CO COM 025816109 856 6050 SH SOLE 0 0 6050 FUTU HLDGS LTD SPON ADS CL A 36118L106 876 5515 SH SOLE 0 0 5515 KINDER MORGAN INC DEL COM 49456B101 889 53398 SH SOLE 0 0 53398 ISHARES TR IBOXX INV CP ETF 464287242 906 6965 SH SOLE 0 0 6965 T-MOBILE US INC COM 872590104 918 7325 SH SOLE 0 0 7325 FLEXSHARES TR CR SCD US BD 33939L761 968 18090 SH SOLE 0 0 18090 FLEXSHARES TR HIG YLD VL ETF 33939L662 1020 20596 SH SOLE 0 0 20596 ETF SER SOLUTIONS DEFIANCE NXT GN 26922B204 1035 39185 SH SOLE 0 0 39185 VISA INC COM CL A 92826C839 1057 4990 SH SOLE 0 0 4990 GENERAL ELECTRIC CO COM 369604103 1160 88378 SH SOLE 0 0 88378 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 1174 3222 SH SOLE 0 0 3222 PENNYMAC FINL SVCS INC NEW COM 70932M107 1185 17716 SH SOLE 0 0 17716 INGERSOLL RAND INC COM 45687V106 1229 24966 SH SOLE 0 0 24966 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 1234 16923 SH SOLE 0 0 16923 ELECTRONIC ARTS INC COM 285512109 1590 11748 SH SOLE 0 0 11748 AMAZON COM INC COM 023135106 1686 545 SH SOLE 0 0 545 ALPHABET INC CAP STK CL A 02079K305 1737 842 SH SOLE 0 0 842 ISHARES TR CALIF MUN BD ETF 464288356 1791 28837 SH SOLE 0 0 28837 MICROSOFT CORP COM 594918104 1796 7618 SH SOLE 0 0 7618 ISHARES TR RUS 1000 GRW ETF 464287614 1864 7669 SH SOLE 0 0 7669 ISHARES TR JPMORGAN USD EMG 464288281 1886 17321 SH SOLE 0 0 17321 VANECK VECTORS ETF TR SHRT HGH YLD MUN 92189F387 2009 80265 SH SOLE 0 0 80265 VANECK VECTORS ETF TR JP MORGAN MKTS 92189H300 2079 67778 SH SOLE 0 0 67778 ISHARES TR 0-5YR HI YL CP 46434V407 2103 45915 SH SOLE 0 0 45915 VANECK VECTORS ETF TR FALLEN ANGEL HG 92189F437 2211 69248 SH SOLE 0 0 69248 VANECK VECTORS ETF TR EMERGING MKTS HI 92189F353 2347 99338 SH SOLE 0 0 99338 SPDR SER TR NUVEEN BBG BRCLY 78464A284 2648 44639 SH SOLE 0 0 44639 INVESCO EXCH TRADED FD TR II CALIF AMT MUN 46138E206 2908 105109 SH SOLE 0 0 105109 SPDR SER TR BLOMBERG BRC INT 78464A334 3174 100769 SH SOLE 0 0 100769 APPLE INC COM 037833100 3625 29675 SH SOLE 0 0 29675 VANGUARD SCOTTSDALE FDS INTER TERM TREAS 92206C706 3636 54079 SH SOLE 0 0 54079 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 3809 39387 SH SOLE 0 0 39387 ISHARES TR RUSSELL 2000 ETF 464287655 3965 17944 SH SOLE 0 0 17944 ISHARES TR MSCI EMG MKT ETF 464287234 4257 79813 SH SOLE 0 0 79813 ISHARES TR CORE US AGGBD ET 464287226 4407 38716 SH SOLE 0 0 38716 INVESCO EXCH TRADED FD TR II NATL AMT MUNI 46138E537 4864 181759 SH SOLE 0 0 181759 ISHARES TR RUS 1000 VAL ETF 464287598 5733 37829 SH SOLE 0 0 37829 ISHARES TR MSCI EAFE ETF 464287465 6231 82133 SH SOLE 0 0 82133 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 7180 225939 SH SOLE 0 0 225939 TIDAL ETF TR RPAR RISK PARI 886364603 7281 320472 SH SOLE 0 0 320472 ISHARES TR MBS ETF 464288588 7446 68679 SH SOLE 0 0 68679 ABERDEEN STD PRECIOUS METALS PHYSCL PM BASKET 003263100 7693 83010 SH SOLE 0 0 83010 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 8035 80619 SH SOLE 0 0 80619 ISHARES TR MODERT ALLOC ETF 464289875 8986 206337 SH SOLE 0 0 206337 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 11862 315323 SH SOLE 0 0 315323 ISHARES TR NATIONAL MUN ETF 464288414 12458 107349 SH SOLE 0 0 107349 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 14462 221533 SH SOLE 0 0 221533 VANGUARD BD INDEX FDS INTERMED TERM 921937819 21133 238167 SH SOLE 0 0 238167 VANGUARD WORLD FD MEGA CAP INDEX 921910873 25818 184109 SH SOLE 0 0 184109 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 27601 212674 SH SOLE 0 0 212674