0001398344-19-008073.txt : 20190507 0001398344-19-008073.hdr.sgml : 20190507 20190507083318 ACCESSION NUMBER: 0001398344-19-008073 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130630 FILED AS OF DATE: 20190507 DATE AS OF CHANGE: 20190507 EFFECTIVENESS DATE: 20190507 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Kovack Advisors, Inc. CENTRAL INDEX KEY: 0001728321 IRS NUMBER: 200981614 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18240 FILM NUMBER: 19801385 BUSINESS ADDRESS: STREET 1: 6451 N. FEDERAL HWY. STREET 2: STE 1201 CITY: FT. LAUDERDALE STATE: FL ZIP: 33308 BUSINESS PHONE: 954-670-8134 MAIL ADDRESS: STREET 1: 6451 N. FEDERAL HWY. STREET 2: STE 1201 CITY: FT. LAUDERDALE STATE: FL ZIP: 33308 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001728321 XXXXXXXX 06-30-2013 06-30-2013 false Kovack Advisors, Inc.

6451 N. FEDERAL HWY. STE 1201 FT. LAUDERDALE FL 33308

13F HOLDINGS REPORT 028-18240 N Chris Mills 954-670-8134 /s/ Chris Mills Ft. Lauderdale FL 05-06-2019 0 62 16976 INFORMATION TABLE 2 fp0041943_13fhr-table.xml 13F INFORMATION TABLE APPLE INC COM COM 037833100 1345 3393 SH SOLE 0 0 3393 APPLE INC PUT AUG00530000 COM 037833100 93 6 SH Put SOLE 0 0 6 AMERICAN ELEC PWR CO INC COM COM 025537101 393 8778 SH SOLE 0 0 8778 ISHARES TR CORE US AGGBD ET CORE US AGGBD ET 464287226 487 4540 SH SOLE 0 0 4540 AMKOR TECHNOLOGY INC COM COM 031652100 48 11327 SH SOLE 0 0 11327 ISHARES TR MODERT ALLOC ETF MODERT ALLOC ETF 464289875 308 9500 SH SOLE 0 0 9500 ATLANTIC PWR CORP COM NEW COM 04878Q863 64 16124 SH SOLE 0 0 16124 BANK AMER CORP COM COM 060505104 178 13864 SH SOLE 0 0 13864 BLACKROCK ENH CAP & INC FD INC COM COM 09256A109 134 10631 SH SOLE 0 0 10631 CLAYMORE EXCHANGE TRD FD TR GUG MULTI ASSET GUG MULTI ASSET 18383M506 263 11325 SH SOLE 0 0 11325 CARTER VALIDUS MISSION CRITICA COM COM 146282108 191 19104 SH SOLE 0 0 19104 SPDR DOW JONES INDL AVRG ETF UT SER 1 UT SER 1 78467X109 2588 17421 SH SOLE 0 0 17421 ISHARES TR SELECT DIVID ETF SELECT DIVID ETF 464287168 435 6798 SH SOLE 0 0 6798 EATON CORP PLC SHS PLC SHS G29183103 415 6305 SH SOLE 0 0 6305 EATON CORP PLC CALL JAN00052500 PLC SHS G29183103 15 29 SH Call SOLE 0 0 29 EXELON CORP COM COM 30161N101 282 9145 SH SOLE 0 0 9145 FORD MTR CO DEL COM COM 345370860 410 26501 SH SOLE 0 0 26501 FORD MOTOR CO CALL DEC00013000 COM 345370860 27 118 SH Call SOLE 0 0 118 GENERAL ELECTRIC CO COM COM 369604103 331 14270 SH SOLE 0 0 14270 GENERAL ELECTRIC CO CALL DEC00024000 COM 369604103 4 46 SH Call SOLE 0 0 46 INTERNATIONAL BUSINESS MACHS COM COM 459200101 223 1168 SH SOLE 0 0 1168 INTERNATIONAL BUS MACH PUT OCT00195000 COM 459200101 5 4 SH Put SOLE 0 0 4 EYECITY COM INC COM COM 30231H100 0 1000000 SH SOLE 0 0 1000000 ISHARES TR CORE S&P MCP ETF CORE S&P MCP ETF 464287507 296 2561 SH SOLE 0 0 2561 ISHARES TR S&P MC 400VL ETF S&P MC 400VL ETF 464287705 262 2587 SH SOLE 0 0 2587 ISHARES TR S&P MC 400GR ETF S&P MC 400GR ETF 464287606 252 1953 SH SOLE 0 0 1953 INTEL CORP COM COM 458140100 457 18874 SH SOLE 0 0 18874 INTEL CORP CALL JAN00025000 COM 458140100 17 96 SH Call SOLE 0 0 96 ISHARES TR S&P 500 VAL ETF S&P 500 VAL ETF 464287408 264 3485 SH SOLE 0 0 3485 ISHARES TR CORE S&P500 ETF CORE S&P500 ETF 464287200 345 2147 SH SOLE 0 0 2147 ISHARES TR RUS 1000 VAL ETF RUS 1000 VAL ETF 464287598 261 3113 SH SOLE 0 0 3113 KRAIG BIOCRAFT LABORATORIES IN COM COM 50075W104 1 23500 SH SOLE 0 0 23500 KINDER MORGAN INC DEL COM COM 49456B101 232 6072 SH SOLE 0 0 6072 ALTRIA GROUP INC COM COM 02209S103 239 6823 SH SOLE 0 0 6823 MERCK & CO INC COM COM 58933Y105 287 6182 SH SOLE 0 0 6182 MERCK & CO INC CALL JAN00049000 COM 58933Y105 2 11 SH Call SOLE 0 0 11 MICROSOFT CORP COM COM 594918104 201 5812 SH SOLE 0 0 5812 MICROSOFT CORP CALL JAN00030000 COM 594918104 4 15 SH Call SOLE 0 0 15 ANNALY CAP MGMT INC COM COM 035710409 158 12598 SH SOLE 0 0 12598 NORTHWEST BIOTHERAPEUTICS INC COM PAR COM 66737P600 57 16945 SH SOLE 0 0 16945 OCCIDENTAL PETE CORP COM COM 674599105 285 3191 SH SOLE 0 0 3191 OCCIDENTAL PETE CORP CALL JAN00087500 COM 674599105 14 23 SH Call SOLE 0 0 23 PROCTER AND GAMBLE CO COM COM 742718109 826 10728 SH SOLE 0 0 10728 ING PRIME RATE TR SH BEN INT SH BEN INT 44977W106 64 10000 SH SOLE 0 0 10000 ROYAL DUTCH SHELL PLC SPONS ADR A PLC SPONS ADR A 780259206 218 3410 SH SOLE 0 0 3410 SPDR SERIES TRUST S&P DIVID ETF S&P DIVID ETF 78464A763 339 5106 SH SOLE 0 0 5106 ISHARES TR 1 3 YR TREAS BD 1 3 YR TREAS BD 464287457 297 3529 SH SOLE 0 0 3529 POWERSHARES ETF TR II S&P500 LOW VOL II S&P500 LOW VOL 73937B779 524 16849 SH SOLE 0 0 16849 AT&T INC COM COM 00206R102 574 16220 SH SOLE 0 0 16220 AT&T INC PUT SEP00032000 COM 00206R102 8 192 SH Put SOLE 0 0 192 ISHARES TR TIPS BD ETF TIPS BD ETF 464287176 507 4523 SH SOLE 0 0 4523 UNITED HEALTH PRODS INC COM COM 91059D100 2 10049 SH SOLE 0 0 10049 INVESCO SR INCOME TR COM COM 46131H107 92 16987 SH SOLE 0 0 16987 VERIZON COMMUNICATIONS INC COM COM 92343V104 232 4610 SH SOLE 0 0 4610 VERIZON COMM CALL SEP00050000 COM 92343V104 10 76 SH Call SOLE 0 0 76 WILLIAMS COS INC DEL COM COM 969457100 459 14133 SH SOLE 0 0 14133 WILLIAMS COS INC DEL CALL AUG00035000 COM 969457100 6 97 SH Call SOLE 0 0 97 SPDR SERIES TRUST S&P HOMEBUILD S&P HOMEBUILD 78464A888 233 7930 SH SOLE 0 0 7930 SELECT SECTOR SPDR TR SBI INT-UTILS SBI INT-UTILS 81369Y886 328 8718 SH SOLE 0 0 8718 SECTOR SPDR-UTILITIES CALL JAN00041000 SBI INT-UTILS 81369Y886 1 51 SH Call SOLE 0 0 51 EXXON MOBIL CORP COM COM 30231G102 382 4226 SH SOLE 0 0 4226 EXXON MOBIL CORP CALL JAN00097500 COM 30231G102 1 4 SH Call SOLE 0 0 4