EX-99.(H)(I)(V) 11 ex99-hiv.htm FIFTH AMENDMENT TO THE FUND ADMINISTRATION SERVICING AGREEMENT

 

 

TIDAL TRUST III 485BPOS

 

Exhibit 99(h)(i)(v)

 

FIFTH AMENDMENT

TO THE FUND ADMINISTRATION SERVICING AGREEMENT

 

THIS FIFTH AMENDMENT effective as of October 10, 2024, to the Fund Administration Servicing Agreement (the “Agreement”) dated as of September 1, 2023 by and between Tidal Trust III , a Delaware statutory trust (the “Trust”), Tidal ETF Services LLC, a Delaware limited liability company (“Tidal”) and Tidal Investments LLC (the “Adviser”), solely in respect of the rights and obligations set forth in Section 4 and applicable provisions of Section 12 and 13 of the Agreement.

 

RECITALS

 

WHEREAS, the parties have entered into the Agreement; and

 

WHEREAS, the parties desire to amend the Agreement to update Exhibit A, as amended, to:

 

Add the following funds:

 

Fundstrat Granny Shot US Large Cap ETF

Ned Davis Research 360º Dynamic Allocation ETF

Ned Davis Research 360º Core Equity ETF

Ninepoint Energy ETF

Ninepoint Energy Income ETF

 

WHEREAS, Section 11 of the Agreement allows for its amendment by written agreement executed by the Trust and Tidal and approved by the Board of Trustees of the Trust.

 

NOW, THEREFORE, the parties agree as follows:

 

Amended Exhibit A of the Agreement is hereby superseded and replaced in its entirety with Amended Exhibit A attached hereto.

 

Except to the extent amended hereby, the Agreement shall remain in full force and effect.

 

IN WITNESS WHEREOF, the parties hereto have caused this Fifth Amendment to be executed by a duly authorized officer on one or more counterparts as of the date and year first written above.

 

[Signature Page Follows]

 

 

 

 

IN WITNESS WHEREOF, the parties hereto have caused this Agreement to be executed by a duly authorized officer on one or more counterparts as of the date last written below.

 

TIDAL TRUST III   TIDAL ETF SERVICES LLC
         
By: /s/ Lissa Richter   By: /s/ Eric Falkeis
Name: Lissa M. Richter   Name: Eric Falkeis
Title: Secretary   Title: President
Date: October 13, 2024   Date: October 10, 2024

 

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Exhibit A

to the

Fund Administration Servicing Agreement

 

Separate Series (Funds) of Tidal Trust III

 

Name of Series

 

Impact Shares YWCA Women’s Empowerment ETF

 

Impact Shares NAACP Minority Empowerment ETF

 

Unity Wealth Partners Dynamic Capital Appreciation & Options ETF

 

TradersAI Large Cap Equity & Cash ETF

 

Rockefeller Opportunistic Municipal Bond ETF

 

Rockefeller California Municipal Bond ETF

 

Rockefeller New York Municipal Bond ETF

 

Rockefeller Global Equity ETF

 

Rockefeller U.S. Small-Mid Cap ETF

 

4E Quality Growth ETF

 

GammaRoad Market Navigation ETF

 

VistaShares Artificial Intelligence Supercycle ETF

 

VistaShares Electrification Supercycle ETF

 

FIRE Funds™ Wealth Builder ETF 

 

FIRE Funds™ Income Target ETF 

 

Fundstrat Granny Shot US Large Cap ETF

 

Ned Davis Research 360o Dynamic Allocation ETF

 

Ned Davis Research 360º Core Equity ETF

 

Ninepoint Energy ETF

 

Ninepoint Energy Income ETF

 

3