0001705655-21-000001.txt : 20210208
0001705655-21-000001.hdr.sgml : 20210208
20210208164124
ACCESSION NUMBER: 0001705655-21-000001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20201231
FILED AS OF DATE: 20210208
DATE AS OF CHANGE: 20210208
EFFECTIVENESS DATE: 20210208
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Seelaus Asset Management LLC
CENTRAL INDEX KEY: 0001705655
IRS NUMBER: 264720066
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-18535
FILM NUMBER: 21601956
BUSINESS ADDRESS:
STREET 1: 26 MAIN STREET, SUITE 304
CITY: CHATHAM
STATE: NJ
ZIP: 07928
BUSINESS PHONE: 2129350755
MAIL ADDRESS:
STREET 1: 26 MAIN STREET, SUITE 304
CITY: CHATHAM
STATE: NJ
ZIP: 07928
FORMER COMPANY:
FORMER CONFORMED NAME: Granite Springs Asset Management LLC
DATE OF NAME CHANGE: 20170503
13F-HR
1
primary_doc.xml
13F-HR
LIVE
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true
false
0001705655
XXXXXXXX
12-31-2020
12-31-2020
Seelaus Asset Management LLC
26 MAIN STREET, SUITE 304
CHATHAM
NJ
07928
13F HOLDINGS REPORT
028-18535
N
Karolina Pajdak
Chief Compliance Officer
908-273-3011
Karolina Pajdak
Chatham
NJ
02-08-2021
0
197
137781
false
INFORMATION TABLE
2
seelausassetmgmtinfotable.xml
ABBOTT LABS
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002824100
842
7694
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ABBVIE INC
COM
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348
3249
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3249
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ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
901
3449
SH
SOLE
3449
0
0
ACE CONVERGENCE ACQU CORP
CL A
G0083D120
128
12550
SH
SOLE
12550
0
0
ALLISON TRANSMISSION HLDGS I
COM
01973R101
205
4750
SH
SOLE
4750
0
0
ALPHABET INC
CAP STK CL C
02079K107
690
394
SH
SOLE
394
0
0
ALPHABET INC
CAP STK CL A
02079K305
2680
1529
SH
SOLE
1529
0
0
AMAZON COM INC
COM
023135106
1303
400
SH
SOLE
400
0
0
AMERICAN TOWER CORP NEW
COM
03027X100
335
1491
SH
SOLE
1491
0
0
AMGEN INC
COM
031162100
497
2161
SH
SOLE
2161
0
0
AMPLITUDE HLTHCRE AQUSTIN CO
COM CL A
03212A105
156
15620
SH
SOLE
15620
0
0
AON PLC
SHS CL A
G0403H108
714
3380
SH
SOLE
3380
0
0
APOLLO GLOBAL MGMT INC
COM CL A
03768E105
359
7332
SH
SOLE
7332
0
0
APPLE INC
COM
037833100
7432
56011
SH
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56011
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APTIV PLC
SHS
G6095L109
289
2220
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2220
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ASCENDANT DIGITAL ACQUISITIO
COM CL A
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145
14090
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AT&T INC
COM
00206R102
1129
39241
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39241
0
0
BARRICK GOLD CORP
COM
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1389
60965
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SOLE
60965
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
729
3145
SH
SOLE
3145
0
0
BIG LOTS INC
COM
089302103
203
4725
SH
SOLE
4725
0
0
BK OF AMERICA CORP
COM
060505104
327
10798
SH
SOLE
10798
0
0
BLACKROCK INC
COM
09247X101
422
585
SH
SOLE
585
0
0
BLACKROCK INCOME TR INC
COM
09247F100
127
20848
SH
SOLE
20848
0
0
BLACKSTONE GROUP INC
COM CL A
09260D107
430
6639
SH
SOLE
6639
0
0
BLACKSTONE MTG TR INC
NOTE 4.375% 5/0
09257WAB6
1547
1550000
PRN
SOLE
1550000
0
0
BMC STK HLDGS INC
COM
05591B109
268
5000
SH
SOLE
5000
0
0
BOSTON SCIENTIFIC CORP
COM
101137107
649
18050
SH
SOLE
18050
0
0
BRISTOL-MYERS SQUIBB CO
RIGHT 99/99/9999
110122157
27
39529
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39529
0
0
BRISTOL-MYERS SQUIBB CO
COM
110122108
3017
48636
SH
SOLE
48636
0
0
CALITHERA BIOSCIENCES INC
COM
13089P101
65
13150
SH
SOLE
13150
0
0
CAMECO CORP
COM
13321L108
421
31400
SH
SOLE
31400
0
0
CAPSTAR SPL PURP ACQUISITION
COM CL A
14070Y101
155
15270
SH
SOLE
15270
0
0
CARETRUST REIT INC
COM
14174T107
440
19825
SH
SOLE
19825
0
0
CASEYS GEN STORES INC
COM
147528103
1165
6524
SH
SOLE
6524
0
0
CATERPILLAR INC
COM
149123101
517
2840
SH
SOLE
2840
0
0
CHARTER COMMUNICATIONS INC N
CL A
16119P108
531
803
SH
SOLE
803
0
0
CHEVRON CORP NEW
COM
166764100
611
7231
SH
SOLE
7231
0
0
CHURCHILL CAPITAL CORP IV
CL A
171439102
134
13390
SH
SOLE
13390
0
0
CISCO SYS INC
COM
17275R102
517
11545
SH
SOLE
11545
0
0
CITIGROUP INC
COM NEW
172967424
510
8265
SH
SOLE
8265
0
0
COMCAST CORP NEW
CL A
20030N101
217
4147
SH
SOLE
4147
0
0
CONAGRA BRANDS INC
COM
205887102
977
26934
SH
SOLE
26934
0
0
CORESITE RLTY CORP
COM
21870Q105
386
3085
SH
SOLE
3085
0
0
COSTCO WHSL CORP NEW
COM
22160K105
1792
4757
SH
SOLE
4757
0
0
CYTOSORBENTS CORP
COM NEW
23283X206
181
22700
SH
SOLE
22700
0
0
D R HORTON INC
COM
23331A109
1265
18354
SH
SOLE
18354
0
0
DISNEY WALT CO
COM DISNEY
254687106
1670
9218
SH
SOLE
9218
0
0
DOLLAR TREE INC
COM
256746108
867
8025
SH
SOLE
8025
0
0
DOUGLAS DYNAMICS INC
COM
25960R105
675
15784
SH
SOLE
15784
0
0
EAST RES ACQUISITION CO
COM CL A
274681105
153
15045
SH
SOLE
15045
0
0
ENERGY FUELS INC
COM NEW
292671708
138
32650
SH
SOLE
32650
0
0
ETF MANAGERS TR
PRIME CYBR SCRTY
26924G201
239
4145
SH
SOLE
4145
0
0
EXXON MOBIL CORP
COM
30231G102
298
7241
SH
SOLE
7241
0
0
FMC CORP
COM NEW
302491303
863
7506
SH
SOLE
7506
0
0
FACEBOOK INC
CL A
30303M102
340
1244
SH
SOLE
1244
0
0
FIDELITY NATIONAL FINANCIAL
FNF GROUP COM
31620R303
266
6801
SH
SOLE
6801
0
0
FIDELITY NATL INFORMATION SV
COM
31620M106
450
3178
SH
SOLE
3178
0
0
FORUM ENERGY TECHNOLOGIES IN
NOTE 9.000% 8/0
34984VAC4
128
200865
PRN
SOLE
200865
0
0
GALLAGHER ARTHUR J & CO
COM
363576109
707
5715
SH
SOLE
5715
0
0
GAP INC
COM
364760108
207
10250
SH
SOLE
10250
0
0
GENERAC HLDGS INC
COM
368736104
3684
16200
SH
SOLE
16200
0
0
GENERAL MTRS CO
COM
37045V100
694
16668
SH
SOLE
16668
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GENPACT LIMITED
SHS
G3922B107
328
7921
SH
SOLE
7921
0
0
GENTEX CORP
COM
371901109
767
22594
SH
SOLE
22594
0
0
GILEAD SCIENCES INC
COM
375558103
444
7615
SH
SOLE
7615
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
209
793
SH
SOLE
793
0
0
GRANITE PT MTG TR INC
NOTE 6.375%10/0
38741LAC1
1163
1255000
PRN
SOLE
1255000
0
0
GRAPHIC PACKAGING HLDG CO
COM
388689101
1439
84968
SH
SOLE
84968
0
0
HCA HEALTHCARE INC
COM
40412C101
214
1300
SH
SOLE
1300
0
0
HERITAGE CRYSTAL CLEAN INC
COM
42726M106
556
26400
SH
SOLE
26400
0
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HOLOGIC INC
COM
436440101
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14228
SH
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HOME DEPOT INC
COM
437076102
1634
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SH
SOLE
6152
0
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HUBBELL INC
COM
443510607
205
1305
SH
SOLE
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INTEL CORP
COM
458140100
674
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COM
459200101
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G4863A108
312
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18435
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INTEVAC INC
COM
461148108
193
26775
SH
SOLE
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0
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ULTRA SHRT DUR
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SR LN ETF
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264
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227
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S&P SMLCP HELT
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279
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S&P500 EQL WGT
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INVESCO MUN TR
COM
46131J103
200
15593
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SOLE
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INVESCO QQQ TR
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46090E103
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3555
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SOLE
3555
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INVESCO SR INCOME TR
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254
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NASDAQ BIOTECH
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RUSSELL 2000 ETF
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355
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ISHARES TR
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775
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RUS 2000 GRW ETF
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668
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MSCI EAFE ETF
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224
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SOLE
3065
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ISHARES TR
CORE S&P500 ETF
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357
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ISHARES TR
CORE S&P SCP ETF
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419
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US HOME CONS ETF
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311
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SOLE
5569
0
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ISHARES TR
U.S. MED DVC ETF
464288810
537
1640
SH
SOLE
1640
0
0
JACOBS ENGR GROUP INC
COM
469814107
926
8499
SH
SOLE
8499
0
0
JOHNSON & JOHNSON
COM
478160104
766
4870
SH
SOLE
4870
0
0
JPMORGAN CHASE & CO
COM
46625H100
714
5618
SH
SOLE
5618
0
0
KAR AUCTION SVCS INC
COM
48238T109
646
34700
SH
SOLE
34700
0
0
KIMBERLY-CLARK CORP
COM
494368103
846
6271
SH
SOLE
6271
0
0
KKR REAL ESTATE FIN TR INC
NOTE 6.125% 5/1
48251KAB6
1473
1450000
PRN
SOLE
1450000
0
0
KONTOOR BRANDS INC
COM
50050N103
396
9760
SH
SOLE
9760
0
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LABORATORY CORP AMER HLDGS
COM NEW
50540R409
710
3486
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SOLE
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0
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CL A
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233
2800
SH
SOLE
2800
0
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SHS A
G54050102
322
7616
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SOLE
7616
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LENNAR CORP
CL A
526057104
326
4275
SH
SOLE
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0
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LITTELFUSE INC
COM
537008104
1061
4165
SH
SOLE
4165
0
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LOWES COS INC
COM
548661107
2046
12744
SH
SOLE
12744
0
0
MANNKIND CORP
COM NEW
56400P706
31
10000
SH
SOLE
10000
0
0
MANPOWERGROUP INC
COM
56418H100
354
3931
SH
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3931
0
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MANTECH INTL CORP
CL A
564563104
438
4925
SH
SOLE
4925
0
0
MASTEC INC
COM
576323109
289
4240
SH
SOLE
4240
0
0
MATTEL INC
COM
577081102
195
11150
SH
SOLE
11150
0
0
MAXIM INTEGRATED PRODS INC
COM
57772K101
364
4104
SH
SOLE
4104
0
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MEDTRONIC PLC
SHS
G5960L103
380
3245
SH
SOLE
3245
0
0
MICROSOFT CORP
COM
594918104
2892
13000
SH
SOLE
13000
0
0
MSA SAFETY INC
COM
553498106
479
3206
SH
SOLE
3206
0
0
MUELLER WTR PRODS INC
COM SER A
624758108
287
23160
SH
SOLE
23160
0
0
NATIONAL FUEL GAS CO N J
COM
636180101
234
5700
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SOLE
5700
0
0
NEW RESIDENTIAL INVT CORP
COM NEW
64828T201
481
48400
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SOLE
48400
0
0
NEWHOLD INVESTMENT CORP
COM CL A
651448102
124
12425
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SOLE
12425
0
0
NEWMONT CORP
COM
651639106
290
4850
SH
SOLE
4850
0
0
NEXTERA ENERGY INC
COM
65339F101
383
4963
SH
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4963
0
0
NUVEEN AMT FREE QLTY MUN INC
COM
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204
13529
SH
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13529
0
0
NUVEEN FLOATING RATE INCOME
COM
67072T108
828
94680
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94680
0
0
NUVEEN PFD & INCOME OPPORTUN
COM
67073B106
201
21158
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0
0
NUVEEN QUALITY MUNCP INCOME
COM
67066V101
172
11174
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SOLE
11174
0
0
NXP SEMICONDUCTORS N V
COM
N6596X109
545
3430
SH
SOLE
3430
0
0
ONEMAIN HLDGS INC
COM
68268W103
318
6602
SH
SOLE
6602
0
0
PACKAGING CORP AMER
COM
695156109
630
4570
SH
SOLE
4570
0
0
PAYCHEX INC
COM
704326107
541
5810
SH
SOLE
5810
0
0
PAYPAL HLDGS INC
COM
70450Y103
2778
11862
SH
SOLE
11862
0
0
PENTAIR PLC
SHS
G7S00T104
358
6750
SH
SOLE
6750
0
0
PEPSICO INC
COM
713448108
1456
9819
SH
SOLE
9819
0
0
PFIZER INC
COM
717081103
373
10134
SH
SOLE
10134
0
0
PIMCO STRATEGIC INCOME FD
COM
72200X104
72
10416
SH
SOLE
10416
0
0
PNC FINL SVCS GROUP INC
COM
693475105
316
2123
SH
SOLE
2123
0
0
PREFERRED APT CMNTYS INC
COM
74039L103
108
14535
SH
SOLE
14535
0
0
PROCTER AND GAMBLE CO
COM
742718109
968
6958
SH
SOLE
6958
0
0
PROSHARES TR
SHORT S&P 500 NE
74347B425
376
20930
SH
SOLE
20930
0
0
PRUDENTIAL FINL INC
COM
744320102
579
7413
SH
SOLE
7413
0
0
QUALCOMM INC
COM
747525103
290
1902
SH
SOLE
1902
0
0
QUANTA SVCS INC
COM
74762E102
810
11241
SH
SOLE
11241
0
0
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
266
3715
SH
SOLE
3715
0
0
REDWOOD TR INC
NOTE 4.750% 8/1
758075AC9
3110
3300000
PRN
SOLE
3300000
0
0
REDWOOD TR INC
NOTE 5.625% 7/1
758075AD7
847
900000
PRN
SOLE
900000
0
0
REPAY HLDGS CORP
COM CL A
76029L100
363
13310
SH
SOLE
13310
0
0
REPUBLIC SVCS INC
COM
760759100
1453
15089
SH
SOLE
15089
0
0
RITCHIE BROS AUCTIONEERS
COM
767744105
870
12505
SH
SOLE
12505
0
0
ROBERT HALF INTL INC
COM
770323103
970
15524
SH
SOLE
15524
0
0
ROSS STORES INC
COM
778296103
1780
14490
SH
SOLE
14490
0
0
SCIENCE APPLICATIONS INTEL CO
COM
808625107
782
8265
SH
SOLE
8265
0
0
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
252
2224
SH
SOLE
2224
0
0
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
543
4173
SH
SOLE
4173
0
0
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
323
2010
SH
SOLE
2010
0
0
SENSATA TECHNOLOGIES HLDG PL
SHS
G8060N102
318
6025
SH
SOLE
6025
0
0
SIMPSON MANUFACTURING CO INC
COM
829073105
327
3498
SH
SOLE
3498
0
0
SOUTHERN CO
COM
842587107
299
4860
SH
SOLE
4860
0
0
SOUTHWEST AIRLS CO
COM
844741108
210
4500
SH
SOLE
4500
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
5697
15236
SH
SOLE
15236
0
0
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
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703
1673
SH
SOLE
1673
0
0
SPDR SER TR
S&P BIOTECH
78464A870
544
3863
SH
SOLE
3863
0
0
SPLUNK INC
COM
848637104
350
2060
SH
SOLE
2060
0
0
STARWOOD PPTY TR INC
NOTE 4.375% 4/0
85571BAH8
10
10000
PRN
SOLE
10000
0
0
STRATASYS LTD
SHS
M85548101
263
12710
SH
SOLE
12710
0
0
STRYKER CORPORATION
COM
863667101
615
2510
SH
SOLE
2510
0
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADS
874039100
791
7255
SH
SOLE
7255
0
0
TAKE-TWO INTERACTIVE SOFTWAR
COM
874054109
551
2650
SH
SOLE
2650
0
0
TCW STRATEGIC INCOME FD INC
COM
872340104
58
10275
SH
SOLE
10275
0
0
TELADOC HEALTH INC
COM
87918A105
1048
5240
SH
SOLE
5240
0
0
TELEFLEX INCORPORATED
COM
879369106
1720
4178
SH
SOLE
4178
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
1952
4190
SH
SOLE
4190
0
0
TJX COS INC NEW
COM
872540109
1096
16043
SH
SOLE
16043
0
0
TRACTOR SUPPLY CO
COM
892356106
1300
9245
SH
SOLE
9245
0
0
TRIMAS CORP
COM NEW
896215209
402
12700
SH
SOLE
12700
0
0
TWITTER INC
NOTE 1.000% 9/1
90184LAD4
200
198000
PRN
SOLE
198000
0
0
TWO HBRS INVT CORP
NOTE 6.250% 1/1
90187BAA9
1784
1776000
PRN
SOLE
1776000
0
0
TYSON FOODS INC
CL A
902494103
220
3410
SH
SOLE
3410
0
0
UNITED RENTALS INC
COM
911363109
1735
7482
SH
SOLE
7482
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
913
2604
SH
SOLE
2604
0
0
USA COMPRESSION PARTNERS LP
COMUNIT LTDPAR
90290N109
562
41298
SH
SOLE
41298
0
0
VANECK VECTORS ETF TR
GOLD MINERS ETF
92189F106
351
9745
SH
SOLE
9745
0
0
VANECK VECTORS ETF TR
JR GOLD MINERS E
92189F791
331
6100
SH
SOLE
6100
0
0
VANGUARD INDEX FDS
MCAP VL IDXVIP
922908512
248
2083
SH
SOLE
2083
0
0
VANGUARD INDEX FDS
SM CP VAL ETF
922908611
224
1577
SH
SOLE
1577
0
0
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
365
1061
SH
SOLE
1061
0
0
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
255
4364
SH
SOLE
4364
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
239
4771
SH
SOLE
4771
0
0
VANGUARD TAX-MANAGED INTL FD
FTSE DEV MKT ETF
921943858
317
6713
SH
SOLE
6713
0
0
VANGUARD WHITEHALL FDS
HIGH DIV YLD
921946406
273
2979
SH
SOLE
2979
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
552
9404
SH
SOLE
9404
0
0
WESTERN ASSET MTG CAP CORP
NOTE 6.750%10/0
95790DAA3
1023
1170000
PRN
SOLE
1170000
0
0
WISDOMTREE TR
EUROPE SMCP DV
97717W869
256
3958
SH
SOLE
3958
0
0
WRAP TECHNOLOGIES INC
COM
98212N107
131
27190
SH
SOLE
27190
0
0
XPO LOGISTICS INC
COM
983793100
705
5912
SH
SOLE
5912
0
0
ZEBRA TECHNOLOGIES CORPORATI
CL A
989207105
411
1070
SH
SOLE
1070
0
0