0001697360-18-000004.txt : 20180424
0001697360-18-000004.hdr.sgml : 20180424
20180423200035
ACCESSION NUMBER: 0001697360-18-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180331
FILED AS OF DATE: 20180424
DATE AS OF CHANGE: 20180423
EFFECTIVENESS DATE: 20180424
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Perennial Advisors, LLC
CENTRAL INDEX KEY: 0001697360
IRS NUMBER: 463416570
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-17700
FILM NUMBER: 18769887
BUSINESS ADDRESS:
STREET 1: 1350 AVENUE OF THE AMERICAS
STREET 2: SUITE 1920
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-652-3900
MAIL ADDRESS:
STREET 1: 1350 AVENUE OF THE AMERICAS
STREET 2: SUITE 1920
CITY: NEW YORK
STATE: NY
ZIP: 10019
13F-HR
1
primary_doc.xml
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0001697360
XXXXXXXX
03-31-2018
03-31-2018
Perennial Advisors, LLC
1350 AVENUE OF THE AMERICAS
SUITE 1920
NEW YORK
NY
10019
13F HOLDINGS REPORT
028-17700
N
SCOTT STRASSER
MANAGING PARTNER & CHIEF COMPLIANCE OFFICER
212-218-4222
SCOTT STRASSER
NEW YORK
NY
04-23-2018
0
205
158435
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INFORMATION TABLE
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PerennialQ1201813f.xml
PERENNIAL Q1 2018 13F
3M CO
COM
88579Y101
2683
12222
SH
SOLE
12222
0
0
ABBOTT LABS
COM
002824100
63
1050
SH
SOLE
1050
0
0
ABBVIE INC
COM
00287Y109
24
258
SH
SOLE
258
0
0
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
36
232
SH
SOLE
232
0
0
ACTIVISION BLIZZARD INC
COM
00507V109
1090
16159
SH
SOLE
16159
0
0
ADOBE SYS INC
COM
00724F101
4
18
SH
SOLE
18
0
0
AIR PRODS & CHEMS INC
COM
009158106
2099
13200
SH
SOLE
13200
0
0
ALBEMARLE CORP
COM
012653101
1
16
SH
SOLE
16
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
5
25
SH
SOLE
25
0
0
ALLSTATE CORP
COM
020002101
4
40
SH
SOLE
40
0
0
ALPHABET INC
CAP STK CL A
02079K305
421
406
SH
SOLE
406
0
0
ALPHABET INC
CAP STK CL C
02079K107
3488
3381
SH
SOLE
3381
0
0
ALTRIA GROUP INC
COM
02209S103
83
1329
SH
SOLE
1329
0
0
AMAZON COM INC
COM
023135106
2866
1980
SH
SOLE
1980
0
0
AMERICAN EXPRESS CO
COM
025816109
3292
35294
SH
SOLE
35294
0
0
AMERICAN WTR WKS CO INC NEW
COM
030420103
2160
26297
SH
SOLE
26297
0
0
AMERIPRISE FINL INC
COM
03076C106
21
140
SH
SOLE
140
0
0
AMGEN INC
COM
031162100
2301
13496
SH
SOLE
13496
0
0
AMPHENOL CORP NEW
CL A
032095101
2704
31394
SH
SOLE
31394
0
0
APOLLO GLOBAL MGMT LLC
CL A SHS
037612306
128
4310
SH
SOLE
4310
0
0
APPLE INC
COM
037833100
5185
30902
SH
SOLE
30902
0
0
APTIV PLC
SHS
G6095L109
1
11
SH
SOLE
11
0
0
ARES CAP CORP
COM
04010L103
1370
86330
SH
SOLE
86330
0
0
AT&T INC
COM
00206R102
10
289
SH
SOLE
289
0
0
ATLASSIAN CORP PLC
CL A
G06242104
2
45
SH
SOLE
45
0
0
AUTODESK INC
COM
052769106
38
305
SH
SOLE
305
0
0
BARCLAYS BK PLC
IPATH S&P500 VIX
06746L422
15
312
SH
SOLE
312
0
0
BEMIS INC
COM
081437105
11
258
SH
SOLE
258
0
0
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
8973
30
SH
SOLE
30
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
3043
15255
SH
SOLE
15255
0
0
BIOGEN INC
COM
09062X103
15
55
SH
SOLE
55
0
0
BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
35
1100
SH
SOLE
1100
0
0
BOEING CO
COM
097023105
515
1571
SH
SOLE
1571
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
29
461
SH
SOLE
461
0
0
BROADCOM LTD
SHS
Y09827109
25
107
SH
SOLE
107
0
0
BROOKFIELD INFRAST PARTNERS
LP INT UNIT
G16252101
56
1350
PRN
SOLE
1350
0
0
BROWN FORMAN CORP
CL B
115637209
54
1000
SH
SOLE
1000
0
0
CAPITAL ONE FINL CORP
COM
14040H105
30
315
SH
SOLE
315
0
0
CATCHMARK TIMBER TR INC
CL A
14912Y202
2
155
SH
SOLE
155
0
0
CELGENE CORP
COM
151020104
21
235
SH
SOLE
235
0
0
CHEESECAKE FACTORY INC
COM
163072101
178
3700
SH
SOLE
3700
0
0
CHEVRON CORP NEW
COM
166764100
576
5049
SH
SOLE
5049
0
0
CISCO SYS INC
COM
17275R102
2288
53341
SH
SOLE
53341
0
0
COCA COLA CO
COM
191216100
23
532
SH
SOLE
532
0
0
COMCAST CORP NEW
CL A
20030N101
77
2249
SH
SOLE
2249
0
0
CONSOLIDATED EDISON INC
COM
209115104
134
1719
SH
SOLE
1719
0
0
CORESITE RLTY CORP
COM
21870Q105
10
100
SH
SOLE
100
0
0
COSTCO WHSL CORP NEW
COM
22160K105
2375
12606
SH
SOLE
12606
0
0
COTY INC
COM CL A
222070203
2200
120235
SH
SOLE
120235
0
0
CVS HEALTH CORP
COM
126650100
31
500
SH
SOLE
500
0
0
DANAHER CORP DEL
COM
235851102
21
216
SH
SOLE
216
0
0
DARDEN RESTAURANTS INC
COM
237194105
3
33
SH
SOLE
33
0
0
DEL TACO RESTAURANTS INC
COM
245496104
139
13400
SH
SOLE
13400
0
0
DENTSPLY SIRONA INC
COM
24906P109
1481
29436
SH
SOLE
29436
0
0
DISNEY WALT CO
COM DISNEY
254687106
3133
31190
SH
SOLE
31190
0
0
DOMINION ENERGY INC
COM
25746U109
194
2876
SH
SOLE
2876
0
0
DORIAN LPG LTD
SHS USD
Y2106R110
15
1958
SH
SOLE
1958
0
0
DUKE ENERGY CORP NEW
COM NEW
26441C204
8
100
SH
SOLE
100
0
0
ECOLAB INC
COM
278865100
46
335
SH
SOLE
335
0
0
EDISON INTL
COM
281020107
48
750
SH
SOLE
750
0
0
ELECTRONIC ARTS INC
COM
285512109
1088
8971
SH
SOLE
8971
0
0
EMERSON ELEC CO
COM
291011104
12
175
SH
SOLE
175
0
0
ENERGY TRANSFER PARTNERS LP
UNIT LTD PRT INT
29278N103
6
375
SH
SOLE
375
0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
66
2676
PRN
SOLE
2676
0
0
ETF MANAGERS TR
ETFMG ALTR HRVST
26924G508
15
514
SH
SOLE
514
0
0
ETFIS SER TR I
INFRAC ACT MLP
26923G103
3
475
SH
SOLE
475
0
0
EXPEDIA GROUP INC
COM NEW
30212P303
19
175
SH
SOLE
175
0
0
EXXON MOBIL CORP
COM
30231G102
887
11889
SH
SOLE
11889
0
0
FACEBOOK INC
CL A
30303M102
2666
16682
SH
SOLE
16682
0
0
FASTENAL CO
COM
311900104
624
11424
SH
SOLE
11424
0
0
FEDEX CORP
COM
31428X106
3605
15013
SH
SOLE
15013
0
0
FIDELITY NATL INFORMATION SV
COM
31620M106
12
125
SH
SOLE
125
0
0
FIRST TR INTER DUR PFD & IN
COM
33718W103
19
800
PRN
SOLE
800
0
0
FISERV INC
COM
337738108
4286
60103
SH
SOLE
60103
0
0
GENERAL DYNAMICS CORP
COM
369550108
2032
9197
SH
SOLE
9197
0
0
GENERAL ELECTRIC CO
COM
369604103
86
6373
SH
SOLE
6373
0
0
GENERAL MTRS CO
COM
37045V100
4
100
SH
SOLE
100
0
0
GILEAD SCIENCES INC
COM
375558103
83
1100
SH
SOLE
1100
0
0
GLOBAL X FDS
RBTCS ARTFL INTE
37954Y715
7
310
SH
SOLE
310
0
0
GLYCOMIMETICS INC
COM
38000Q102
16
1000
SH
SOLE
1000
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
19
75
SH
SOLE
75
0
0
HALLIBURTON CO
COM
406216101
16
340
SH
SOLE
340
0
0
HASBRO INC
COM
418056107
35
415
SH
SOLE
415
0
0
HOME DEPOT INC
COM
437076102
74
414
SH
SOLE
414
0
0
HONEYWELL INTL INC
COM
438516106
3303
22858
SH
SOLE
22858
0
0
HUNTINGTON BANCSHARES INC
COM
446150104
19
1255
SH
SOLE
1255
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
27
175
SH
SOLE
175
0
0
IONIS PHARMACEUTICALS INC
COM
462222100
9
205
SH
SOLE
205
0
0
ISHARES SILVER TRUST
ISHARES
46428Q109
13
820
SH
SOLE
820
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0
ISHARES TR
S&P US PFD STK
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2177
57961
SH
SOLE
57961
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0
ISHARES TR
NATIONAL MUN ETF
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1296
11900
SH
SOLE
11900
0
0
ISHARES TR
CORE S&P MCP ETF
464287507
7
38
SH
SOLE
38
0
0
ISHARES TR
GL CLEAN ENE ETF
464288224
1
150
SH
SOLE
150
0
0
ISHARES TR
IBOXX HI YD ETF
464288513
2
26
SH
SOLE
26
0
0
ISHARES TR
FLTG RATE NT ETF
46429B655
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34560
SH
SOLE
34560
0
0
ISHARES TR
MSCI EAFE ETF
464287465
85
1224
SH
SOLE
1224
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
264
5460
SH
SOLE
5460
0
0
ISHARES TR
SELECT DIVID ETF
464287168
29
300
SH
SOLE
300
0
0
JOHNSON & JOHNSON
COM
478160104
4379
34168
SH
SOLE
34168
0
0
JPMORGAN CHASE & CO
COM
46625H100
4524
41135
SH
SOLE
41135
0
0
KIMBERLY CLARK CORP
COM
494368103
50
456
SH
SOLE
456
0
0
KKR & CO L P DEL
COM UNITS
48248M102
2009
98980
SH
SOLE
98980
0
0
KRAFT HEINZ CO
COM
500754106
414
6647
SH
SOLE
6647
0
0
LABORATORY CORP AMER HLDGS
COM NEW
50540R409
18
110
SH
SOLE
110
0
0
LAUDER ESTEE COS INC
CL A
518439104
105
700
SH
SOLE
700
0
0
LEAR CORP
COM NEW
521865204
1616
8684
SH
SOLE
8684
0
0
LIONS GATE ENTMNT CORP
CL B NON VTG
535919500
12
478
SH
SOLE
478
0
0
LIONS GATE ENTMNT CORP
CL A VTG
535919401
12
478
SH
SOLE
478
0
0
LOCKHEED MARTIN CORP
COM
539830109
1139
3371
SH
SOLE
3371
0
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
5
47
SH
SOLE
47
0
0
MARATHON PETE CORP
COM
56585A102
144
1972
SH
SOLE
1972
0
0
MASTERCARD INCORPORATED
CL A
57636Q104
4822
27527
SH
SOLE
27527
0
0
MCDONALDS CORP
COM
580135101
2413
15432
SH
SOLE
15432
0
0
MDC PARTNERS INC
CL A SUB VTG
552697104
15
2100
SH
SOLE
2100
0
0
MEDTRONIC PLC
SHS
G5960L103
2673
33318
SH
SOLE
33318
0
0
MERCADOLIBRE INC
COM
58733R102
2
7
SH
SOLE
7
0
0
MERCK & CO INC
COM
58933Y105
80
1469
SH
SOLE
1469
0
0
MICROSOFT CORP
COM
594918104
4346
47621
SH
SOLE
47621
0
0
MONDELEZ INTL INC
CL A
609207105
121
2900
SH
SOLE
2900
0
0
MOODYS CORP
COM
615369105
135
840
SH
SOLE
840
0
0
MORGAN STANLEY
COM NEW
617446448
9
168
SH
SOLE
168
0
0
MPLX LP
COM UNIT REP LTD
55336V100
4
134
SH
SOLE
134
0
0
MSCI INC
COM
55354G100
191
1275
SH
SOLE
1275
0
0
NETFLIX INC
COM
64110L106
4
14
SH
SOLE
14
0
0
NEW MTN FIN CORP
COM
647551100
505
38395
SH
SOLE
38395
0
0
NEXTERA ENERGY INC
COM
65339F101
5
30
SH
SOLE
30
0
0
NIKE INC
CL B
654106103
69
1032
SH
SOLE
1032
0
0
NOVARTIS A G
SPONSORED ADR
66987V109
946
11696
SH
SOLE
11696
0
0
NOVO-NORDISK A S
ADR
670100205
3
71
SH
SOLE
71
0
0
NVIDIA CORP
COM
67066G104
22
95
SH
SOLE
95
0
0
OKTA INC
CL A
679295105
2
50
SH
SOLE
50
0
0
OLD DOMINION FGHT LINES INC
COM
679580100
6
41
SH
SOLE
41
0
0
PEMBINA PIPELINE CORP
COM
706327103
2
58
SH
SOLE
58
0
0
PEPSICO INC
COM
713448108
331
3032
SH
SOLE
3032
0
0
PFIZER INC
COM
717081103
195
5508
SH
SOLE
5508
0
0
PHILIP MORRIS INTL INC
COM
718172109
32
322
SH
SOLE
322
0
0
PORTOLA PHARMACEUTICALS INC
COM
737010108
13
400
SH
SOLE
400
0
0
POWERSHARES ETF TR II
PFD PORTFOLIO
73936T565
2513
172103
SH
SOLE
172103
0
0
POWERSHARES ETF TRUST II
SENIOR LN PORT
73936Q769
2731
118088
SH
SOLE
118088
0
0
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
4
22
SH
SOLE
22
0
0
RAYTHEON CO
COM NEW
755111507
32
150
SH
SOLE
150
0
0
REXFORD INDL RLTY INC
COM
76169C100
10
360
SH
SOLE
360
0
0
ROPER TECHNOLOGIES INC
COM
776696106
33
116
SH
SOLE
116
0
0
ROSS STORES INC
COM
778296103
3
40
SH
SOLE
40
0
0
SABINE ROYALTY TR
UNIT BEN INT
785688102
2
44
SH
SOLE
44
0
0
SALESFORCE COM INC
COM
79466L302
21
177
SH
SOLE
177
0
0
SAN JUAN BASIN RTY TR
UNIT BEN INT
798241105
2
233
SH
SOLE
233
0
0
SCHLUMBERGER LTD
COM
806857108
1103
17022
SH
SOLE
17022
0
0
SCHWAB STRATEGIC TR
US LCAP GR ETF
808524300
15
214
SH
SOLE
214
0
0
SCHWAB STRATEGIC TR
INTL EQTY ETF
808524805
23
670
SH
SOLE
670
0
0
SCHWAB STRATEGIC TR
US BRD MKT ETF
808524102
679
10652
SH
SOLE
10652
0
0
SEACOR HOLDINGS INC
COM
811904101
219
4284
SH
SOLE
4284
0
0
SEATTLE GENETICS INC
COM
812578102
13
250
SH
SOLE
250
0
0
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
24
466
SH
SOLE
466
0
0
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
47
716
SH
SOLE
716
0
0
SEMPRA ENERGY
COM
816851109
109
978
SH
SOLE
978
0
0
SERVICENOW INC
COM
81762P102
4
25
SH
SOLE
25
0
0
SOUTHERN CO
COM
842587107
30
680
SH
SOLE
680
0
0
SOUTHWEST AIRLS CO
COM
844741108
120
2100
SH
SOLE
2100
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
3927
31217
SH
SOLE
31217
0
0
SPDR INDEX SHS FDS
S&P EM MKT DIV
78463X533
4
120
SH
SOLE
120
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
3162
12016
SH
SOLE
12016
0
0
SSGA ACTIVE ETF TR
SPDR TR TACTIC
78467V848
103
2155
SH
SOLE
2155
0
0
STARBUCKS CORP
COM
855244109
2047
35356
SH
SOLE
35356
0
0
STATE STR CORP
COM
857477103
32
323
SH
SOLE
323
0
0
STRYKER CORP
COM
863667101
25
153
SH
SOLE
153
0
0
SUNCOKE ENERGY PARTNERS L P
COMUNIT REP LT
86722Y101
2
109
SH
SOLE
109
0
0
TC PIPELINES LP
UT COM LTD PRT
87233Q108
13
375
SH
SOLE
375
0
0
TESLA INC
COM
88160R101
59
222
SH
SOLE
222
0
0
TEXAS INSTRS INC
COM
882508104
64
614
SH
SOLE
614
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
2785
13491
SH
SOLE
13491
0
0
TIFFANY & CO NEW
COM
886547108
1225
12539
SH
SOLE
12539
0
0
TOTAL S A
SPONSORED ADR
89151E109
129
2240
SH
SOLE
2240
0
0
TURQUOISE HILL RES LTD
COM
900435108
1
333
SH
SOLE
333
0
0
TWITTER INC
COM
90184L102
20
700
SH
SOLE
700
0
0
UNILEVER N V
N Y SHS NEW
904784709
1382
24504
SH
SOLE
24504
0
0
UNION PAC CORP
COM
907818108
2930
21795
SH
SOLE
21795
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
7
58
SH
SOLE
58
0
0
US BANCORP DEL
COM NEW
902973304
1624
32161
SH
SOLE
32161
0
0
VANGUARD GROUP
DIV APP ETF
921908844
88
872
SH
SOLE
872
0
0
VANGUARD INDEX FDS
EXTEND MKT ETF
922908652
58
523
SH
SOLE
523
0
0
VANGUARD INDEX FDS
GROWTH ETF
922908736
18
130
SH
SOLE
130
0
0
VANGUARD INDEX FDS
VALUE ETF
922908744
18
173
SH
SOLE
173
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
1061
7820
SH
SOLE
7820
0
0
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
17
72
SH
SOLE
72
0
0
VANGUARD INDEX FDS
MID CAP ETF
922908629
23
148
SH
SOLE
148
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
427
9083
SH
SOLE
9083
0
0
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
3589
45765
SH
SOLE
45765
0
0
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
2896
34130
SH
SOLE
34130
0
0
VANGUARD TAX MANAGED INTL FD
FTSE DEV MKT ETF
921943858
467
10554
SH
SOLE
10554
0
0
VANGUARD WORLD FDS
UTILITIES ETF
92204A876
56
497
SH
SOLE
497
0
0
VERISK ANALYTICS INC
COM
92345Y106
104
1000
SH
SOLE
1000
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
1736
36299
SH
SOLE
36299
0
0
VERSUM MATLS INC
COM
92532W103
19
500
SH
SOLE
500
0
0
VIACOM INC NEW
CL B
92553P201
16
505
SH
SOLE
505
0
0
VISA INC
COM CL A
92826C839
3723
31122
SH
SOLE
31122
0
0
VOYA PRIME RATE TR
SH BEN INT
92913A100
52
9895
PRN
SOLE
9895
0
0
WABCO HLDGS INC
COM
92927K102
1361
10169
SH
SOLE
10169
0
0
WASTE MGMT INC DEL
COM
94106L109
1
12
SH
SOLE
12
0
0
WILLIAMS COS INC DEL
COM
969457100
25
1000
SH
SOLE
1000
0
0
WOODWARD INC
COM
980745103
36
500
SH
SOLE
500
0
0
WORKDAY INC
CL A
98138H101
4
28
SH
SOLE
28
0
0
XYLEM INC
COM
98419M100
2726
35433
SH
SOLE
35433
0
0
YUM BRANDS INC
COM
988498101
44
512
SH
SOLE
512
0
0
ZOETIS INC
CL A
98978V103
664
7953
SH
SOLE
7953
0
0