Chief Compliance Officer

0001085146-20-000230.txt : 20200121 0001085146-20-000230.hdr.sgml : 20200121 20200121164523 ACCESSION NUMBER: 0001085146-20-000230 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200121 DATE AS OF CHANGE: 20200121 EFFECTIVENESS DATE: 20200121 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MONECO Advisors, LLC CENTRAL INDEX KEY: 0001765690 IRS NUMBER: 463758971 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19342 FILM NUMBER: 20536800 BUSINESS ADDRESS: STREET 1: 2150 POST ROAD CITY: FAIRFIELD STATE: CT ZIP: 06824 BUSINESS PHONE: 203-319-3554 MAIL ADDRESS: STREET 1: 2150 POST ROAD CITY: FAIRFIELD STATE: CT ZIP: 06824 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001765690 XXXXXXXX 12-31-2019 12-31-2019 false MONECO Advisors, LLC

2150 POST ROAD FAIRFIELD CT 06824

13F HOLDINGS REPORT 028-19342 N Christopher Neubert Chief Compliance Officer 203-319-3550 /s/ Christopher Neubert Fairfield CT 01-21-2020 0 156 140565 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ABBVIE INC COM 00287Y109 323 3666 SH SOLE 0 0 3666 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 270 1189 SH SOLE 0 0 1189 ALIGN TECHNOLOGY INC COM 016255101 484 1726 SH SOLE 0 0 1726 ALLIANZGI EQUITY & CONV INCO COM 018829101 221 9281 SH SOLE 0 0 9281 ALLIANZGI NFJ DIVID INT & PR COM 01883A107 263 19872 SH SOLE 0 0 19872 ALPHABET INC CAP STK CL A 02079K305 1 100 SH Put SOLE 0 0 100 ALPHABET INC CAP STK CL A 02079K305 684 462 SH SOLE 0 0 462 ALPHABET INC CAP STK CL C 02079K107 336 227 SH SOLE 0 0 227 AMAZON COM INC COM 023135106 1264 678 SH SOLE 0 0 678 APPLE HOSPITALITY REIT INC COM NEW 03784Y200 199 12462 SH SOLE 0 0 12462 APPLE INC COM 037833100 6187 19413 SH SOLE 0 0 19413 APPLE INC COM 037833100 1 1700 SH Put SOLE 0 0 1700 AT&T INC COM 00206R102 2064 53784 SH SOLE 0 0 53784 AT&T INC COM 00206R102 0 100 SH Call SOLE 0 0 100 BANK AMER CORP COM 060505104 268 7717 SH SOLE 0 0 7717 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2617 11370 SH SOLE 0 0 11370 BLACKROCK RES & COMM STRAT T SHS 09257A108 350 43488 SH SOLE 0 0 43488 BLACKSTONE GROUP INC COM CL A 09260D107 765 12588 SH SOLE 0 0 12588 BOEING CO COM 097023105 1291 3983 SH SOLE 0 0 3983 BRISTOL MYERS SQUIBB CO COM 110122108 257 3854 SH SOLE 0 0 3854 CATERPILLAR INC DEL COM 149123101 287 1945 SH SOLE 0 0 1945 CHEVRON CORP NEW COM 166764100 207 1791 SH SOLE 0 0 1791 CISCO SYS INC COM 17275R102 0 1200 SH Call SOLE 0 0 1200 CISCO SYS INC COM 17275R102 469 9576 SH SOLE 0 0 9576 CITIGROUP INC COM NEW 172967424 768 9465 SH SOLE 0 0 9465 CITIGROUP INC COM NEW 172967424 0 400 SH Call SOLE 0 0 400 CUMMINS INC COM 231021106 299 1718 SH SOLE 0 0 1718 CVS HEALTH CORP COM 126650100 203 2672 SH SOLE 0 0 2672 DISNEY WALT CO COM DISNEY 254687106 484 3353 SH SOLE 0 0 3353 DUKE ENERGY CORP NEW COM NEW 26441C204 454 4849 SH SOLE 0 0 4849 EATON CORP PLC SHS G29183103 295 3080 SH SOLE 0 0 3080 ENTERPRISE PRODS PARTNERS L COM 293792107 282 9794 SH SOLE 0 0 9794 EXXON MOBIL CORP COM 30231G102 762 11108 SH SOLE 0 0 11108 FACEBOOK INC CL A 30303M102 796 3584 SH SOLE 0 0 3584 FIRST TR EXCHANGE TRADED FD FST LOW OPPT EFT 33739Q200 217 4185 SH SOLE 0 0 4185 FISERV INC COM 337738108 276 2286 SH SOLE 0 0 2286 GENERAL ELECTRIC CO COM 369604103 292 24710 SH SOLE 0 0 24710 GLOBAL X FDS GLOBX SUPDV US 37950E291 211 8824 SH SOLE 0 0 8824 GOLDMAN SACHS ETF TR ACTIVEBETA INT 381430107 1443 47040 SH SOLE 0 0 47040 GOLDMAN SACHS ETF TR EQUITY ETF 381430503 4696 70304 SH SOLE 0 0 70304 HIGHLAND INCOME FUND HIGHLAND INCOME 43010E404 3488 284518 SH SOLE 0 0 284518 HOME DEPOT INC COM 437076102 313 1349 SH SOLE 0 0 1349 HONEYWELL INTL INC COM 438516106 204 1113 SH SOLE 0 0 1113 INGERSOLL-RAND PLC SHS G47791101 268 2000 SH SOLE 0 0 2000 INTEL CORP COM 458140100 652 10940 SH SOLE 0 0 10940 INTERNATIONAL BUSINESS MACHS COM 459200101 558 4036 SH SOLE 0 0 4036 INTERNATIONAL BUSINESS MACHS COM 459200101 0 200 SH Call SOLE 0 0 200 INVESCO ACTIVELY MANAGD ETF ULTRA SHRT DUR 46090A887 948 18794 SH SOLE 0 0 18794 INVESCO DB US DLR INDEX TR BULLISH FD 46141D203 258 9793 SH SOLE 0 0 9793 INVESCO EXCH TRD SLF IDX FD BULSHS 2020 CB 46138J502 2011 94435 SH SOLE 0 0 94435 INVESCO EXCH TRD SLF IDX FD BULSHS 2020 HY 46138J601 453 18944 SH SOLE 0 0 18944 INVESCO EXCH TRD SLF IDX FD BULSHS 2021 CB 46138J700 993 46672 SH SOLE 0 0 46672 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 CB 46138J882 290 13479 SH SOLE 0 0 13479 INVESCO EXCH TRD SLF IDX FD DEFENSIVE EQTY 46138J775 453 7893 SH SOLE 0 0 7893 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1500 46137V597 214 1544 SH SOLE 0 0 1544 INVESCO EXCHNG TRADED FD TR S&P 500 REVENUE 46138G698 278 4675 SH SOLE 0 0 4675 INVESCO EXCHNG TRADED FD TR S&P MIDCP LOW 46138E198 480 8799 SH SOLE 0 0 8799 INVESCO QQQ TR UNIT SER 1 46090E103 612 2741 SH SOLE 0 0 2741 ISHARES INC MIN VOL GBL ETF 464286525 253 2579 SH SOLE 0 0 2579 ISHARES TR CORE S&P TTL STK 464287150 5034 67177 SH SOLE 0 0 67177 ISHARES TR CORE S&P US GWT 464287671 271 3825 SH SOLE 0 0 3825 ISHARES TR CORE S&P500 ETF 464287200 691 2072 SH SOLE 0 0 2072 ISHARES TR IBONDS DEC20 ETF 46434VAQ3 441 17400 SH SOLE 0 0 17400 ISHARES TR IBONDS DEC21 ETF 46434VBK5 394 15764 SH SOLE 0 0 15764 ISHARES TR IBONDS MAR20 ETF 46432FBC0 292 11197 SH SOLE 0 0 11197 ISHARES TR MIN VOL EAFE ETF 46429B689 758 10009 SH SOLE 0 0 10009 ISHARES TR MSCI MIN VOL ETF 46429B697 10061 148787 SH SOLE 0 0 148787 ISHARES TR PFD AND INCM SEC 464288687 422 11094 SH SOLE 0 0 11094 ISHARES TR RUS 1000 ETF 464287622 865 4700 SH SOLE 0 0 4700 ISHARES TR RUS 1000 GRW ETF 464287614 1979 10725 SH SOLE 0 0 10725 ISHARES TR RUS 1000 VAL ETF 464287598 411 2967 SH SOLE 0 0 2967 ISHARES TR RUS 2000 GRW ETF 464287648 325 1464 SH SOLE 0 0 1464 ISHARES TR RUS 2000 VAL ETF 464287630 287 2226 SH SOLE 0 0 2226 ISHARES TR RUS MD CP GR ETF 464287481 312 1961 SH SOLE 0 0 1961 ISHARES TR RUS MDCP VAL ETF 464287473 233 2419 SH SOLE 0 0 2419 ISHARES TR RUS MID CAP ETF 464287499 610 9962 SH SOLE 0 0 9962 ISHARES TR RUSSELL 2000 ETF 464287655 2043 12086 SH SOLE 0 0 12086 ISHARES TR RUSSELL 3000 ETF 464287689 200 1032 SH SOLE 0 0 1032 ISHARES TR S&P 500 GRWT ETF 464287309 836 4119 SH SOLE 0 0 4119 ISHARES TR S&P MC 400GR ETF 464287606 1435 5897 SH SOLE 0 0 5897 ISHARES TR S&P MC 400VL ETF 464287705 685 3969 SH SOLE 0 0 3969 ISHARES US ETF TR IT RT HDG HGYL 46431W606 2975 33123 SH SOLE 0 0 33123 JOHNSON & JOHNSON COM 478160104 0 100 SH Call SOLE 0 0 100 JOHNSON & JOHNSON COM 478160104 1919 12868 SH SOLE 0 0 12868 JP MORGAN EXCHANGE TRADED FD ULTRA SHRT INC 46641Q837 1001 19817 SH SOLE 0 0 19817 JPMORGAN CHASE & CO COM 46625H100 595 4305 SH SOLE 0 0 4305 LAS VEGAS SANDS CORP COM 517834107 234 3164 SH SOLE 0 0 3164 LOCKHEED MARTIN CORP COM 539830109 215 506 SH SOLE 0 0 506 LOWES COS INC COM 548661107 330 2695 SH SOLE 0 0 2695 MEDICAL PPTYS TRUST INC COM 58463J304 323 14484 SH SOLE 0 0 14484 MEDTRONIC PLC SHS G5960L103 482 4046 SH SOLE 0 0 4046 MERCK & CO INC COM 58933Y105 0 100 SH Call SOLE 0 0 100 MERCK & CO INC COM 58933Y105 336 3692 SH SOLE 0 0 3692 MICROSOFT CORP COM 594918104 2824 16900 SH SOLE 0 0 16900 MONDELEZ INTL INC CL A 609207105 421 7625 SH SOLE 0 0 7625 MOODYS CORP COM 615369105 824 3200 SH SOLE 0 0 3200 NETFLIX INC COM 64110L106 467 1375 SH SOLE 0 0 1375 NUVEEN NASDAQ 100 DYNAMIC OV COM SHS 670699107 1708 69604 SH SOLE 0 0 69604 NUVEEN S&P 500 BUY-WRITE INC COM 6706ER101 4133 302586 SH SOLE 0 0 302586 NVIDIA CORP COM 67066G104 345 1384 SH SOLE 0 0 1384 OMEGA HEALTHCARE INVS INC COM 681936100 248 5730 SH SOLE 0 0 5730 ORACLE CORP COM 68389X105 403 7313 SH SOLE 0 0 7313 PEMBINA PIPELINE CORP COM 706327103 1715 44453 SH SOLE 0 0 44453 PEOPLES UTD FINL INC COM 712704105 434 27063 SH SOLE 0 0 27063 PEPSICO INC COM 713448108 279 1976 SH SOLE 0 0 1976 PFIZER INC COM 717081103 307 7576 SH SOLE 0 0 7576 PHILIP MORRIS INTL INC COM 718172109 819 9229 SH SOLE 0 0 9229 PIMCO INCOME STRATEGY FUND I COM 72201J104 113 10550 SH SOLE 0 0 10550 PIMCO MUN INCOME FD III COM 72201A103 127 10200 SH SOLE 0 0 10200 PROCTER & GAMBLE CO COM 742718109 628 4966 SH SOLE 0 0 4966 PROSHARES TR ULTRASHRT S&P500 74347B383 11 468 SH SOLE 0 0 468 PROSHARES TR ULTRASHRT S&P500 74347B383 193 126500 SH Call SOLE 0 0 126500 QUALCOMM INC COM 747525103 338 3527 SH SOLE 0 0 3527 REALTY INCOME CORP COM 756109104 467 6113 SH SOLE 0 0 6113 ROCKWELL AUTOMATION INC COM 773903109 474 2317 SH SOLE 0 0 2317 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 742 12551 SH SOLE 0 0 12551 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 1162 11968 SH SOLE 0 0 11968 SHOPIFY INC CL A 82509L107 348 766 SH SOLE 0 0 766 SPDR GOLD TRUST GOLD SHS 78463V107 580 3958 SH SOLE 0 0 3958 SPDR S&P 500 ETF TR TR UNIT 78462F103 1342 4042 SH SOLE 0 0 4042 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 1507 3950 SH SOLE 0 0 3950 SPDR SERIES TRUST RUSSELL LOW VOL 78468R754 571 6485 SH SOLE 0 0 6485 SPDR SERIES TRUST S&P DIVID ETF 78464A763 5381 49672 SH SOLE 0 0 49672 SPDR SERIES TRUST SSGA US SMAL ETF 78468R887 679 6718 SH SOLE 0 0 6718 STANLEY BLACK & DECKER INC COM 854502101 259 1499 SH SOLE 0 0 1499 STRYKER CORP COM 863667101 216 1017 SH SOLE 0 0 1017 SUN LIFE FINL INC COM 866796105 234 4806 SH SOLE 0 0 4806 TRANSAMERICA ETF TR DELTASHS S&P 500 89349P107 402 6355 SH SOLE 0 0 6355 UNION PACIFIC CORP COM 907818108 604 3258 SH SOLE 0 0 3258 UNITED TECHNOLOGIES CORP COM 913017109 274 1777 SH SOLE 0 0 1777 UNITEDHEALTH GROUP INC COM 91324P102 233 782 SH SOLE 0 0 782 VANECK VECTORS ETF TRUST GOLD MINERS ETF 92189F106 401 14125 SH SOLE 0 0 14125 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 217 2692 SH SOLE 0 0 2692 VANGUARD GROUP DIV APP ETF 921908844 963 7491 SH SOLE 0 0 7491 VANGUARD INDEX FDS GROWTH ETF 922908736 8963 46706 SH SOLE 0 0 46706 VANGUARD INDEX FDS LARGE CAP ETF 922908637 405 2650 SH SOLE 0 0 2650 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 2871 17344 SH SOLE 0 0 17344 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 1161 9557 SH SOLE 0 0 9557 VANGUARD INDEX FDS MID CAP ETF 922908629 634 3453 SH SOLE 0 0 3453 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 245 2584 SH SOLE 0 0 2584 VANGUARD INDEX FDS SM CP VAL ETF 922908611 1451 10465 SH SOLE 0 0 10465 VANGUARD INDEX FDS SMALL CP ETF 922908751 1027 6062 SH SOLE 0 0 6062 VANGUARD INDEX FDS SML CP GRW ETF 922908595 1076 5229 SH SOLE 0 0 5229 VANGUARD INDEX FDS TOTAL STK MKT 922908769 448 2655 SH SOLE 0 0 2655 VANGUARD INDEX FDS VALUE ETF 922908744 2270 18705 SH SOLE 0 0 18705 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 303 6591 SH SOLE 0 0 6591 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 285 3508 SH SOLE 0 0 3508 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 454 10167 SH SOLE 0 0 10167 VERIZON COMMUNICATIONS INC COM 92343V104 430 7151 SH SOLE 0 0 7151 VICTORY PORTFOLIOS II VCSHS US 500 ENH 92647N782 503 9329 SH SOLE 0 0 9329 VICTORY PORTFOLIOS II VCSHS US LRG CAP 92647N865 229 4502 SH SOLE 0 0 4502 VISA INC COM CL A 92826C839 342 1672 SH SOLE 0 0 1672 WASTE MGMT INC DEL COM 94106L109 223 1860 SH SOLE 0 0 1860 WISDOMTREE TR US MIDCAP DIVID 97717W505 1334 34578 SH SOLE 0 0 34578 WISDOMTREE TR US QTLY DIV GRT 97717X669 822 16553 SH SOLE 0 0 16553 WPP PLC NEW ADR 92937A102 1689 25436 SH SOLE 0 0 25436