Chief Operating Officer and Chief Compliance Officer

0001387131-19-008712.txt : 20191114 0001387131-19-008712.hdr.sgml : 20191114 20191114120026 ACCESSION NUMBER: 0001387131-19-008712 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191114 DATE AS OF CHANGE: 20191114 EFFECTIVENESS DATE: 20191114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DeepCurrents Investment Group LLC CENTRAL INDEX KEY: 0001754535 IRS NUMBER: 813860813 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19350 FILM NUMBER: 191218055 BUSINESS ADDRESS: STREET 1: 546 FIFTH AVE, 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 646-490-3260 MAIL ADDRESS: STREET 1: 546 FIFTH AVE, 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001754535 XXXXXXXX 09-30-2019 09-30-2019 false DeepCurrents Investment Group LLC

546 Fifth Ave, 20th Floor New York NY 10036

13F HOLDINGS REPORT 028-19350 N Chris Walsh Chief Operating Officer and Chief Compliance Officer 646-490-3260 Chris Walsh New York NY 11-14-2019 1 168 1470247 1 0001454027 028-13309 Verition Fund Management LLC INFORMATION TABLE 2 infotable.xml BIOMARIN PHARMACEUTICAL INC COM 09061G101 1328 19700 SH Call SOLE 19700 0 0 CONMED CORP COM 207410101 625 6500 SH Call SOLE 6500 0 0 CONMED CORP COM 207410101 625 6500 SH Put SOLE 6500 0 0 EVOLENT HEALTH INC CL A 30050B101 129 18000 SH Put SOLE 18000 0 0 ILLUMINA INC COM 452327109 5719 18800 SH Put SOLE 18800 0 0 MCDERMOTT INTL INC COM 580037703 1129 558600 SH Put SOLE 558600 0 0 PURE STORAGE INC CL A 74624M102 191 11300 SH Put SOLE 11300 0 0 SPLUNK INC COM 848637104 1438 12200 SH Call SOLE 12200 0 0 TELADOC HEALTH INC COM 87918A105 840 12400 SH Put SOLE 12400 0 0 TILRAY INC COM CL 2 88688T100 1395 56400 SH Put SOLE 56400 0 0 VERINT SYS INC COM 92343X100 1373 32100 SH Call SOLE 32100 0 0 VIAVI SOLUTIONS INC COM 925550105 3826 273200 SH Call SOLE 273200 0 0 VIAVI SOLUTIONS INC COM 925550105 3407 243300 SH Put SOLE 243300 0 0 TRANSOCEAN LTD REG SHS H8817H100 1082 242100 SH Call SOLE 242100 0 0 WRIGHT MED GROUP N V CALL N96617908 5517 267400 SH Call SOLE 267400 0 0 LEXICON PHARMACEUTICALS INC NOTE 5.250%12/0 528872AB0 233 291000 PRN SOLE 291000 0 0 SQUARE INC NOTE 0.500% 5/1 852234AD5 2002 1796000 PRN SOLE 1796000 0 0 Q2 HLDGS INC NOTE 0.750% 2/1 74736LAB5 3181 2157000 PRN SOLE 2157000 0 0 PTC THERAPEUTICS INC NOTE 3.000% 8/1 69366JAB7 3118 3015000 PRN SOLE 3015000 0 0 DERMIRA INC NOTE 3.000% 5/1 24983LAB0 2630 3147000 PRN SOLE 3147000 0 0 PACIRA BIOSCIENCES NOTE 2.375% 4/0 695127AD2 3434 3471000 PRN SOLE 3471000 0 0 INCYTE CORP NOTE 1.250%11/1 45337CAN2 6630 4385000 PRN SOLE 4385000 0 0 VEONEER INCORPORATED NOTE 4.000% 6/0 92336XAA7 4772 4818000 PRN SOLE 4818000 0 0 EXACT SCIENCES CORP NOTE 1.000% 1/1 30063PAA3 6861 4859000 PRN SOLE 4859000 0 0 CTRIP COM INTL LTD NOTE 1.000% 7/0 22943FAF7 5141 5250000 PRN SOLE 5250000 0 0 GDS HLDGS LTD NOTE 2.000% 6/0 36165LAB4 5491 5287000 PRN SOLE 5287000 0 0 DISH NETWORK CORP NOTE 2.375% 3/1 25470MAD1 4811 5461000 PRN SOLE 5461000 0 0 INSULET CORP NOTE 1.375%11/1 45784PAH4 10229 5554000 PRN SOLE 5554000 0 0 CREE INC NOTE 0.875% 9/0 225447AB7 6786 6200000 PRN SOLE 6200000 0 0 RETROPHIN INC NOTE 2.500% 9/1 761299AB2 5081 6771000 PRN SOLE 6771000 0 0 COUPA SOFTWARE INC NOTE 0.375% 1/1 22266LAB2 20481 7032000 PRN SOLE 7032000 0 0 FIVE9 INC NOTE 0.125% 5/0 338307AB7 10405 7194000 PRN SOLE 7194000 0 0 ZENDESK INC NOTE 0.250% 3/1 98936JAB7 10792 8147000 PRN SOLE 8147000 0 0 OASIS PETE INC NEW NOTE 2.625% 9/1 674215AJ7 6708 8889000 PRN SOLE 8889000 0 0 SEA LTD NOTE 2.250% 7/0 81141RAB6 16239 9331000 PRN SOLE 9331000 0 0 CHEGG INC NOTE 0.250% 5/1 163092AB5 12075 9394000 PRN SOLE 9394000 0 0 CARBONITE INC NOTE 2.500% 4/0 141337AB1 8973 9457000 PRN SOLE 9457000 0 0 GUIDEWIRE SOFTWARE INC NOTE 1.250% 3/1 40171VAA8 11273 9823000 PRN SOLE 9823000 0 0 THERAVANCE BIOPHARMA INC NOTE 3.250%11/0 88339KAA0 9656 10406000 PRN SOLE 10406000 0 0 INOTEK PHARMACEUTICALS CORP NOTE 5.750% 8/0 45780VAB8 10716 10800000 PRN SOLE 10800000 0 0 CHINA LODGING GROUP LTD NOTE 0.375%11/0 16949NAC3 14314 13731000 PRN SOLE 13731000 0 0 SAREPTA THERAPEUTICS INC DBCV 1.500%11/1 803607AB6 18435 13961000 PRN SOLE 13961000 0 0 INTERCEPT PHARMACEUTICALS IN NOTE 3.250% 7/0 45845PAA6 12384 14372000 PRN SOLE 14372000 0 0 PDC ENERGY INC NOTE 1.125% 9/1 69327RAD3 13347 14415000 PRN SOLE 14415000 0 0 REPLIGEN CORP NOTE 0.375% 7/1 759916AB5 18113 18185000 PRN SOLE 18185000 0 0 SOLARCITY CORP NOTE 1.625%11/0 83416TAC4 19004 19217000 PRN SOLE 19217000 0 0 ZILLOW GROUP INC NOTE 2.000%12/0 98954MAB7 19229 19365000 PRN SOLE 19365000 0 0 SOUTHERN CO UNIT 08/01/2022 842587602 10587 19785000 PRN SOLE 19785000 0 0 DEXCOM INC NOTE 0.750% 5/1 252131AF4 34507 21740000 PRN SOLE 21740000 0 0 INFINERA CORPORATION NOTE 2.125% 9/0 45667GAC7 20234 23230000 PRN SOLE 23230000 0 0 JAZZ INVESTMENTS I LTD NOTE 1.875% 8/1 472145AB7 26589 26500000 PRN SOLE 26500000 0 0 LENDINGTREE INC NEW NOTE 0.625% 6/0 52603BAA5 45760 28529000 PRN SOLE 28529000 0 0 MEDICINES CO NOTE 2.500% 1/1 584688AE5 46168 30412000 PRN SOLE 30412000 0 0 NUTANIX INC NOTE 1/1 67059NAB4 30456 32544000 PRN SOLE 32544000 0 0 NEXTERA ENERGY INC UNIT 09/01/2022S 65339F796 18637 37037000 PRN SOLE 37037000 0 0 WAYFAIR INC NOTE 0.375% 9/0 94419LAB7 46433 37560000 PRN SOLE 37560000 0 0 ETSY INC NOTE 3/0 29786AAC0 69586 41282000 PRN SOLE 41282000 0 0 TESLA INC NOTE 1.250% 3/0 88160RAC5 42225 43221000 PRN SOLE 43221000 0 0 RESTORATION HARDWARE HLDGS I DBCV 7/1 761283AC4 75153 50658000 PRN SOLE 50658000 0 0 ISIS PHARMACEUTICALS INC DEL NOTE 1.000%11/1 464337AJ3 63633 55840000 PRN SOLE 55840000 0 0 LEGACY ACQUISITION CORP *W EXP 11/30/202 524643111 9 25000 SH SOLE 25000 0 0 TILRAY INC COM CL 2 88688T100 55 2222 SH SOLE 2222 0 0 ALTERYX INC COM CL A 02156B103 524 4878 SH SOLE 4878 0 0 BOOKING HLDGS INC COM 09857L108 10635 5419 SH SOLE 5419 0 0 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2750000 PRN OTR 1 0 2750000 0 FIVE9 INC NOTE 0.125% 5/0 338307AB7 4059 2806000 PRN OTR 1 0 2806000 0 PACIRA BIOSCIENCES NOTE 2.375% 4/0 695127AD2 2779 2809000 PRN OTR 1 0 2809000 0 ZENDESK INC NOTE 0.250% 3/1 98936JAB7 3779 2853000 PRN OTR 1 0 2853000 0 OASIS PETE INC NEW NOTE 2.625% 9/1 674215AJ7 2348 3111000 PRN OTR 1 0 3111000 0 VEONEER INCORPORATED NOTE 4.000% 6/0 92336XAA7 3201 3232000 PRN OTR 1 0 3232000 0 RETROPHIN INC NOTE 2.500% 9/1 761299AB2 2551 3399000 PRN OTR 1 0 3399000 0 GUIDEWIRE SOFTWARE INC NOTE 1.250% 3/1 40171VAA8 4400 3834000 PRN OTR 1 0 3834000 0 CHEGG INC NOTE 0.250% 5/1 163092AB5 5129 3990000 PRN OTR 1 0 3990000 0 CREE INC NOTE 0.875% 9/0 225447AB7 4542 4150000 PRN OTR 1 0 4150000 0 COUPA SOFTWARE INC NOTE 0.375% 1/1 22266LAB2 13724 4712000 PRN OTR 1 0 4712000 0 SAREPTA THERAPEUTICS INC DBCV 1.500%11/1 803607AB6 6457 4890000 PRN OTR 1 0 4890000 0 CTRIP COM INTL LTD NOTE 1.000% 7/0 22943FAF7 5141 5250000 PRN OTR 1 0 5250000 0 CHINA LODGING GROUP LTD NOTE 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AMARIN CORP PLC SPONS ADR NEW 023111206 359 23684 SH OTR 1 0 23684 0 ATLAS AIR WORLDWIDE HLDGS IN COM NEW 049164205 899 35635 SH OTR 1 0 35635 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 675 10022 SH OTR 1 0 10022 0 BOOKING HLDGS INC COM 09857L108 5788 2949 SH OTR 1 0 2949 0 CONMED CORP COM 207410101 2184 22715 SH OTR 1 0 22715 0 EURONET WORLDWIDE INC COM 298736109 2363 16151 SH OTR 1 0 16151 0 IAC INTERACTIVECORP COM 44919P508 3523 16161 SH OTR 1 0 16161 0 ILLUMINA INC COM 452327109 14377 47258 SH OTR 1 0 47258 0 ISHARES INC MSCI STH KOR ETF 464286772 218 3865 SH OTR 1 0 3865 0 KBR INC COM 48242W106 991 40399 SH OTR 1 0 40399 0 LEGACY ACQUISITION CORP *W EXP 11/30/202 524643111 26 75354 SH OTR 1 0 75354 0 MCDERMOTT INTL INC COM 580037703 41 20545 SH OTR 1 0 20545 0 SPLUNK INC COM 848637104 2072 17584 SH OTR 1 0 17584 0 TELADOC HEALTH INC COM 87918A105 2529 37344 SH OTR 1 0 37344 0 TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS 881624209 91 13204 SH OTR 1 0 13204 0 TRANSOCEAN LTD REG SHS 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