0001730814-18-000001.txt : 20180212
0001730814-18-000001.hdr.sgml : 20180212
20180212114939
ACCESSION NUMBER: 0001730814-18-000001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20171231
FILED AS OF DATE: 20180212
DATE AS OF CHANGE: 20180212
EFFECTIVENESS DATE: 20180212
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Providence Capital Advisors, LLC
CENTRAL INDEX KEY: 0001730814
IRS NUMBER: 472676523
STATE OF INCORPORATION: NC
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-18359
FILM NUMBER: 18595001
BUSINESS ADDRESS:
STREET 1: 4500 CAMERON VALLEY PARKWAY
STREET 2: SUITE 270
CITY: CHARLOTTE
STATE: NC
ZIP: 28211
BUSINESS PHONE: 7042154420
MAIL ADDRESS:
STREET 1: 4500 CAMERON VALLEY PARKWAY
STREET 2: SUITE 270
CITY: CHARLOTTE
STATE: NC
ZIP: 28211
13F-HR
1
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0001730814
XXXXXXXX
12-31-2017
12-31-2017
Providence Capital Advisors, LLC
4500 CAMERON VALLEY PARKWAY
SUITE 270
CHARLOTTE
NC
28211
13F HOLDINGS REPORT
028-18359
N
Thomas Searson
Chief Investment Officer
704-208-5971
Thomas Searson
Charlotte
NC
02-12-2018
0
312
129508
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SH
SOLE
80
0
0
MASTERCARD INCORPORATED
CL A
57636Q104
61
400
SH
SOLE
400
0
0
MCDONALDS CORP
COM
580135101
51
299
SH
SOLE
299
0
0
MEDIDATA SOLUTIONS INC
COM
58471A105
5
80
SH
SOLE
80
0
0
MEDTRONIC PLC
SHS
G5960L103
1869
23142
SH
SOLE
23142
0
0
MERCADOLIBRE INC
COM
58733R102
16
52
SH
SOLE
52
0
0
MERCK & CO INC
COM
58933Y105
1445
25675
SH
SOLE
25675
0
0
MICROSEMI CORP
COM
595137100
1386
26840
SH
SOLE
26840
0
0
MICROSOFT CORP
COM
594918104
221
2583
SH
SOLE
2583
0
0
MOHAWK INDS INC
COM
608190104
1613
5848
SH
SOLE
5848
0
0
MONDELEZ INTL INC
CL A
609207105
1798
42016
SH
SOLE
42016
0
0
MONSANTO CO NEW
COM
61166W101
14
118
SH
SOLE
118
0
0
NEXTERA ENERGY INC
COM
65339F101
19
121
SH
SOLE
121
0
0
NIELSEN HLDGS PLC
SHS EUR
G6518L108
5
124
SH
SOLE
124
0
0
NORDSON CORP
COM
655663102
8
55
SH
SOLE
55
0
0
NORTHROP GRUMMAN CORP
COM
666807102
57
186
SH
SOLE
186
0
0
NOVARTIS A G
SPONSORED ADR
66987V109
4
45
SH
SOLE
45
0
0
NOVO-NORDISK A S
ADR
670100205
35
646
SH
SOLE
646
0
0
NUCOR CORP
COM
670346105
2459
38677
SH
SOLE
38677
0
0
NUVEEN ENERGY MLP TOTL R
COM
67074U103
21
1800
SH
SOLE
1800
0
0
OCCIDENTAL PETE CORP DEL
COM
674599105
37
500
SH
SOLE
500
0
0
OLD DOMINION FGHT LINES
COM
679580100
9
69
SH
SOLE
69
0
0
OLD REP INTL CORP
COM
680223104
1184
55372
SH
SOLE
55372
0
0
ORACLE CORP
COM
68389X105
3130
66200
SH
SOLE
66200
0
0
OWENS CORNING NEW
COM
690742101
4
46
SH
SOLE
46
0
0
PACKAGING CORP AMER
COM
695156109
7
58
SH
SOLE
58
0
0
PAYPAL HLDGS INC
COM
70450Y103
15
202
SH
SOLE
202
0
0
PEPSICO INC
COM
713448108
136
1135
SH
SOLE
1135
0
0
PFIZER INC
COM
717081103
3157
87171
SH
SOLE
87171
0
0
PHILLIPS 66
COM
718546104
10
100
SH
SOLE
100
0
0
PITNEY BOWES INC
COM
724479100
5
408
SH
SOLE
408
0
0
PNC FINL SVCS GROUP INC
COM
693475105
38
262
SH
SOLE
262
0
0
POWERSHARES ETF TR II
DEV MKTS EX-US
73936T789
74
1639
SH
SOLE
1639
0
0
POWERSHARES ETF TR II
PFD PORTFOLIO
73936T565
1
59
SH
SOLE
59
0
0
POWERSHARES ETF TR II
SOVEREIGN DEBT
73936T573
3
105
SH
SOLE
105
0
0
POWERSHARES ETF TRUST
FTSE US1500 SM
73935X567
26
200
SH
SOLE
200
0
0
POWERSHARES ETF TRUST
FTSE RAFI 1000
73935X583
99
872
SH
SOLE
872
0
0
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
16
103
SH
SOLE
103
0
0
PRAXAIR INC
COM
74005P104
11
70
SH
SOLE
70
0
0
PROCTER AND GAMBLE CO
COM
742718109
305
3324
SH
SOLE
3324
0
0
PROGRESSIVE CORP OHIO
COM
743315103
14
240
SH
SOLE
240
0
0
PROSHARES TR
PSHS LC COR PLUS
74347R248
27
408
SH
SOLE
408
0
0
PUBLIC SVC ENTERPRISE GR
COM
744573106
914
17754
SH
SOLE
17754
0
0
RAYTHEON CO
COM NEW
755111507
34
183
SH
SOLE
183
0
0
RED HAT INC
COM
756577102
7
55
SH
SOLE
55
0
0
ROCKWELL AUTOMATION INC
COM
773903109
71
361
SH
SOLE
361
0
0
ROCKWELL COLLINS INC
COM
774341101
15
110
SH
SOLE
110
0
0
ROPER TECHNOLOGIES INC
COM
776696106
10
40
SH
SOLE
40
0
0
ROYAL BK CDA MONTREAL QU
COM
780087102
27
336
SH
SOLE
336
0
0
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
15
224
SH
SOLE
224
0
0
SALESFORCE COM INC
COM
79466L302
30
290
SH
SOLE
290
0
0
SANOFI
SPONSORED ADR
80105N105
794
18467
SH
SOLE
18467
0
0
SCANA CORP NEW
COM
80589M102
12
294
SH
SOLE
294
0
0
SCHLUMBERGER LTD
COM
806857108
1946
28884
SH
SOLE
28884
0
0
SCHWAB CHARLES CORP NEW
COM
808513105
5
100
SH
SOLE
100
0
0
SCHWAB STRATEGIC TR
US LRG CAP ETF
808524201
24
375
SH
SOLE
375
0
0
SEATTLE GENETICS INC
COM
812578102
5
100
SH
SOLE
100
0
0
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
19
194
SH
SOLE
194
0
0
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
35
424
SH
SOLE
424
0
0
SELECT SECTOR SPDR TR
RL EST SEL SEC
81369Y860
3
83
SH
SOLE
83
0
0
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
0
7
SH
SOLE
7
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
47
1677
SH
SOLE
1677
0
0
SELECT SECTOR SPDR TR
ENERGY
81369Y506
17
240
SH
SOLE
240
0
0
SNAP INC
CL A
83304A106
3
200
SH
SOLE
200
0
0
SOUTHERN CO
COM
842587107
3
60
SH
SOLE
60
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
12
100
SH
SOLE
100
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
264
990
SH
SOLE
990
0
0
SPDR SERIES TRUST
S&P DIVID ETF
78464A763
18
193
SH
SOLE
193
0
0
STANLEY BLACK & DECKER I
COM
854502101
41
240
SH
SOLE
240
0
0
STARBUCKS CORP
COM
855244109
1809
31500
SH
SOLE
31500
0
0
STEELCASE INC
CL A
858155203
996
65529
SH
SOLE
65529
0
0
STORE CAP CORP
COM
862121100
1054
40480
PRN
SOLE
40480
0
0
SUPERNUS PHARMACEUTICALS
COM
868459108
5
130
SH
SOLE
130
0
0
SYNCHRONY FINL
COM
87165B103
18
473
SH
SOLE
473
0
0
SYSCO CORP
COM
871829107
1494
24600
SH
SOLE
24600
0
0
TARGET CORP
COM
87612E106
26
400
SH
SOLE
400
0
0
THERMO FISHER SCIENTIFIC
COM
883556102
1578
8309
SH
SOLE
8309
0
0
TORTOISE MLP FD INC
COM
89148B101
23
1300
SH
SOLE
1300
0
0
TOTAL SYS SVCS INC
COM
891906109
9
109
SH
SOLE
109
0
0
TRACTOR SUPPLY CO
COM
892356106
45
600
SH
SOLE
600
0
0
TRIMBLE INC
COM
896239100
6
147
SH
SOLE
147
0
0
TWO HBRS INVT CORP
COM NEW
90187B408
762
46834
PRN
SOLE
46834
0
0
UNDER ARMOUR INC
CL A
904311107
4
250
SH
SOLE
250
0
0
UNILEVER N V
N Y SHS NEW
904784709
56
1000
SH
SOLE
1000
0
0
UNION PAC CORP
COM
907818108
67
498
SH
SOLE
498
0
0
UNITED CONTL HLDGS INC
COM
910047109
7
100
SH
SOLE
100
0
0
UNITED RENTALS INC
COM
911363109
11
63
SH
SOLE
63
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
5
40
SH
SOLE
40
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
11
48
SH
SOLE
48
0
0
US BANCORP DEL
COM NEW
902973304
1348
25166
SH
SOLE
25166
0
0
USANA HEALTH SCIENCES IN
COM
90328M107
18
240
SH
SOLE
240
0
0
V F CORP
COM
918204108
7
88
SH
SOLE
88
0
0
VALERO ENERGY CORP NEW
COM
91913Y100
1196
13007
SH
SOLE
13007
0
0
VALVOLINE INC
COM
92047W101
7
280
SH
SOLE
280
0
0
VANECK VECTORS ETF TR
JP MORGAN MKTS
92189F494
1
70
SH
SOLE
70
0
0
VANGUARD BD INDEX FD INC
SHORT TRM BOND
921937827
6
81
SH
SOLE
81
0
0
VANGUARD BD INDEX FD INC
INTERMED TERM
921937819
10
124
SH
SOLE
124
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
503
3666
SH
SOLE
3666
0
0
VANGUARD INDEX FDS
REIT ETF
922908553
8
100
SH
SOLE
100
0
0
VANGUARD INDEX FDS
SMALL CP ETF
922908751
95
641
SH
SOLE
641
0
0
VANGUARD INTL EQUITY IND
FTSE EMR MKT ETF
922042858
23
500
SH
SOLE
500
0
0
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
32
400
SH
SOLE
400
0
0
VANGUARD SPECIALIZED FUN
DIV APP ETF
921908844
28
270
SH
SOLE
270
0
0
VANGUARD WORLD FDS
INDUSTRIAL ETF
92204A603
15
106
SH
SOLE
106
0
0
VANGUARD WORLD FDS
INF TECH ETF
92204A702
23
137
SH
SOLE
137
0
0
VANGUARD WORLD FDS
CONSUM STP ETF
92204A207
7
51
SH
SOLE
51
0
0
VANGUARD WORLD FDS
MATERIALS ETF
92204A801
2
15
SH
SOLE
15
0
0
VEEVA SYS INC
CL A COM
922475108
3
60
SH
SOLE
60
0
0
VERIZON COMMUNICATIONS I
COM
92343V104
1486
28073
SH
SOLE
28073
0
0
VISA INC
COM CL A
92826C839
32
281
SH
SOLE
281
0
0
VODAFONE GROUP PLC NEW
SPONSORED ADR
92857W308
2
70
SH
SOLE
70
0
0
WABTEC CORP
COM
929740108
5
57
SH
SOLE
57
0
0
WALGREENS BOOTS ALLIANCE
COM
931427108
1895
26100
SH
SOLE
26100
0
0
WAL-MART STORES INC
COM
931142103
396
4013
SH
SOLE
4013
0
0
WASTE MGMT INC DEL
COM
94106L109
7
85
SH
SOLE
85
0
0
WEC ENERGY GROUP INC
COM
92939U106
6
88
SH
SOLE
88
0
0
WELLS FARGO CO NEW
COM
949746101
50
830
SH
SOLE
830
0
0
WHIRLPOOL CORP
COM
963320106
5
29
SH
SOLE
29
0
0
WISDOMTREE TR
EUROPE HEDGED EQ
97717X701
9
142
SH
SOLE
142
0
0
WISDOMTREE TR
US MIDCP EARNING
97717W570
15
375
SH
SOLE
375
0
0
WISDOMTREE TR
US SMALLCP ERNGS
97717W562
33
900
SH
SOLE
900
0
0
WISDOMTREE TR
JAPN HEDGE EQT
97717W851
47
785
SH
SOLE
785
0
0
WISDOMTREE TR
US QTLY DIV GRT
97717X669
22
530
SH
SOLE
530
0
0
WYNDHAM WORLDWIDE CORP
COM
98310W108
7
61
SH
SOLE
61
0
0
XYLEM INC
COM
98419M100
1742
25540
SH
SOLE
25540
0
0
YUM BRANDS INC
COM
988498101
24
300
SH
SOLE
300
0
0
YUM CHINA HLDGS INC
COM
98850P109
9
214
SH
SOLE
214
0
0
ZEBRA TECHNOLOGIES CORP
CL A
989207105
1619
15593
SH
SOLE
15593
0
0
ZIMMER BIOMET HLDGS INC
COM
98956P102
5
40
SH
SOLE
40
0
0
ZOETIS INC
CL A
98978V103
15
215
SH
SOLE
215
0
0