<SEC-DOCUMENT>0001387131-20-004852.txt : 20200515 <SEC-HEADER>0001387131-20-004852.hdr.sgml : 20200515 <ACCEPTANCE-DATETIME>20200515120105 ACCESSION NUMBER: 0001387131-20-004852 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200515 DATE AS OF CHANGE: 20200515 EFFECTIVENESS DATE: 20200515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DeepCurrents Investment Group LLC CENTRAL INDEX KEY: 0001754535 IRS NUMBER: 813860813 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19350 FILM NUMBER: 20882459 BUSINESS ADDRESS: STREET 1: 546 FIFTH AVE, 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 646-490-3260 MAIL ADDRESS: STREET 1: 546 FIFTH AVE, 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 </SEC-HEADER> <DOCUMENT> <TYPE>13F-HR <SEQUENCE>1 <FILENAME>primary_doc.xml <TEXT> <XML> <?xml version="1.0" encoding="UTF-8"?> <edgarSubmission xsi:schemaLocation="http://www.sec.gov/edgar/thirteenffiler eis_13F_Filer.xsd" xmlns="http://www.sec.gov/edgar/thirteenffiler" xmlns:ns1="http://www.sec.gov/edgar/common" xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance"> <headerData> <submissionType>13F-HR</submissionType> <filerInfo> <liveTestFlag>LIVE</liveTestFlag> <flags> <confirmingCopyFlag>false</confirmingCopyFlag> <returnCopyFlag>false</returnCopyFlag> <overrideInternetFlag>false</overrideInternetFlag> </flags> <filer> <credentials> <cik>0001754535</cik> <ccc>XXXXXXXX</ccc> </credentials> </filer> <periodOfReport>03-31-2020</periodOfReport> </filerInfo> </headerData> <formData> <coverPage> <reportCalendarOrQuarter>03-31-2020</reportCalendarOrQuarter> <isAmendment>false</isAmendment> <filingManager> <name>DeepCurrents Investment Group LLC</name> <address> <ns1:street1>546 Fifth Ave, 20th Floor</ns1:street1> <ns1:city>New York</ns1:city> <ns1:stateOrCountry>NY</ns1:stateOrCountry> <ns1:zipCode>10036</ns1:zipCode> </address> 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BIOSCIENCES INC</nameOfIssuer> <titleOfClass>NOTE 2.250% 5/1</titleOfClass> <cusip>64125CAD1</cusip> <value>9831</value> <shrsOrPrnAmt> <sshPrnamt>7651000</sshPrnamt> <sshPrnamtType>PRN</sshPrnamtType> </shrsOrPrnAmt> <investmentDiscretion>SOLE</investmentDiscretion> <votingAuthority> <Sole>7651000</Sole> <Shared>0</Shared> <None>0</None> </votingAuthority> </infoTable> <infoTable> <nameOfIssuer>PTC THERAPEUTICS INC</nameOfIssuer> <titleOfClass>NOTE 3.000% 8/1</titleOfClass> <cusip>69366JAB7</cusip> <value>9111</value> <shrsOrPrnAmt> <sshPrnamt>8368000</sshPrnamt> <sshPrnamtType>PRN</sshPrnamtType> </shrsOrPrnAmt> <investmentDiscretion>SOLE</investmentDiscretion> <votingAuthority> <Sole>8368000</Sole> <Shared>0</Shared> <None>0</None> </votingAuthority> </infoTable> <infoTable> <nameOfIssuer>OASIS PETROLEUM INC</nameOfIssuer> <titleOfClass>NOTE 2.625% 9/1</titleOfClass> <cusip>674215AJ7</cusip> <value>1547</value> <shrsOrPrnAmt> <sshPrnamt>8889000</sshPrnamt> 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<infoTable> <nameOfIssuer>EXACT SCIENCES CORP</nameOfIssuer> <titleOfClass>NOTE 1.000% 1/1</titleOfClass> <cusip>30063PAA3</cusip> <value>11881</value> <shrsOrPrnAmt> <sshPrnamt>10939000</sshPrnamt> <sshPrnamtType>PRN</sshPrnamtType> </shrsOrPrnAmt> <investmentDiscretion>SOLE</investmentDiscretion> <votingAuthority> <Sole>10939000</Sole> <Shared>0</Shared> <None>0</None> </votingAuthority> </infoTable> <infoTable> <nameOfIssuer>CHEGG INC</nameOfIssuer> <titleOfClass>NOTE 0.250% 5/1</titleOfClass> <cusip>163092AB5</cusip> <value>15837</value> <shrsOrPrnAmt> <sshPrnamt>11094000</sshPrnamt> <sshPrnamtType>PRN</sshPrnamtType> </shrsOrPrnAmt> <investmentDiscretion>SOLE</investmentDiscretion> <votingAuthority> <Sole>11094000</Sole> <Shared>0</Shared> <None>0</None> </votingAuthority> </infoTable> <infoTable> <nameOfIssuer>CTRIP COM INTL LTD</nameOfIssuer> <titleOfClass>NOTE 1.000% 7/0</titleOfClass> <cusip>22943FAF7</cusip> <value>11183</value> <shrsOrPrnAmt> <sshPrnamt>11407000</sshPrnamt> 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</infoTable> <infoTable> <nameOfIssuer>TESLA INC</nameOfIssuer> <titleOfClass>NOTE 2.375% 3/1</titleOfClass> <cusip>88160RAD3</cusip> <value>21649</value> <shrsOrPrnAmt> <sshPrnamt>12593000</sshPrnamt> <sshPrnamtType>PRN</sshPrnamtType> </shrsOrPrnAmt> <investmentDiscretion>SOLE</investmentDiscretion> <votingAuthority> <Sole>12593000</Sole> <Shared>0</Shared> <None>0</None> </votingAuthority> </infoTable> <infoTable> <nameOfIssuer>EVOLENT HEALTH INC</nameOfIssuer> <titleOfClass>NOTE 1.500%10/1</titleOfClass> <cusip>30050BAD3</cusip> <value>8607</value> <shrsOrPrnAmt> <sshPrnamt>13299000</sshPrnamt> <sshPrnamtType>PRN</sshPrnamtType> </shrsOrPrnAmt> <investmentDiscretion>SOLE</investmentDiscretion> <votingAuthority> <Sole>13299000</Sole> <Shared>0</Shared> <None>0</None> </votingAuthority> </infoTable> <infoTable> <nameOfIssuer>TWILIO INC</nameOfIssuer> <titleOfClass>NOTE 0.250% 6/0</titleOfClass> <cusip>90138FAB8</cusip> <value>19141</value> <shrsOrPrnAmt> 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</votingAuthority> </infoTable> <infoTable> <nameOfIssuer>SYNAPTICS INC</nameOfIssuer> <titleOfClass>NOTE 0.500% 6/1</titleOfClass> <cusip>87157DAD1</cusip> <value>16085</value> <shrsOrPrnAmt> <sshPrnamt>15483000</sshPrnamt> <sshPrnamtType>PRN</sshPrnamtType> </shrsOrPrnAmt> <investmentDiscretion>SOLE</investmentDiscretion> <votingAuthority> <Sole>15483000</Sole> <Shared>0</Shared> <None>0</None> </votingAuthority> </infoTable> <infoTable> <nameOfIssuer>INTERCEPT PHARMACEUTICALS IN</nameOfIssuer> <titleOfClass>NOTE 3.250% 7/0</titleOfClass> <cusip>45845PAA6</cusip> <value>13792</value> <shrsOrPrnAmt> <sshPrnamt>16820000</sshPrnamt> <sshPrnamtType>PRN</sshPrnamtType> </shrsOrPrnAmt> <investmentDiscretion>SOLE</investmentDiscretion> <votingAuthority> <Sole>16820000</Sole> <Shared>0</Shared> <None>0</None> </votingAuthority> </infoTable> <infoTable> <nameOfIssuer>CHINA LODGING GROUP LTD</nameOfIssuer> <titleOfClass>NOTE 0.375%11/0</titleOfClass> <cusip>16949NAC3</cusip> <value>16397</value> <shrsOrPrnAmt> <sshPrnamt>16910000</sshPrnamt> <sshPrnamtType>PRN</sshPrnamtType> </shrsOrPrnAmt> <investmentDiscretion>SOLE</investmentDiscretion> <votingAuthority> <Sole>16910000</Sole> <Shared>0</Shared> <None>0</None> </votingAuthority> </infoTable> <infoTable> <nameOfIssuer>KARYOPHARM THERAPEUTICS INC</nameOfIssuer> <titleOfClass>NOTE 3.000%10/1</titleOfClass> <cusip>48576UAA4</cusip> <value>25087</value> <shrsOrPrnAmt> <sshPrnamt>17331000</sshPrnamt> <sshPrnamtType>PRN</sshPrnamtType> </shrsOrPrnAmt> <investmentDiscretion>SOLE</investmentDiscretion> <votingAuthority> <Sole>17331000</Sole> <Shared>0</Shared> <None>0</None> </votingAuthority> </infoTable> <infoTable> <nameOfIssuer>PURE STORAGE INC</nameOfIssuer> <titleOfClass>NOTE 0.125% 4/1</titleOfClass> <cusip>74624MAB8</cusip> <value>15418</value> <shrsOrPrnAmt> <sshPrnamt>17748000</sshPrnamt> <sshPrnamtType>PRN</sshPrnamtType> </shrsOrPrnAmt> <investmentDiscretion>SOLE</investmentDiscretion> <votingAuthority> <Sole>17748000</Sole> <Shared>0</Shared> <None>0</None> </votingAuthority> </infoTable> <infoTable> <nameOfIssuer>RETROPHIN INC</nameOfIssuer> <titleOfClass>NOTE 2.500% 9/1</titleOfClass> <cusip>761299AB2</cusip> <value>15967</value> <shrsOrPrnAmt> <sshPrnamt>20471000</sshPrnamt> <sshPrnamtType>PRN</sshPrnamtType> </shrsOrPrnAmt> <investmentDiscretion>SOLE</investmentDiscretion> <votingAuthority> <Sole>20471000</Sole> <Shared>0</Shared> <None>0</None> </votingAuthority> </infoTable> <infoTable> <nameOfIssuer>REPLIGEN CORP</nameOfIssuer> <titleOfClass>NOTE 0.375% 7/1</titleOfClass> <cusip>759916AB5</cusip> <value>23692</value> <shrsOrPrnAmt> <sshPrnamt>22421000</sshPrnamt> <sshPrnamtType>PRN</sshPrnamtType> </shrsOrPrnAmt> <investmentDiscretion>SOLE</investmentDiscretion> <votingAuthority> <Sole>22421000</Sole> <Shared>0</Shared> <None>0</None> </votingAuthority> </infoTable> <infoTable> <nameOfIssuer>INFINERA CORP</nameOfIssuer> <titleOfClass>NOTE 2.125% 9/0</titleOfClass> <cusip>45667GAC7</cusip> <value>20013</value> <shrsOrPrnAmt> <sshPrnamt>23769000</sshPrnamt> <sshPrnamtType>PRN</sshPrnamtType> </shrsOrPrnAmt> <investmentDiscretion>SOLE</investmentDiscretion> <votingAuthority> <Sole>23769000</Sole> <Shared>0</Shared> <None>0</None> </votingAuthority> </infoTable> <infoTable> <nameOfIssuer>CREE INC</nameOfIssuer> <titleOfClass>NOTE 0.875% 9/0</titleOfClass> <cusip>225447AB7</cusip> <value>22006</value> <shrsOrPrnAmt> <sshPrnamt>23851000</sshPrnamt> <sshPrnamtType>PRN</sshPrnamtType> </shrsOrPrnAmt> <investmentDiscretion>SOLE</investmentDiscretion> <votingAuthority> <Sole>23851000</Sole> <Shared>0</Shared> <None>0</None> </votingAuthority> </infoTable> <infoTable> <nameOfIssuer>LENDINGTREE INC NEW</nameOfIssuer> <titleOfClass>NOTE 0.625% 6/0</titleOfClass> <cusip>52603BAA5</cusip> <value>38975</value> <shrsOrPrnAmt> <sshPrnamt>34955000</sshPrnamt> <sshPrnamtType>PRN</sshPrnamtType> </shrsOrPrnAmt> 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<investmentDiscretion>SOLE</investmentDiscretion> <votingAuthority> <Sole>64140</Sole> <Shared>0</Shared> <None>0</None> </votingAuthority> </infoTable> <infoTable> <nameOfIssuer>SPLUNK INC</nameOfIssuer> <titleOfClass>COM</titleOfClass> <cusip>848637104</cusip> <value>8396</value> <shrsOrPrnAmt> <sshPrnamt>66517</sshPrnamt> <sshPrnamtType>SH</sshPrnamtType> </shrsOrPrnAmt> <investmentDiscretion>SOLE</investmentDiscretion> <votingAuthority> <Sole>66517</Sole> <Shared>0</Shared> <None>0</None> </votingAuthority> </infoTable> <infoTable> <nameOfIssuer>HEALTHCARE MERGER CORP</nameOfIssuer> <titleOfClass>UNIT 12/17/2021</titleOfClass> <cusip>42227L201</cusip> <value>738</value> <shrsOrPrnAmt> <sshPrnamt>71629</sshPrnamt> <sshPrnamtType>SH</sshPrnamtType> </shrsOrPrnAmt> <investmentDiscretion>SOLE</investmentDiscretion> <votingAuthority> <Sole>71629</Sole> <Shared>0</Shared> <None>0</None> </votingAuthority> </infoTable> <infoTable> <nameOfIssuer>EXACT SCIENCES CORP</nameOfIssuer> 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<investmentDiscretion>SOLE</investmentDiscretion> <votingAuthority> <Sole>95786</Sole> <Shared>0</Shared> <None>0</None> </votingAuthority> </infoTable> <infoTable> <nameOfIssuer>SCVX CORP</nameOfIssuer> <titleOfClass>UNIT 99/99/9999</titleOfClass> <cusip>G79448109</cusip> <value>1107</value> <shrsOrPrnAmt> <sshPrnamt>111036</sshPrnamt> <sshPrnamtType>SH</sshPrnamtType> </shrsOrPrnAmt> <investmentDiscretion>SOLE</investmentDiscretion> <votingAuthority> <Sole>111036</Sole> <Shared>0</Shared> <None>0</None> </votingAuthority> </infoTable> <infoTable> <nameOfIssuer>YUNHONG INTL</nameOfIssuer> <titleOfClass>UNIT 99/99/9999</titleOfClass> <cusip>G98882114</cusip> <value>1131</value> <shrsOrPrnAmt> <sshPrnamt>119032</sshPrnamt> <sshPrnamtType>SH</sshPrnamtType> </shrsOrPrnAmt> <investmentDiscretion>SOLE</investmentDiscretion> <votingAuthority> <Sole>119032</Sole> <Shared>0</Shared> <None>0</None> </votingAuthority> </infoTable> <infoTable> <nameOfIssuer>KBR INC</nameOfIssuer> 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<otherManager>1</otherManager> <votingAuthority> <Sole>0</Sole> <Shared>11900</Shared> <None>0</None> </votingAuthority> </infoTable> <infoTable> <nameOfIssuer>VISHAY INTERTECHNOLOGY INC</nameOfIssuer> <titleOfClass>COM</titleOfClass> <cusip>928298108</cusip> <value>1845</value> <shrsOrPrnAmt> <sshPrnamt>128069</sshPrnamt> <sshPrnamtType>SH</sshPrnamtType> </shrsOrPrnAmt> <investmentDiscretion>OTR</investmentDiscretion> <otherManager>1</otherManager> <votingAuthority> <Sole>0</Sole> <Shared>128069</Shared> <None>0</None> </votingAuthority> </infoTable> <infoTable> <nameOfIssuer>JOYY INC</nameOfIssuer> <titleOfClass>ADS REPSTG COM A</titleOfClass> <cusip>46591M109</cusip> <value>2368</value> <shrsOrPrnAmt> <sshPrnamt>44467</sshPrnamt> <sshPrnamtType>SH</sshPrnamtType> </shrsOrPrnAmt> <investmentDiscretion>OTR</investmentDiscretion> <otherManager>1</otherManager> <votingAuthority> <Sole>0</Sole> <Shared>44467</Shared> <None>0</None> </votingAuthority> </infoTable> <infoTable> 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