General Counsel & Chief Compliance Officer

0001706170-18-000010.txt : 20180806 0001706170-18-000010.hdr.sgml : 20180806 20180806134240 ACCESSION NUMBER: 0001706170-18-000010 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180630 FILED AS OF DATE: 20180806 DATE AS OF CHANGE: 20180806 EFFECTIVENESS DATE: 20180806 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Fieldpoint Private Securities, LLC CENTRAL INDEX KEY: 0001706170 IRS NUMBER: 061186517 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18066 FILM NUMBER: 18994270 BUSINESS ADDRESS: STREET 1: 100 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2034139300 MAIL ADDRESS: STREET 1: 100 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001706170 XXXXXXXX 06-30-2018 06-30-2018 Fieldpoint Private Securities, LLC

100 FIELD POINT ROAD GREENWICH CT 06830

13F HOLDINGS REPORT 028-18066 N Scott I .Noah General Counsel & Chief Compliance Officer 2034139305 Scott I. Noah New York NY 08-06-2018 0 402 260776700 false INFORMATION TABLE 2 f13q218table.xml AMAZON.COM INC Stock 023135106 3170 1865 SH SOLE 0 947 0 918 CERNER CORP Stock 156782104 448 7495 SH SOLE 0 2895 0 4600 ISHARES NORTH AMERICAN NATURAL RESOURCES ETF 464287374 55 1500 SH SOLE 0 0 0 1500 GLOBAL PAYMENTS INC Stock 37940X102 47 425 SH SOLE 0 425 0 0 PRUDENTIAL FINL INC Stock 744320102 230 2459 SH SOLE 0 2459 0 0 WISDOMTREE JAPAN HEDGED EQUITY ETF 97717W851 1823 33774 SH SOLE 0 1912 0 31862 SIRIUS XM RADIO INC Stock 82968B103 19 2760 SH SOLE 0 0 0 2760 POWERSHARES QQQ TR ETF 46090E103 1193 6950 SH SOLE 0 6950 0 0 TECHNOLOGY SELECT SECTOR SPDR ETF 81369Y803 250 3600 SH SOLE 0 0 0 3600 STARBUCKS CORP Stock 855244109 622 12734 SH SOLE 0 11048 0 1686 DCP MIDSTREAM PARTNERS LP UNITS LTD PARTNER INT Stock 23311P100 44 1100 SH SOLE 0 1100 0 0 XPO LOGISTICS INC Stock 983793100 25 250 SH SOLE 0 250 0 0 ARROW FINL CORP COM Stock 042744102 26 707 SH SOLE 0 0 0 707 BUCKEYE PARTNERS UTS L P UNIT LTD PARTNERSHIP INT Stock 118230101 60 1700 SH SOLE 0 0 0 1700 ISHARES MSCI CANADA INDEX ETF 464286509 1595 55940 SH SOLE 0 31955 0 23985 DOLLAR GEN CORP Stock 256677105 129 1310 SH SOLE 0 1310 0 0 JOHNSON & JOHNSON COM Stock 478160104 3358 27674 SH SOLE 0 3915 0 23759 WASTE MANAGEMENT INC Stock 94106L109 365 4489 SH SOLE 0 750 0 3739 COSTCO WHOLESALE CORP Stock 22160K105 697 3335 SH SOLE 0 3335 0 0 ISHARES MSCI EMERGING MARKETS ETF ETF 464287234 4774 110179 SH SOLE 0 40610 0 69569 GOLDMAN SACHS GROUP INC Stock 38141G104 473 2146 SH SOLE 0 2146 0 0 LAS VEGAS SANDS CORP Stock 517834107 57 745 SH SOLE 0 745 0 0 PRAXAIR INC Stock 74005P104 180 1135 SH SOLE 0 635 0 500 ROYAL DUTCH SHELL PLC-ADR ADR 780259206 200 2884 SH SOLE 0 1100 0 1784 YUM! BRANDS INC Stock 988498101 41 520 SH SOLE 0 520 0 0 OLD DOMINION FREIGHT LNS WITH STOCK SPLIT SHARES Stock 679580100 3 19 SH SOLE 0 19 0 0 PROCTER AND GAMBLE CO COM Stock 742718109 500 6402 SH SOLE 0 302 0 6100 COCA COLA CO COM Stock 191216100 684 15593 SH SOLE 0 8157 0 7436 S&P GLOBAL INC COM Stock 78409V104 7729 37910 SH SOLE 0 0 0 37910 ISHARES TR DOW JONES U S HEALTHCARE ETF 464287762 74 415 SH SOLE 0 415 0 0 GENERAL MLS INC COM Stock 370334104 253 5717 SH SOLE 0 5717 0 0 ENTERPRISE PRODS PARTNERS L P Stock 293792107 3606 130307 SH SOLE 0 425 0 129882 IDEX CORP Stock 45167R104 51 375 SH SOLE 0 375 0 0 ISHARES DJ US ENERGY ETF 464287796 307 7325 SH SOLE 0 7325 0 0 OCCIDENTAL PETE CORP DEL COM Stock 674599105 128 1524 SH SOLE 0 0 0 1524 BB&T CORP COM Stock 054937107 8 150 SH SOLE 0 150 0 0 CHARTER COMMUNICATIONS INC NEW CL A Stock 16119P108 183 625 SH SOLE 0 625 0 0 VANGUARD REIT INDEX ETF ETF 922908553 894 10981 SH SOLE 0 9548 0 1433 CARNIVAL CORP Stock 143658300 23 410 SH SOLE 0 410 0 0 VENTAS INC REIT 92276F100 304 5345 SH SOLE 0 4945 0 400 INTEL CORP COM Stock 458140100 52 1050 SH SOLE 0 250 0 800 CME GROUP INC. 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464287630 389 2950 SH SOLE 0 2900 0 50 HEALTH CARE SELECT SECTOR SPDR ETF 81369Y209 113 1350 SH SOLE 0 0 0 1350 SPDR GOLD ETF ETF 78463V107 5000 42139 SH SOLE 0 22105 0 20034 SOUTHERN CO COM Stock 842587107 86 1850 SH SOLE 0 0 0 1850 KEYCORP NEW COM Stock 493267108 19 969 SH SOLE 0 969 0 0 REGIONS FINANCIAL CORP NEW Stock 7591EP100 996 56020 SH SOLE 0 53045 0 2975 ISHARES RUSSELL 1000 GROWTH ETF ETF 464287614 2436 16943 SH SOLE 0 0 0 16943 LABORATORY CORP OF AMERICA Stock 50540R409 31 170 SH SOLE 0 0 0 170 ISHARES US REAL ESTATE ETF ETF 464287739 923 11460 SH SOLE 0 10485 0 975 CONSUMER STAPLES SELECT SECTOR SPDR ETF 81369Y308 68 1325 SH SOLE 0 1325 0 0 FORTINET INC COM Stock 34959E109 25 407 SH SOLE 0 407 0 0 AON CORP Stock G0408V102 113 825 SH SOLE 0 825 0 0 CENTURYLINK INC COM Stock 156700106 112 6000 SH SOLE 0 6000 0 0 HENRY JACK & ASSOC INC Stock 426281101 300 2305 SH SOLE 0 2305 0 0 TELEFLEX INC COM Stock 879369106 107 400 SH SOLE 0 0 0 400 LEXINFINTECH HLDGS LTD ADR ADR 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PLC SHS Stock G6700G107 45 1800 SH SOLE 0 1800 0 0 SCHLUMBERGER LTD COM Stock 806857108 904 13481 SH SOLE 0 2620 0 10861 SIMON PROPERTY GROUP INC REIT 828806109 26 155 SH SOLE 0 0 0 155 RPM INTL INC COM Stock 749685103 816 13994 SH SOLE 0 0 0 13994 VARIAN MED SYS INC COM Stock 92220P105 45 400 SH SOLE 0 400 0 0 BOEING CO COM Stock 097023105 998 2974 SH SOLE 0 656 0 2317 VANGUARD SMALL CAP ETF ETF 922908751 2231 14334 SH SOLE 0 14334 0 0 VANGUARD MID CAP ETF 922908629 348 2206 SH SOLE 0 2206 0 0 NEXTERA ENERGY INC COM Stock 65339F101 84 500 SH SOLE 0 0 0 500 NIKE INC CLASS B Stock 654106103 192 2408 SH SOLE 0 1620 0 788 ALIGN TECHNOLOGY INC Stock 016255101 523 1529 SH SOLE 0 1464 0 65 TESLA MOTORS INC Stock 88160R101 27 80 SH SOLE 0 0 0 80 VANGUARD HEALTH CARE ETF ETF 92204A504 143 900 SH SOLE 0 0 0 900 FINANCIAL SELECT SECTOR SPDR ETF 81369Y605 222 8332 SH SOLE 0 8332 0 0 NXP SEMICONDUCTORS NV COM Stock N6596X109 77 707 SH SOLE 0 0 0 707 NORFOLK SOUTHERN CRP Stock 655844108 1007 6676 SH SOLE 0 1410 0 5266 BOSTON PPTYS INC REIT 101121101 252 2006 SH SOLE 0 2006 0 0 PUBLIC STORAGE INC REIT 74460D109 267 1178 SH SOLE 0 1178 0 0 VORNADO REALTY TRUST REIT 929042109 238 3225 SH SOLE 0 3225 0 0 ALPS TRUST ETF ALERIAN MLP ETF 00162Q866 76 7520 SH SOLE 0 0 0 7520 VANGUARD EUROPEAN ETF 922042874 4950 88181 SH SOLE 0 3130 0 85051 WALGREENS BOOTS ALLIANCE INC COM Stock 931427108 45 750 SH SOLE 0 0 0 750 AMPHENOL CORP CL A Stock 032095101 234 2680 SH SOLE 0 2680 0 0 DOLLAR TREE STORES INC Stock 256746108 316 3723 SH SOLE 0 3723 0 0 STANLEY BLACK & DECKER INC COM Stock 854502101 307 2309 SH SOLE 0 2309 0 0 HEALTH CARE REIT INC REIT 95040Q104 334 5327 SH SOLE 0 5327 0 0 INVESCO INTERNATIONAL CORPORATE BOND ETF ETF 46138E636 150 5749 SH SOLE 0 5749 0 0 GLOBAL X FDS GLOBAL X LITHIUM ETF ETF 37954Y855 20 600 SH SOLE 0 0 0 600 VANGUARD S&P 500 ETF ETF 922908363 4857 19468 SH SOLE 0 19448 0 20 VANGUARD GLOBAL EX-U.S. REAL ESTATE INDEX ETF 922042676 197 3400 SH SOLE 0 3400 0 0 ARROW ELECTRS INC COM Stock 042735100 166 2208 SH SOLE 0 0 0 2208 FIFTH THIRD BANCORP Stock 316773100 96 3350 SH SOLE 0 3350 0 0 WISDOMTREE TR CURRENCY HEDGED DEFAFD ETF 97717X701 77 1225 SH SOLE 0 0 0 1225 CONSOLIDATED EDISON INC COM Stock 209115104 81 1036 SH SOLE 0 0 0 1036 GENERAL MOTORS CORP Stock 37045V100 208 5290 SH SOLE 0 5290 0 0 ISHARES 0-5 YEAR TIPS BOND ETF ETF 46429B747 1227 12310 SH SOLE 0 12310 0 0 MARKET VECTORS GOLD MINERS INDEX ETF ETF 92189F106 674 30200 SH SOLE 0 30095 0 105 PLAINS ALL AMERICAN PIPELINE LP Stock 726503105 35 1500 SH SOLE 0 0 0 1500 PRICELINE.COM INC Stock 09857L108 61 30 SH SOLE 0 30 0 0 WABTEC Stock 929740108 158 1600 SH SOLE 0 0 0 1600 LILLY ELI & CO COM Stock 532457108 113 1323 SH SOLE 0 110 0 1213 ISHARES GSCI COMMODITY INDEXED TR ETF ETF 46428R107 628 35086 SH SOLE 0 35016 0 70 HOSPITALITY PROPERTIES TRUST REIT 44106M102 294 10265 SH SOLE 0 10265 0 0 ISHARES RUSSELL MIDCAP VALUE INDEX ETF 464287473 12 140 SH SOLE 0 0 0 140 IPATH DJ-UBS COMMODITY TOTAL RETURN ETN ETF 06738C778 2484 102030 SH SOLE 0 6160 0 95870 ANADARKO PETE CORP Stock 032511107 185 2520 SH SOLE 0 20 0 2500 LEAR CORP Stock 521865204 13 70 SH SOLE 0 70 0 0 P & F INDS INC CL A NEW Stock 692830508 26 3000 SH SOLE 0 0 0 3000 ISHARES RUSSELL 2000 ETF ETF 464287655 87 530 SH SOLE 0 92 0 438 POWERSHARES ETF SENIOR LOAN PORT NYSE ARCA INC ETF 46138G508 1150 50205 SH SOLE 0 50205 0 0 DIGITAL REALTY TRUST INC REIT 253868103 309 2770 SH SOLE 0 2770 0 0 ISHARES MSCI FLOATING RATE NOT E FUNDING ETF ETF 46429B655 5467 107190 SH SOLE 0 62640 0 44550 ISHARES DJ SELECT DIVIDEND ETF 464287168 496 5075 SH SOLE 0 5075 0 0 GLADSTONE LD CORP COM REIT 376549101 13 1000 SH SOLE 0 0 0 1000 VANGUARD FTSE PACIFIC ETF ETF 922042866 114 1625 SH SOLE 0 1625 0 0 ALEXION PHARMA INC Stock 015351109 305 2456 SH SOLE 0 2456 0 0 LANDSTAR SYSTEMS INC Stock 515098101 19 175 SH SOLE 0 175 0 0 REGENERON PHARMACEUTICALS INC Stock 75886F107 209 606 SH SOLE 0 606 0 0 MAGELLAN MIDSTREAM PARTNERS LP Stock 559080106 2922 42299 SH SOLE 0 1175 0 41124 ALLERGAN PLC SHS Stock G0177J108 238 1427 SH SOLE 0 0 0 1427 ENERGY TRANSFER EQUITY L P COM UNIT LTD PARTNERSHIP Stock 29273V100 188 10876 SH SOLE 0 0 0 10876 ISHARES MSCI EUROPE FINANCIAL SECTOR INDEX FUND ETF 464289180 40 2000 SH SOLE 0 0 0 2000 XYLEM INC Stock 98419M100 1 21 SH SOLE 0 21 0 0 ISHARES INC MSCI ALLCOUNTRY WORLD MIN VOLATILITY IN ETF 464286525 1408 16948 SH SOLE 0 16948 0 0 ISHARES EDGE MSCI MIN VOL EMERGING MARKETS ETF ETF 464286533 67 1165 SH SOLE 0 1165 0 0 DELPHI AUTOMOTIVE PLC COM Stock G6095L109 409 4468 SH SOLE 0 4468 0 0 TRACTOR SUPPLY CO Stock 892356106 463 6051 SH SOLE 0 6051 0 0 VISA INC Stock 92826C839 1899 14335 SH SOLE 0 13930 0 405 HERSHEY CO COM Stock 427866108 465 5000 SH SOLE 0 0 0 5000 SVB FINL GROUP Stock 78486Q101 24 84 SH SOLE 0 84 0 0 KELLOGG CO COM Stock 487836108 11 155 SH SOLE 0 155 0 0 PHILLIPS 66 Stock 718546104 113 1007 SH SOLE 0 0 0 1007 AMERICAN TOWER CORP REIT 03027X100 153 1060 SH SOLE 0 1060 0 0 EATON VANCE TAX MANAGED BUY WRITE OPPORTUNITIES FD COM CEF 27829C105 51 4300 SH SOLE 0 4300 0 0 ULTIMATE SOFTWARE GROUP INC COM Stock 90385D107 897 3485 SH SOLE 0 3470 0 15 FACEBOOK INC CL A Stock 30303M102 2091 10763 SH SOLE 0 9863 0 900 ASML HOLDING N V N Y REGISTRY SHS ADR N07059210 84 425 SH SOLE 0 425 0 0 DUKE ENERGY CORP NEW COM NEW Stock 26441C204 32 410 SH SOLE 0 0 0 410 INGREDION INC COM Stock 457187102 138 1250 SH SOLE 0 0 0 1250 PACKAGING CORP OF AMERICA Stock 695156109 721 6450 SH SOLE 0 0 0 6450 TOLL BROS INC Stock 889478103 292 7900 SH SOLE 0 0 0 7900 MANCHESTER UTD PLC NEW ORD CL A Stock G5784H106 2 76 SH SOLE 0 0 0 76 JABIL CIRCUIT INC Stock 466313103 22 795 SH SOLE 0 795 0 0 PVH CORP COM Stock 693656100 52 350 SH SOLE 0 0 0 350 PENTAIR PLC SHS Stock G7S00T104 76 1800 SH SOLE 0 1800 0 0 AVAGO TECHNOLOGIES LTD Stock 11135F101 247 1020 SH SOLE 0 941 0 79 MONDELEZ INTL INC CL A Stock 609207105 3 75 SH SOLE 0 75 0 0 VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES ETF ETF 922020805 1369 28020 SH SOLE 0 26020 0 2000 MPLX LP COM UNIT REPSTG LTD PARTNER INT Stock 55336V100 852 24942 SH SOLE 0 0 0 24942 D R HORTON INC Stock 23331A109 17 425 SH SOLE 0 425 0 0 JOHNSON CTLS INC Stock G51502105 13 400 SH SOLE 0 0 0 400 CANADIAN PAC RAILWAYLTD Stock 13645T100 176 960 SH SOLE 0 760 0 200 FMC TECHNOLOGIES INC Stock G87110105 20 631 SH SOLE 0 631 0 0 MOODYS CORP Stock 615369105 131 770 SH SOLE 0 770 0 0 MEREDITH CORP COM Stock 589433101 18 350 SH SOLE 0 0 0 350 MARTIN MARIETTA MATLS INC Stock 573284106 394 1766 SH SOLE 0 1766 0 0 PIONEER NATURAL RESOURCES CO Stock 723787107 76 400 SH SOLE 0 400 0 0 CHINA MOBILE HONG KONG LTD ADR 16941M109 316 7110 SH SOLE 0 7110 0 0 ISHARES CORE MSCI TOTAL INTERNATIONAL STOCK ETF ETF 46432F834 38 630 SH SOLE 0 630 0 0 NOVARTIS AG ADR ADR 66987V109 249 3300 SH SOLE 0 400 0 2900 TESARO INC COM USD0.0001 Stock 881569107 22 500 SH SOLE 0 0 0 500 TOTAL SA ADR ADR 89151E109 484 8000 SH SOLE 0 8000 0 0 HEXCEL CORP NEW COM Stock 428291108 164 2470 SH SOLE 0 2470 0 0 KANSAS CITY SOUTHERN COM NEW Stock 485170302 46 430 SH SOLE 0 430 0 0 CIMAREX ENERGY CO Stock 171798101 593 5827 SH SOLE 0 5827 0 0 KINDER MORGAN INC Stock 49456B101 487 27570 SH SOLE 0 0 0 27570 ACCENTURE LTD BERMUDA CL A Stock G1151C101 45 275 SH SOLE 0 275 0 0 NORTHERN TR CORP COM Stock 665859104 671 6525 SH SOLE 0 6235 0 290 ENBRIDGE INC COM Stock 29250N105 517 14480 SH SOLE 0 14480 0 0 ENTEGRIS INC Stock 29362U104 2 71 SH SOLE 0 71 0 0 PROTHENA CORP PLC Stock G72800108 29 2000 SH SOLE 0 0 0 2000 NVIDIA CORP Stock 67066G104 12 50 SH SOLE 0 0 0 50 ISHARES 1-3 YR CREDIT BOND ETF ETF 464288646 215 2070 SH SOLE 0 1570 0 500 WESTERN DIGITAL CORP COM Stock 958102105 22 285 SH SOLE 0 0 0 285 CUMMINS INC COM Stock 231021106 279 2100 SH SOLE 0 0 0 2100 EOG RESOURCES INC Stock 26875P101 96 770 SH SOLE 0 770 0 0 GRAINGER W W INC COM Stock 384802104 185 600 SH SOLE 0 500 0 100 ABBVIE INC COM Stock 00287Y109 1619 17472 SH SOLE 0 1000 0 16472 SPDR BIOTECH ETF ETF 78464A870 455 4785 SH SOLE 0 200 0 4585 ISHARES CORE MSCI EMERGING MARKETS ETF ETF 46434G103 19 364 SH SOLE 0 364 0 0 VANGUARD FTSE ALL-WORLD EX-US ETF 922042775 2550 49198 SH SOLE 0 47203 0 1995 NATIONAL FUEL GAS CO N J COM Stock 636180101 100 1880 SH SOLE 0 0 0 1880 NORTHWEST NAT GAS CO COM Stock 667655104 64 1007 SH SOLE 0 0 0 1007 ZOETIS INC COM CL A Stock 98978V103 1396 16390 SH SOLE 0 15870 0 520 TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD ADR 874039100 57 1560 SH SOLE 0 1560 0 0 ISHARES RUSSELL 2000 GROWTH INDEX ETF 464287648 2017 9872 SH SOLE 0 1000 0 8872 BLACKSTONE GROUP LP Stock 09253U108 515 15995 SH SOLE 0 15995 0 0 ZIMMER HLDGS INC Stock 98956P102 111 1000 SH SOLE 0 0 0 1000 VERISIGN INC Stock 92343E102 24 175 SH SOLE 0 175 0 0 STRYKER CORP Stock 863667101 113 670 SH SOLE 0 70 0 600 RAYTHEON CO COM NEW Stock 755111507 1304 6748 SH SOLE 0 6330 0 418 QUALCOMM INC Stock 747525103 1048 18682 SH SOLE 0 0 0 18682 GENERAL DYNAMICS CORP COM Stock 369550108 134 718 SH SOLE 0 18 0 700 INTUITIVE SURGICAL, INC. Stock 46120E602 257 537 SH SOLE 0 0 0 537 MCDONALDS CORP COM Stock 580135101 47 300 SH SOLE 0 0 0 300 INTERCONTINENTALEXCHINTL Stock 45866F104 47 645 SH SOLE 0 645 0 0 CISCO SYS INC Stock 17275R102 2668 62007 SH SOLE 0 36110 0 25897 ISHARES TR RUSSELL MIDCAP INDEX FD ETF 464287499 4 17 SH SOLE 0 0 0 17 APACHE CORP COM Stock 037411105 96 2050 SH SOLE 0 0 0 2050 ADVANCED MICRO DEVICES INC COM Stock 007903107 45 3000 SH SOLE 0 0 0 3000 AETNA INC COM Stock 00817Y108 50 270 SH SOLE 0 270 0 0 AT&T INC COM Stock 00206R102 1107 34475 SH SOLE 0 1500 0 32975 XILINX INC Stock 983919101 55 845 SH SOLE 0 845 0 0 VANGUARD FINANCIALS ETF ETF 92204A405 7 100 SH SOLE 0 0 0 100 VANGUARD EMERGING MARKETS GOVERNMENT BOND ETF ETF 921946885 1544 20501 SH SOLE 0 20501 0 0 GENERAL ELECTRIC CO COM Stock 369604103 445 32674 SH SOLE 0 19674 0 13000 BLACKROCK KELSO CAP COORPORATION CEF 092533108 79 13500 SH SOLE 0 0 0 13500 ISHARES IBOXX HIGH YIELD CORPORATE BOND ETF ETF 464288513 1468 17255 SH SOLE 0 17255 0 0 ISHARES S&P SMALLCAP 600 GROWTH ETF ETF 464287887 281 1485 SH SOLE 0 0 0 1485 KBW REGIONAL BANKINGETF ETF 78464A698 1721 28206 SH SOLE 0 7186 0 21020 CONSUMER DISCRETIONARY SEL SECTOR SPDR FD ETF 81369Y407 716 6555 SH SOLE 0 0 0 6555 INDUSTRIAL SELECT SECTOR SPDR ETF 81369Y704 277 3873 SH SOLE 0 2523 0 1350 ISHARES DJ US TECHNOLOGY ETF 464287721 183 1028 SH SOLE 0 0 0 1028 ROBO GLOBAL ROBOTICS AND AUTOMATION INDEX ETF ETF 301505707 45 1137 SH SOLE 0 0 0 1137 ISHARES DJ US BASIC MATERIALS ETF 464287838 104 1055 SH SOLE 0 0 0 1055 ISHARES S&P 500 VALUE ETF ETF 464287408 34 305 SH SOLE 0 0 0 305 ISHARES S&P 500 GROWTH ETF ETF 464287309 837 5149 SH SOLE 0 0 0 5149 ISHARES S&P 500 INDEX ETF 464287200 2598 9516 SH SOLE 0 9231 0 285 ISHARES IBONDS DEC 2026 TERM CORPORATE ETF ETF 46435GAA0 483 20700 SH SOLE 0 20700 0 0 ONEOK INC NEW COM Stock 682680103 105 1500 SH SOLE 0 0 0 1500 RENAISSANCERE HLDGS INCF Stock G7496G103 369 3069 SH SOLE 0 3069 0 0 WELLS FARGO CO NEW COM Stock 949746101 402 7250 SH SOLE 0 5450 0 1800 VMWARE INC CL A CLASS A Stock 928563402 73 500 SH SOLE 0 0 0 500 UNION PAC CORP COM Stock 907818108 332 2345 SH SOLE 0 195 0 2150 RIO TINTO PLC SPON ADR ADR 767204100 28 500 SH SOLE 0 0 0 500 CINTAS CORP Stock 172908105 167 900 SH SOLE 0 0 0 900 ECOLAB INC COM Stock 278865100 11 80 SH SOLE 0 80 0 0 ISHARES S&P U.S. PREFERRED STOCK ETF ETF 464288687 2468 65455 SH SOLE 0 61855 0 3600 DOLBY LABORATORIES INC Stock 25659T107 1 23 SH SOLE 0 23 0 0 MICROCHIP TECHNOLOGY INC Stock 595017104 326 3585 SH SOLE 0 3585 0 0 NORTHROP GRUMMAN CORP COM Stock 666807102 96 313 SH SOLE 0 313 0 0 SPDR INDEX SHS FDS DJ EURO STOXX 50 ETF ETF 78463X202 203 5300 SH SOLE 0 0 0 5300 THERMO FISHER SCIENTIFIC INC COM Stock 883556102 578 2790 SH SOLE 0 2655 0 135 LOCKHEED MARTIN CORP Stock 539830109 36 123 SH SOLE 0 85 0 38 TOTAL SYSTEMS SERVICES Stock 891906109 12 140 SH SOLE 0 140 0 0 JPMORGAN CHASE & CO COM Stock 46625H100 3419 32817 SH SOLE 0 9765 0 23051 ISHARES INTERMEDIATE CREDIT BOND ETF ETF 464288638 16 150 SH SOLE 0 0 0 150 CHEVRON CORP NEW COM Stock 166764100 1207 9550 SH SOLE 0 3343 0 6207 ISHARES AMT-FREE MUNI BOND ETF ETF 464288414 3326 30500 SH SOLE 0 30500 0 0 CONOCOPHILLIPS COM Stock 20825C104 1086 15606 SH SOLE 0 11565 0 4041 MARKEL CORP HOLDING CO Stock 570535104 33 30 SH SOLE 0 0 0 30 VANGUARD FTSE DEVELOPED MARKETS ETF ETF 921943858 5866 136739 SH SOLE 0 135064 0 1675 DANAHER CORP Stock 235851102 782 7925 SH SOLE 0 7925 0 0 EXPRESS SCRIPTS INC Stock 30219G108 115 1495 SH SOLE 0 1495 0 0 SPDR SERIES TRUST KBW BK ETF ETF 78464A797 2218 47037 SH SOLE 0 1640 0 45397 TJX COS INC NEW COM Stock 872540109 259 2725 SH SOLE 0 2725 0 0 BANK AMER CORP COM Stock 060505104 19 678 SH SOLE 0 678 0 0 SPDR SER TR S&P DIVID ETF ETF 78464A763 768 8282 SH SOLE 0 7845 0 437 WALMART INC COM Stock 931142103 48 559 SH SOLE 0 559 0 0 ISHARES INTERNATIONAL SELECT DIVIDEND ETF ETF 464288448 281 8760 SH SOLE 0 0 0 8760 ISHARES 3-7 YR TREASURY BOND ETF ETF 464288661 341 2842 SH SOLE 0 2842 0 0 INTL BUSINESS MACHINES Stock 459200101 550 3936 SH SOLE 0 552 0 3384 ORACLE CORPORATION Stock 68389X105 437 9918 SH SOLE 0 3500 0 6418 UNITED TECHNOLOGIES CORP COM Stock 913017109 767 6133 SH SOLE 0 900 0 5233 ISHARES IBONDS SEP 2019 TERM MUNI BOND ETF ETF 46429B564 1352 53250 SH SOLE 0 53250 0 0 VANGUARD FTSE EMERGING MARKETS ETF ETF 922042858 1712 40572 SH SOLE 0 40572 0 0 TEXAS INSTRS INC COM Stock 882508104 528 4790 SH SOLE 0 2590 0 2200 TARGET CORP COM Stock 87612E106 2 25 SH SOLE 0 25 0 0 VANGUARD HIGH DIVIDEND YIELD ETF 921946406 1 12 SH SOLE 0 12 0 0 TEVA PHARMACEUTICAL INDS LTD SPONSORED ADR ADR 881624209 97 4000 SH SOLE 0 0 0 4000 PFIZER INC COM Stock 717081103 644 17758 SH SOLE 0 505 0 17253 ISHARES IBOXX CORPORATE BOND ETF ETF 464287242 338 2954 SH SOLE 0 2954 0 0 MORGAN STANLEY Stock 617446448 95 2000 SH SOLE 0 0 0 2000 3M CO COM Stock 88579Y101 988 5020 SH SOLE 0 4370 0 650 IAC/INTERACTIVECORP Stock 44919P508 3 19 SH SOLE 0 19 0 0 HP INC COM Stock 40434L105 53 2345 SH SOLE 0 2345 0 0 GILEAD SCIENCES INC Stock 375558103 330 4659 SH SOLE 0 4659 0 0 CATERPILLAR INC DEL COM Stock 149123101 68 500 SH SOLE 0 0 0 500 ALPHABET INC CAP STK CL C Stock 02079K107 1092 979 SH SOLE 0 590 0 389 AMGEN INC Stock 031162100 140 756 SH SOLE 0 0 0 756 APPLIED MATLS INC COM Stock 038222105 23 500 SH SOLE 0 0 0 500 ANALOG DEVICES INC COM Stock 032654105 141 1475 SH SOLE 0 1475 0 0 TYSON FOODS INC CL A Stock 902494103 28 400 SH SOLE 0 0 0 400 TRANSDIGM GROUP INC COM DELAWARE Stock 893641100 100 290 SH SOLE 0 290 0 0 HUMANA INC COM Stock 444859102 141 473 SH SOLE 0 473 0 0 AMERIGAS PARTNERS LP UNITS LTD PARTNERSHIP INT Stock 030975106 1186 28100 SH SOLE 0 0 0 28100 JD COM INC SPON ADR CL A ADR 47215P106 450 11566 SH SOLE 0 11366 0 200 ISHARES MSCI SOUTH KOREA INDEX FD ETF ETF 464286772 9 140 SH SOLE 0 0 0 140 ARISTA NETWORKS INC COM Stock 040413106 14 55 SH SOLE 0 55 0 0 CANADIAN NATIONAL RAILWAY CO Stock 136375102 79 965 SH SOLE 0 965 0 0 CHECK POINT SOFTWARE TECHNOLOGIES LTD Stock M22465104 29 300 SH SOLE 0 0 0 300 VANGUARD DIVIDEND APPRECIATION INDEX FUND ETF 921908844 162 1597 SH SOLE 0 0 0 1597 ISHARES IBONDS SEP 2018 TERM MUNI BOND ETF ETF 46429B580 216 8500 SH SOLE 0 8500 0 0 CAVIUM NETWORKS INC Stock 14964U108 18 210 SH SOLE 0 210 0 0 ISHARES AGGREGATE BOND ETF ETF 464287226 1864 17531 SH SOLE 0 17231 0 300 HEALTHEQUITY INC COM Stock 42226A107 38 500 SH SOLE 0 0 0 500 EATON CORP PLC SHS Stock G29183103 126 1690 SH SOLE 0 1690 0 0 BROOKFIELD INFRASTRUCTURE PARTNERS LPISIN #BMG162521014 SEDOL #B2NHY98 Stock G16252101 46 1200 SH SOLE 0 0 0 1200 ISHARES S&P SMALLCAP 600 VALUE ETF ETF 464287879 107 656 SH SOLE 0 0 0 656 ISHARES IBONDS SEP 2020 TERM MUNI BOND ETF ETF 46434V571 1650 65000 SH SOLE 0 65000 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS ADR 01609W102 382 2057 SH SOLE 0 1782 0 275 ISHARES IBONDS DEC 2018 TERM CORPORATE ETF ETF 46434VAA8 354 14100 SH SOLE 0 14100 0 0 ANHEUSER BUSCH ADR 03524A108 317 3146 SH SOLE 0 3146 0 0 ETFMG PRIME CYBER SECURITY ETF ETF 26924G201 37 1000 SH SOLE 0 0 0 1000 BORG WARNER AUTOMOTIVE INC Stock 099724106 434 10067 SH SOLE 0 10067 0 0 C H ROBINSON WORLDWIDE INC Stock 12541W209 25 300 SH SOLE 0 300 0 0 DELTA AIR LINES INC DEL CMN Stock 247361702 119 2400 SH SOLE 0 0 0 2400 FLUOR CORP Stock 343412102 353 7240 SH SOLE 0 7240 0 0 LITTELFUSE INC Stock 537008104 4808 21070 SH SOLE 0 7535 0 13535 PHILIP MORRIS INTL INC Stock 718172109 213 2643 SH SOLE 0 0 0 2643 NUCOR CORP COM Stock 670346105 6 103 SH SOLE 0 0 0 102 PETMED EXPRESS INC Stock 716382106 26 600 SH SOLE 0 0 0 600 TRINITY INDS INC COM Stock 896522109 21 600 SH SOLE 0 0 0 600 PNC FINL SVCS GROUP INC COM Stock 693475105 48 355 SH SOLE 0 355 0 0 WESTERN GAS PARTNERS LP. Stock 958254104 32 666 SH SOLE 0 0 0 666 EQUINIX INC COM PAR $0.001 REIT 29444U700 273 635 SH SOLE 0 635 0 0 BRISTOL MYERS SQUIBB CO COM Stock 110122108 754 13619 SH SOLE 0 0 0 13618 ISHARES INC MSCI HONG KONG INDEX FD ETF 464286871 64 2660 SH SOLE 0 2660 0 0 SPDR S & P INTL DIVIDEND ETF 78463X772 213 5560 SH SOLE 0 3075 0 2485 REALTY INCOME CORP REIT 756109104 450 8375 SH SOLE 0 0 0 8375 ALTRIA GROUP INC COM Stock 02209S103 116 2042 SH SOLE 0 0 0 2042 DOMINION RESOURCES INC Stock 25746U109 406 5953 SH SOLE 0 4754 0 1199 CITIGROUP INC Stock 172967424 25 369 SH SOLE 0 369 0 0 AMERICAN WATER WORKS CO Stock 030420103 421 4926 SH SOLE 0 125 0 4800 3D SYSTEMS CORPORATION Stock 88554D205 1 100 SH SOLE 0 0 0 100 EXXON MOBIL CORP COM Stock 30231G102 3461 41839 SH SOLE 0 4593 0 37246 UNITEDHEALTH GROUP Stock 91324P102 1783 7268 SH SOLE 0 7000 0 268 ISHARES IBONDS DEC 2020 TERM CORPORATE ETF ETF 46434VAQ3 1171 46750 SH SOLE 0 46750 0 0 ISHARES IBONDS DEC 2019 TERM CORPORATE ETF ETF 46434VAU4 1118 45100 SH SOLE 0 45100 0 0 ISHARES EXPONENTIAL TECHNOLOGIES ETF ETF 46434V381 47 1305 SH SOLE 0 0 0 1305 DEERE & CO COM Stock 244199105 213 1525 SH SOLE 0 325 0 1200 COLGATE PALMOLIVE CO COM Stock 194162103 317 4896 SH SOLE 0 170 0 4726 ISHARES INC MSCI AUSTRALIA INDEX FD ETF 464286103 192 8500 SH SOLE 0 0 0 8500 WISDOMTREE JAPAN HEDGED FINANCIALS FUND ETF 97717W463 1068 45395 SH SOLE 0 29745 0 15650 AMERICAN INTL GROUP INC COM NEW Stock 026874784 11 210 SH SOLE 0 0 0 210 ISHARES IBONDS DEC 2021 TERM CORPORATE ETF ETF 46434VBK5 1231 50500 SH SOLE 0 50500 0 0 ISHARES IBONDS DEC 2022 TERM CORPORATE ETF ETF 46434VBA7 875 35940 SH SOLE 0 35940 0 0 KRAFT HEINZ CO COM Stock 500754106 2 33 SH SOLE 0 33 0 0 PAYPAL HLDGS INC COM Stock 70450Y103 78 940 SH SOLE 0 240 0 700 ACTIVISION INC Stock 00507V109 17 225 SH SOLE 0 225 0 0 BAIDU COM ADR ADR 056752108 85 350 SH SOLE 0 350 0 0 CROWN CASTLE INTL CORP REIT 22822V101 148 1370 SH SOLE 0 1370 0 0 CARDINAL HEALTH INC Stock 14149Y108 0 0 SH SOLE 0 0 0 0 TORONTO DOMINION BANK Stock 891160509 1381 23875 SH SOLE 0 22812 0 1062 AUTOZONE INC NEV Stock 053332102 151 225 SH SOLE 0 225 0 0 BLACKROCK INC Stock 09247X101 503 1007 SH SOLE 0 1007 0 0 CBRE GROUP INC A Stock 12504L109 241 5058 SH SOLE 0 5058 0 0 ISHARES CORE S&P MID CAP ETF ETF 464287507 2059 10572 SH SOLE 0 10572 0 0 ISHARES MSCI EAFE ETF ETF 464287465 2375 35460 SH SOLE 0 21050 0 14410 APPLE INC Stock 037833100 6206 33528 SH SOLE 0 8661 0 24866 ISHARES IBONDS DEC 2021 TERM MUNI BOND ETF ETF 46435G789 1569 61700 SH SOLE 0 61700 0 0 ISHARES IBONDS DEC 2022 TERM MUNI BOND ETF ETF 46435G755 1400 54850 SH SOLE 0 54850 0 0 ISHARES IBONDS DEC 2023 TERM CORPORATE ETF ETF 46434VAX8 816 33600 SH SOLE 0 33600 0 0 ISHARES IBONDS DEC 2025 TERM CORPORATE ETF ETF 46434VBD1 694 29000 SH SOLE 0 29000 0 0 ISHARES IBONDS DEC 2024 TERM CORPORATE ETF ETF 46434VBG4 527 21900 SH SOLE 0 21900 0 0 ABBOTT LABS COM Stock 002824100 1574 25805 SH SOLE 0 3800 0 22005 DISNEY WALT CO COM DISNEY Stock 254687106 627 5987 SH SOLE 0 3866 0 2121 MARSH & MCLENNAN COS INC COM Stock 571748102 906 11055 SH SOLE 0 10790 0 265 ISHARES RUSSELL 1000 VALUE ETF ETF 464287598 357 2943 SH SOLE 0 0 0 2943