0001062993-18-002225.txt : 20180515
0001062993-18-002225.hdr.sgml : 20180515
20180515122036
ACCESSION NUMBER: 0001062993-18-002225
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180331
FILED AS OF DATE: 20180515
DATE AS OF CHANGE: 20180515
EFFECTIVENESS DATE: 20180515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Independent Advisor Alliance
CENTRAL INDEX KEY: 0001696899
IRS NUMBER: 463825461
STATE OF INCORPORATION: NC
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-17950
FILM NUMBER: 18834629
BUSINESS ADDRESS:
STREET 1: 11525 N. COMMUNITY HOUSE ROAD
STREET 2: SUITE 575
CITY: CHARLOTTE
STATE: NC
ZIP: 28277
BUSINESS PHONE: 980-318-5425
MAIL ADDRESS:
STREET 1: 11525 N. COMMUNITY HOUSE ROAD
STREET 2: SUITE 575
CITY: CHARLOTTE
STATE: NC
ZIP: 28277
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001696899
XXXXXXXX
03-31-2018
03-31-2018
Independent Advisor Alliance
11525 N. COMMUNITY HOUSE ROAD
SUITE 575
CHARLOTTE
NC
28277
13F HOLDINGS REPORT
028-17950
N
Jessica Sexton
CCO
980-318-5425
Jessica Sexton
Charlotte
NC
05-15-2018
0
351
448639
false
INFORMATION TABLE
2
form13fInfoTable.xml
FORM 13F INFORMATION TABLE
ALTABA INC
COM
021346101
0
1
SH
Call
SOLE
0
0
1
AMAZON COM INC
COM
023135106
4
1
SH
Call
SOLE
0
0
1
QUALCOMM INC
COM
747525103
0
1
SH
Call
SOLE
0
0
1
ABM INDS INC
COM
000957100
788
24016
SH
SOLE
0
0
24016
AFLAC INC
COM
001055102
222
5170
SH
SOLE
0
0
5170
AMC ENTMT HLDGS INC
CL A COM
00165C104
294
20780
SH
SOLE
0
0
20780
AT&T INC
COM
00206R102
5766
164280
SH
SOLE
0
0
164280
ABBOTT LABS
COM
002824100
710
12184
SH
SOLE
0
0
12184
ABBVIE INC
COM
00287Y109
3294
36005
SH
SOLE
0
0
36005
ACTIVISION BLIZZARD INC
COM
00507V109
231
3553
SH
SOLE
0
0
3553
ADOBE SYS INC
COM
00724F101
1690
7961
SH
SOLE
0
0
7961
ADVANCED MICRO DEVICES INC
COM
007903107
242
25375
SH
SOLE
0
0
25375
AETNA INC NEW
COM
00817Y108
942
5605
SH
SOLE
0
0
5605
ALBEMARLE CORP
COM
012653101
913
10262
SH
SOLE
0
0
10262
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
1864
10523
SH
SOLE
0
0
10523
ALLIANT ENERGY CORP
COM
018802108
201
4916
SH
SOLE
0
0
4916
ALLY FINL INC
COM
02005N100
619
23414
SH
SOLE
0
0
23414
ALPHABET INC
CAP STK CL C
02079K107
5862
5824
SH
SOLE
0
0
5824
ALPHABET INC
CAP STK CL A
02079K305
5605
5533
SH
SOLE
0
0
5533
ALTABA INC
COM
021346101
533
7439
SH
SOLE
0
0
7439
ALTRIA GROUP INC
COM
02209S103
6745
111466
SH
SOLE
0
0
111466
AMAZON COM INC
COM
023135106
18629
13575
SH
Put
SOLE
0
0
13575
AMERICAN AIRLS GROUP INC
COM
02376R102
449
9019
SH
SOLE
0
0
9019
AMERICAN ELEC PWR INC
COM
025537101
256
3753
SH
SOLE
0
0
3753
AMERICAN EXPRESS CO
COM
025816109
463
5086
SH
SOLE
0
0
5086
AMERICAN STS WTR CO
COM
029899101
1047
20332
SH
SOLE
0
0
20332
AMERICAN TOWER CORP NEW
COM
03027X100
376
2615
SH
SOLE
0
0
2615
AMERIPRISE FINL INC
COM
03076C106
226
1581
SH
SOLE
0
0
1581
AMGEN INC
COM
031162100
1292
7779
SH
SOLE
0
0
7779
ANNALY CAP MGMT INC
COM
035710409
118
11439
SH
SOLE
0
0
11439
ANTHEM INC
COM
036752103
918
4170
SH
SOLE
0
0
4170
APPLE INC
COM
037833100
21821
130969
SH
Put
SOLE
0
0
130969
APPLE HOSPITALITY REIT INC
COM NEW
03784Y200
807
46566
SH
SOLE
0
0
46566
APPLIED MATLS INC
COM
038222105
1163
21987
SH
SOLE
0
0
21987
ARAMARK
COM
03852U106
297
7789
SH
SOLE
0
0
7789
ARCHER DANIELS MIDLAND CO
COM
039483102
225
5306
SH
SOLE
0
0
5306
ASHFORD HOSPITALITY PRIME IN
COM
044102101
119
11890
SH
SOLE
0
0
11890
AUTOMATIC DATA PROCESSING IN
COM
053015103
349
3077
SH
SOLE
0
0
3077
BB&T CORP
COM
054937107
1901
37331
SH
SOLE
0
0
37331
BP PLC
SPONSORED ADR
055622104
1730
43552
SH
SOLE
0
0
43552
BANCO SANTANDER SA
ADR
05964H105
95
14793
SH
SOLE
0
0
14793
BANK AMER CORP
COM
060505104
4561
155786
SH
SOLE
0
0
155786
BANK OF THE OZARKS
COM
063904106
1356
28885
SH
SOLE
0
0
28885
BARCLAYS BANK PLC
ADR PFD SR 5
06739H362
479
18197
SH
SOLE
0
0
18197
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
4011
20565
SH
SOLE
0
0
20565
BIG LOTS INC
COM
089302103
278
6440
SH
SOLE
0
0
6440
BIOGEN INC
COM
09062X103
304
1134
SH
SOLE
0
0
1134
BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
1734
55101
SH
SOLE
0
0
55101
BLUEKNIGHT ENERGY PARTNERS L
COM UNIT
09625U109
305
70200
SH
SOLE
0
0
70200
BLUEROCK RESIDENTIAL GRW REI
COM CL A
09627J102
95
11264
SH
SOLE
0
0
11264
BOARDWALK PIPELINE PARTNERS
UT LTD PARTNER
096627104
137
13663
SH
SOLE
0
0
13663
BOEING CO
COM
097023105
6458
20024
SH
SOLE
0
0
20024
BOOKING HLDGS INC
COM
09857L108
239
117
SH
SOLE
0
0
117
BRISTOL MYERS SQUIBB CO
COM
110122108
1403
22634
SH
SOLE
0
0
22634
BRITISH AMERN TOB PLC
SPONSORED ADR
110448107
773
13559
SH
SOLE
0
0
13559
BUCKEYE PARTNERS L P
UNIT LTD PARTN
118230101
304
8105
SH
SOLE
0
0
8105
CBL & ASSOC PPTYS INC
COM
124830100
164
40100
SH
SOLE
0
0
40100
CSX CORP
COM
126408103
774
14134
SH
SOLE
0
0
14134
CVS HEALTH CORP
COM
126650100
556
9082
SH
SOLE
0
0
9082
CALIFORNIA WTR SVC GROUP
COM
130788102
915
25672
SH
SOLE
0
0
25672
CALUMET SPECIALTY PRODS PTNR
UT LTD PARTNER
131476103
84
12106
SH
SOLE
0
0
12106
CANADIAN NATL RY CO
COM
136375102
476
6533
SH
SOLE
0
0
6533
CARNIVAL CORP
UNIT 99/99/9999
143658300
363
5749
SH
SOLE
0
0
5749
CATERPILLAR INC DEL
COM
149123101
3999
27839
SH
SOLE
0
0
27839
CEDAR FAIR L P
DEPOSITRY UNIT
150185106
310
4924
SH
SOLE
0
0
4924
CELGENE CORP
COM
151020104
712
8166
SH
SOLE
0
0
8166
CHARTER COMMUNICATIONS INC N
CL A
16119P108
388
1275
SH
SOLE
0
0
1275
CHESAPEAKE ENERGY CORP
COM
165167107
118
39395
SH
SOLE
0
0
39395
CHEVRON CORP NEW
COM
166764100
4205
37466
SH
SOLE
0
0
37466
CHICAGO BRIDGE & IRON CO N V
COM
167250109
176
13115
SH
SOLE
0
0
13115
CHURCH & DWIGHT INC
COM
171340102
1519
31039
SH
SOLE
0
0
31039
CINCINNATI FINL CORP
COM
172062101
2059
28445
SH
SOLE
0
0
28445
CISCO SYS INC
COM
17275R102
1841
44831
SH
SOLE
0
0
44831
CITIGROUP INC
COM NEW
172967424
2055
30355
SH
SOLE
0
0
30355
CITRIX SYS INC
COM
177376100
410
4488
SH
SOLE
0
0
4488
CLOROX CO DEL
COM
189054109
1758
13658
SH
SOLE
0
0
13658
COCA COLA CO
COM
191216100
3401
79693
SH
SOLE
0
0
79693
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
429
5411
SH
SOLE
0
0
5411
COLGATE PALMOLIVE CO
COM
194162103
2374
33837
SH
SOLE
0
0
33837
COLONY NORTHSTAR INC
CL A COM
19625W104
60
10775
SH
SOLE
0
0
10775
COMCAST CORP NEW
CL A
20030N101
791
23585
SH
SOLE
0
0
23585
COMPASS DIVERSIFIED HOLDINGS
SH BEN INT
20451Q104
407
25120
SH
SOLE
0
0
25120
CONOCOPHILLIPS
COM
20825C104
2521
43401
SH
SOLE
0
0
43401
CONSOLIDATED EDISON INC
COM
209115104
506
6565
SH
SOLE
0
0
6565
CONSTELLATION BRANDS INC
CL A
21036P108
2162
9475
SH
SOLE
0
0
9475
CORPORATE CAP TR INC
COM
219880101
3156
187276
SH
SOLE
0
0
187276
COSTCO WHSL CORP NEW
COM
22160K105
783
4276
SH
SOLE
0
0
4276
CRANE CO
COM
224399105
255
2818
SH
SOLE
0
0
2818
CROWN CASTLE INTL CORP NEW
COM
22822V101
325
2988
SH
SOLE
0
0
2988
CUMMINS INC
COM
231021106
718
4522
SH
SOLE
0
0
4522
CYPRESS SEMICONDUCTOR CORP
COM
232806109
224
14128
SH
SOLE
0
0
14128
D R HORTON INC
COM
23331A109
1603
37878
SH
SOLE
0
0
37878
DEERE & CO
COM
244199105
1930
12710
SH
SOLE
0
0
12710
DELL TECHNOLOGIES INC
COM CL V
24703L103
717
9875
SH
SOLE
0
0
9875
DELTA AIR LINES INC DEL
COM NEW
247361702
1102
21217
SH
SOLE
0
0
21217
DIAGEO P L C
SPON ADR NEW
25243Q205
332
2487
SH
SOLE
0
0
2487
DIGITAL RLTY TR INC
COM
253868103
527
5118
SH
SOLE
0
0
5118
DINE BRANDS GLOBAL INC
COM
254423106
460
7120
SH
SOLE
0
0
7120
DISNEY WALT CO
COM DISNEY
254687106
4679
47414
SH
SOLE
0
0
47414
DOLLAR TREE INC
COM
256746108
920
9750
SH
SOLE
0
0
9750
DOMINION ENERGY INC
COM
25746U109
2426
36168
SH
SOLE
0
0
36168
DORCHESTER MINERALS LP
COM UNIT
25820R105
755
44947
SH
SOLE
0
0
44947
DOVER CORP
COM
260003108
1163
12127
SH
SOLE
0
0
12127
DOWDUPONT INC
COM
26078J100
3376
54517
SH
SOLE
0
0
54517
DRIVE SHACK INC
COM
262077100
158
34083
SH
SOLE
0
0
34083
DUKE ENERGY CORP NEW
COM NEW
26441C204
6603
85639
SH
SOLE
0
0
85639
EOG RES INC
COM
26875P101
1666
16183
SH
SOLE
0
0
16183
EV ENERGY PARTNERS LP
COM UNITS
26926V107
15
76092
SH
SOLE
0
0
76092
EASTMAN CHEM CO
COM
277432100
731
7119
SH
SOLE
0
0
7119
EMERSON ELEC CO
COM
291011104
1789
26975
SH
SOLE
0
0
26975
ENCANA CORP
COM
292505104
521
49431
SH
SOLE
0
0
49431
ENBRIDGE INC
COM
29250N105
1719
56193
SH
SOLE
0
0
56193
ENBRIDGE ENERGY PARTNERS L P
COM
29250R106
205
21464
SH
SOLE
0
0
21464
ENERGY TRANSFER PARTNERS LP
UNIT LTD PRT INT
29278N103
660
40845
SH
SOLE
0
0
40845
ENTERPRISE PRODS PARTNERS L
COM
293792107
1096
44753
SH
SOLE
0
0
44753
ENVIVA PARTNERS LP
COM UNIT
29414J107
287
10589
SH
SOLE
0
0
10589
EQUIFAX INC
COM
294429105
329
2853
SH
SOLE
0
0
2853
EXACT SCIENCES CORP
COM
30063P105
202
5195
SH
SOLE
0
0
5195
EXELON CORP
COM
30161N101
627
16387
SH
SOLE
0
0
16387
EZCORP INC
NOTE 2.625% 6/1
302301AB2
18
17000
SH
SOLE
0
0
17000
EXXON MOBIL CORP
COM
30231G102
4611
62963
SH
SOLE
0
0
62963
FLIR SYS INC
COM
302445101
580
11700
SH
SOLE
0
0
11700
FACEBOOK INC
CL A
30303M102
10139
65301
SH
SOLE
0
0
65301
FEDERAL REALTY INVT TR
SH BEN INT NEW
313747206
248
2147
SH
SOLE
0
0
2147
FEDEX CORP
COM
31428X106
2353
9865
SH
SOLE
0
0
9865
FIDELITY
MSCI FINLS IDX
316092501
248
6728
SH
SOLE
0
0
6728
FIDELITY NATL INFORMATION SV
COM
31620M106
409
4313
SH
SOLE
0
0
4313
FIRST BANCORP N C
COM
318910106
889
25327
SH
SOLE
0
0
25327
FIRST CMNTY CORP S C
COM
319835104
1013
44156
SH
SOLE
0
0
44156
FLEETCOR TECHNOLOGIES INC
COM
339041105
256
1291
SH
SOLE
0
0
1291
FLUIDIGM CORP DEL
NOTE 2.750% 2/0
34385PAA6
14
17000
SH
SOLE
0
0
17000
FORD MTR CO DEL
COM PAR $0.01
345370860
669
61527
SH
SOLE
0
0
61527
FREEPORT-MCMORAN INC
CL B
35671D857
588
34348
SH
SOLE
0
0
34348
GENERAL DYNAMICS CORP
COM
369550108
1286
5876
SH
SOLE
0
0
5876
GENERAL ELECTRIC CO
COM
369604103
1448
110315
SH
SOLE
0
0
110315
GENERAL MLS INC
COM
370334104
583
13216
SH
SOLE
0
0
13216
GENERAL MTRS CO
COM
37045V100
907
25355
SH
SOLE
0
0
25355
GENUINE PARTS CO
COM
372460105
2202
25379
SH
SOLE
0
0
25379
GILEAD SCIENCES INC
COM
375558103
555
7573
SH
SOLE
0
0
7573
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
464
12194
SH
SOLE
0
0
12194
GLOBAL NET LEASE INC
COM NEW
379378201
1705
99705
SH
SOLE
0
0
99705
GOLDMAN SACHS GROUP INC
COM
38141G104
567
2288
SH
SOLE
0
0
2288
GRAMERCY PPTY TR
COM NEW
385002308
406
18987
SH
SOLE
0
0
18987
GREAT ELM CAP CORP
COM
390320109
164
17606
SH
SOLE
0
0
17606
HDFC BANK LTD
ADR REPS 3 SHS
40415F101
209
2116
SH
SOLE
0
0
2116
HANESBRANDS INC
COM
410345102
252
13847
SH
SOLE
0
0
13847
HARLEY DAVIDSON INC
COM
412822108
245
5835
SH
SOLE
0
0
5835
HIGHWOODS PPTYS INC
COM
431284108
466
10853
SH
SOLE
0
0
10853
HOLLYFRONTIER CORP
COM
436106108
271
5776
SH
SOLE
0
0
5776
HOME DEPOT INC
COM
437076102
7499
43370
SH
SOLE
0
0
43370
HONEYWELL INTL INC
COM
438516106
1234
8661
SH
SOLE
0
0
8661
HORMEL FOODS CORP
COM
440452100
1013
30253
SH
SOLE
0
0
30253
HOSPITALITY PPTYS TR
COM SH BEN INT
44106M102
249
10082
SH
SOLE
0
0
10082
ICICI BK LTD
ADR
45104G104
104
12650
SH
SOLE
0
0
12650
ILLINOIS TOOL WKS INC
COM
452308109
1172
7666
SH
SOLE
0
0
7666
INCYTE CORP
COM
45337C102
500
6206
SH
SOLE
0
0
6206
INTEL CORP
COM
458140100
2824
57685
SH
SOLE
0
0
57685
INTERNATIONAL BUSINESS MACHS
COM
459200101
1097
7361
SH
SOLE
0
0
7361
INTL PAPER CO
COM
460146103
567
11091
SH
SOLE
0
0
11091
INTUITIVE SURGICAL INC
COM NEW
46120E602
719
1792
SH
SOLE
0
0
1792
IQVIA HLDGS INC
COM
46266C105
1010
10553
SH
SOLE
0
0
10553
ISHARES GOLD TRUST
ISHARES
464285105
1929
149660
SH
SOLE
0
0
149660
ISHARES TR
CORE S&P500 ETF
464287200
1750
7430
SH
SOLE
0
0
7430
ISHARES TR
CORE US AGGBD ET
464287226
290
3001
SH
SOLE
0
0
3001
ISHARES TR
CORE S&P MCP ETF
464287507
819
4901
SH
SOLE
0
0
4901
ISHARES TR
CORE S&P SCP ETF
464287804
843
12267
SH
SOLE
0
0
12267
ISHARES TR
JPMORGAN USD EMG
464288281
245
2579
SH
SOLE
0
0
2579
ISHARES TR
IBOXX HI YD ETF
464288513
278
3837
SH
SOLE
0
0
3837
ISHARES SILVER TRUST
ISHARES
46428Q109
253
16136
SH
SOLE
0
0
16136
ISHARES TR
CORE MSCI EAFE
46432F842
1622
27680
SH
SOLE
0
0
27680
ISHARES INC
CORE MSCI EMKT
46434G103
561
10927
SH
SOLE
0
0
10927
JPMORGAN CHASE & CO
COM
46625H100
8181
75916
SH
SOLE
0
0
75916
JOHNSON & JOHNSON
COM
478160104
7732
62073
SH
SOLE
0
0
62073
JUNIPER NETWORKS INC
COM
48203R104
399
16561
SH
SOLE
0
0
16561
KKR & CO L P DEL
COM UNITS
48248M102
340
17091
SH
SOLE
0
0
17091
KIMBERLY CLARK CORP
COM
494368103
1487
13886
SH
SOLE
0
0
13886
KINDER MORGAN INC DEL
COM
49456B101
913
61289
SH
SOLE
0
0
61289
KOHLS CORP
COM
500255104
611
9750
SH
SOLE
0
0
9750
KRAFT HEINZ CO
COM
500754106
879
14630
SH
SOLE
0
0
14630
KROGER CO
COM
501044101
254
10888
SH
SOLE
0
0
10888
LSB INDS INC
COM
502160104
265
46610
SH
SOLE
0
0
46610
LABORATORY CORP AMER HLDGS
COM NEW
50540R409
222
1383
SH
SOLE
0
0
1383
LAM RESEARCH CORP
COM
512807108
253
1301
SH
SOLE
0
0
1301
LANCASTER COLONY CORP
COM
513847103
958
8003
SH
SOLE
0
0
8003
LAS VEGAS SANDS CORP
COM
517834107
226
3199
SH
SOLE
0
0
3199
LEGACY RESVS LP
UNIT LP INT
524707304
151
34991
SH
SOLE
0
0
34991
LEGG MASON INC
COM
524901105
155
4158
SH
SOLE
0
0
4158
LEGG MASON INC
COM
524901105
47
1163
SH
SOLE
0
0
1163
LEIDOS HLDGS INC
COM
525327102
858
13223
SH
SOLE
0
0
13223
LEXINGTON REALTY TRUST
COM
529043101
1684
217200
SH
SOLE
0
0
217200
LILLY ELI & CO
COM
532457108
1831
24184
SH
SOLE
0
0
24184
LINCOLN NATL CORP IND
COM
534187109
846
11922
SH
SOLE
0
0
11922
LOCKHEED MARTIN CORP
COM
539830109
5048
15159
SH
SOLE
0
0
15159
LOWES COS INC
COM
548661107
2746
32681
SH
SOLE
0
0
32681
LUMBER LIQUIDATORS HLDGS INC
COM
55003T107
299
13500
SH
SOLE
0
0
13500
MPLX LP
COM UNIT REP LTD
55336V100
206
6315
SH
SOLE
0
0
6315
MACYS INC
COM
55616P104
373
12811
SH
SOLE
0
0
12811
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
359
6238
SH
SOLE
0
0
6238
MANULIFE FINL CORP
COM
56501R106
629
34679
SH
SOLE
0
0
34679
MARATHON PETE CORP
COM
56585A102
815
11466
SH
SOLE
0
0
11466
MARSH & MCLENNAN COS INC
COM
571748102
218
2697
SH
SOLE
0
0
2697
MARTIN MIDSTREAM PRTNRS L P
UNIT L P INT
573331105
329
24833
SH
SOLE
0
0
24833
MASCO CORP
COM
574599106
712
18244
SH
SOLE
0
0
18244
MASTERCARD INCORPORATED
CL A
57636Q104
1090
6352
SH
SOLE
0
0
6352
MAXIM INTEGRATED PRODS INC
COM
57772K101
242
4205
SH
SOLE
0
0
4205
MCDONALDS CORP
COM
580135101
2678
16983
SH
SOLE
0
0
16983
MERCK & CO INC
COM
58933Y105
1232
23130
SH
SOLE
0
0
23130
METLIFE INC
COM
59156R108
1197
26753
SH
SOLE
0
0
26753
MICROSOFT CORP
COM
594918104
10383
117286
SH
SOLE
0
0
117286
MICRON TECHNOLOGY INC
COM
595112103
263
5252
SH
SOLE
0
0
5252
MITEK SYS INC
COM NEW
606710200
4433
599045
SH
SOLE
0
0
599045
MOLINA HEALTHCARE INC
COM
60855R100
501
6357
SH
SOLE
0
0
6357
MONDELEZ INTL INC
CL A
609207105
1784
43809
SH
SOLE
0
0
43809
MONSANTO CO NEW
COM
61166W101
1614
13839
SH
SOLE
0
0
13839
MORGAN STANLEY
COM NEW
617446448
684
13087
SH
SOLE
0
0
13087
NVR INC
COM
62944T105
251
86
SH
SOLE
0
0
86
NETFLIX INC
COM
64110L106
6244
22274
SH
Call
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0
0
22274
NEW RESIDENTIAL INVT CORP
COM NEW
64828T201
502
30964
SH
SOLE
0
0
30964
NEWELL BRANDS INC
COM
651229106
414
16730
SH
SOLE
0
0
16730
NEXTERA ENERGY INC
COM
65339F101
1179
7263
SH
SOLE
0
0
7263
NIKE INC
CL B
654106103
2027
31590
SH
SOLE
0
0
31590
NORDSON CORP
COM
655663102
1075
8101
SH
SOLE
0
0
8101
NORFOLK SOUTHERN CORP
COM
655844108
661
4977
SH
SOLE
0
0
4977
NORTHERN DYNASTY MINERALS LT
COM NEW
66510M204
18
20000
SH
SOLE
0
0
20000
NORTHROP GRUMMAN CORP
COM
666807102
490
1417
SH
SOLE
0
0
1417
NORTHWEST NAT GAS CO
COM
667655104
930
16229
SH
SOLE
0
0
16229
NOVARTIS A G
SPONSORED ADR
66987V109
343
4312
SH
SOLE
0
0
4312
NVIDIA CORP
COM
67066G104
4328
19576
SH
SOLE
0
0
19576
NVIDIA CORP
COM
67066G104
1
1
SH
SOLE
0
0
1
OAKTREE SPECIALTY LENDING CO
COM
67401P108
2156
509635
SH
SOLE
0
0
509635
OCLARO INC
COM NEW
67555N206
104
10986
SH
SOLE
0
0
10986
OMEGA HEALTHCARE INVS INC
COM
681936100
302
11462
SH
SOLE
0
0
11462
ON SEMICONDUCTOR CORP
COM
682189105
363
15815
SH
SOLE
0
0
15815
ON SEMICONDUCTOR CORP
COM
682189105
59
2393
SH
SOLE
0
0
2393
ONEOK INC NEW
COM
682680103
221
3937
SH
SOLE
0
0
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ORACLE CORP
COM
68389X105
1629
36174
SH
SOLE
0
0
36174
OWENS ILL INC
COM NEW
690768403
484
22892
SH
SOLE
0
0
22892
PDL BIOPHARMA INC
NOTE 2.750%12/0
69329YAG9
21
21000
SH
SOLE
0
0
21000
PPG INDS INC
COM
693506107
271
2505
SH
SOLE
0
0
2505
PPL CORP
COM
69351T106
1166
41539
SH
SOLE
0
0
41539
PVH CORP
COM
693656100
693
4593
SH
SOLE
0
0
4593
PARKER HANNIFIN CORP
COM
701094104
2273
13646
SH
SOLE
0
0
13646
PAYCHEX INC
COM
704326107
203
3361
SH
SOLE
0
0
3361
PAYPAL HLDGS INC
COM
70450Y103
581
7737
SH
SOLE
0
0
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PEPSICO INC
COM
713448108
3647
34065
SH
SOLE
0
0
34065
PFIZER INC
COM
717081103
1669
47618
SH
SOLE
0
0
47618
PHILIP MORRIS INTL INC
COM
718172109
4645
47618
SH
SOLE
0
0
47618
PHILLIPS 66
COM
718546104
442
4649
SH
SOLE
0
0
4649
PINNACLE FINL PARTNERS INC
COM
72346Q104
375
5904
SH
SOLE
0
0
5904
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
298
13904
SH
SOLE
0
0
13904
POLYMET MINING CORP
COM
731916102
29
34060
SH
SOLE
0
0
34060
PRAXAIR INC
COM
74005P104
1705
11998
SH
SOLE
0
0
11998
PRICE T ROWE GROUP INC
COM
74144T108
216
2058
SH
SOLE
0
0
2058
PRINCIPAL FINL GROUP INC
COM
74251V102
368
6199
SH
SOLE
0
0
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PROCTER AND GAMBLE CO
COM
742718109
4623
59721
SH
SOLE
0
0
59721
QUALCOMM INC
COM
747525103
644
11964
SH
SOLE
0
0
11964
RPM INTL INC
COM
749685103
337
7193
SH
SOLE
0
0
7193
RAYTHEON CO
COM NEW
755111507
991
4674
SH
SOLE
0
0
4674
REPUBLIC SVCS INC
COM
760759100
300
4551
SH
SOLE
0
0
4551
RETAIL PPTYS AMER INC
CL A
76131V202
154
13413
SH
SOLE
0
0
13413
RIO TINTO PLC
SPONSORED ADR
767204100
382
7696
SH
SOLE
0
0
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RITE AID CORP
COM
767754104
29
17810
SH
SOLE
0
0
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ROYAL BK CDA MONTREAL QUE
COM
780087102
879
11492
SH
SOLE
0
0
11492
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
242
3868
SH
SOLE
0
0
3868
SJW GROUP
COM
784305104
941
18216
SH
SOLE
0
0
18216
SPDR GOLD TRUST
GOLD SHS
78463V107
835
6565
SH
SOLE
0
0
6565
SPDR SERIES TRUST
S&P BIOTECH
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323
4011
SH
SOLE
0
0
4011
SALESFORCE COM INC
COM
79466L302
234
2028
SH
SOLE
0
0
2028
SAP SE
SPON ADR
803054204
270
2611
SH
SOLE
0
0
2611
SCANA CORP NEW
COM
80589M102
291
7653
SH
SOLE
0
0
7653
SCHLUMBERGER LTD
COM
806857108
470
7507
SH
SOLE
0
0
7507
SCHWAB CHARLES CORP NEW
COM
808513105
879
17425
SH
SOLE
0
0
17425
SHERWIN WILLIAMS CO
COM
824348106
1896
4965
SH
SOLE
0
0
4965
SNAP INC
CL A
83304A106
1135
78525
SH
SOLE
0
0
78525
SOUTHERN CO
COM
842587107
6141
138910
SH
SOLE
0
0
138910
SPECTRA ENERGY PARTNERS LP
COM
84756N109
773
23251
SH
SOLE
0
0
23251
STANLEY BLACK & DECKER INC
COM
854502101
1237
8234
SH
SOLE
0
0
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STARBUCKS CORP
COM
855244109
683
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SH
SOLE
0
0
12145
STEEL DYNAMICS INC
COM
858119100
343
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SH
SOLE
0
0
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SUNOCO LP
COM U REP LP
86765K109
356
13936
SH
SOLE
0
0
13936
SUPPORT COM INC
COM NEW
86858W200
37
14000
SH
SOLE
0
0
14000
SYSCO CORP
COM
871829107
308
5269
SH
SOLE
0
0
5269
TJX COS INC NEW
COM
872540109
356
4418
SH
SOLE
0
0
4418
T MOBILE US INC
COM
872590104
709
11888
SH
SOLE
0
0
11888
TARGET CORP
COM
87612E106
699
10121
SH
SOLE
0
0
10121
TESLA INC
COM
88160R101
209
829
SH
SOLE
0
0
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TEXAS INSTRS INC
COM
882508104
559
5551
SH
SOLE
0
0
5551
TEXAS PAC LD TR
SUB CTF PROP I T
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958
1883
SH
SOLE
0
0
1883
THERMO FISHER SCIENTIFIC INC
COM
883556102
581
2858
SH
SOLE
0
0
2858
3M CO
COM
88579Y101
3882
18258
SH
SOLE
0
0
18258
TIME WARNER INC
COM NEW
887317303
227
2390
SH
SOLE
0
0
2390
TOOTSIE ROLL INDS INC
COM
890516107
802
27742
SH
SOLE
0
0
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TORONTO DOMINION BK ONT
COM NEW
891160509
744
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SH
SOLE
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0
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TOWNEBANK PORTSMOUTH VA
COM
89214P109
254
9034
SH
SOLE
0
0
9034
TRAVELCENTERS AMER LLC
COM
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86
24930
SH
SOLE
0
0
24930
TRAVELERS COMPANIES INC
COM
89417E109
1870
13864
SH
SOLE
0
0
13864
TROVAGENE INC
COM NEW
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6
17359
SH
SOLE
0
0
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TWITTER INC
COM
90184L102
718
25606
SH
SOLE
0
0
25606
US BANCORP DEL
COM NEW
902973304
385
7745
SH
SOLE
0
0
7745
UNDER ARMOUR INC
CL A
904311107
197
12261
SH
SOLE
0
0
12261
UNILEVER PLC
SPON ADR NEW
904767704
566
10342
SH
SOLE
0
0
10342
UNION PAC CORP
COM
907818108
432
3243
SH
SOLE
0
0
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UNITED PARCEL SERVICE INC
CL B
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2440
23495
SH
SOLE
0
0
23495
UNITED RENTALS INC
COM
911363109
1150
6900
SH
SOLE
0
0
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UNITED STATES STL CORP NEW
COM
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477
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SH
SOLE
0
0
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UNITED TECHNOLOGIES CORP
COM
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2363
19140
SH
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0
0
19140
UNITEDHEALTH GROUP INC
COM
91324P102
5420
24957
SH
SOLE
0
0
24957
V F CORP
COM
918204108
237
3242
SH
SOLE
0
0
3242
VALERO ENERGY CORP NEW
COM
91913Y100
1061
11683
SH
SOLE
0
0
11683
VECTREN CORP
COM
92240G101
1038
16410
SH
SOLE
0
0
16410
VENTAS INC
COM
92276F100
226
4584
SH
SOLE
0
0
4584
VEREIT INC
COM
92339V100
274
40165
SH
SOLE
0
0
40165
VERIZON COMMUNICATIONS INC
COM
92343V104
4945
104847
SH
SOLE
0
0
104847
VISA INC
COM CL A
92826C839
8617
72776
SH
SOLE
0
0
72776
VISTRA ENERGY CORP
COM
92840M102
415
20387
SH
SOLE
0
0
20387
VODAFONE GROUP PLC NEW
SPONSORED ADR
92857W308
487
17743
SH
SOLE
0
0
17743
W P CAREY INC
COM
92936U109
508
8298
SH
SOLE
0
0
8298
WEC ENERGY GROUP INC
COM
92939U106
535
8585
SH
SOLE
0
0
8585
WALMART INC
COM
931142103
3339
39022
SH
SOLE
0
0
39022
WALGREENS BOOTS ALLIANCE INC
COM
931427108
260
4109
SH
SOLE
0
0
4109
WASHINGTON PRIME GROUP NEW
COM
93964W108
280
42479
SH
SOLE
0
0
42479
WASTE MGMT INC DEL
COM
94106L109
967
11565
SH
SOLE
0
0
11565
WELLS FARGO CO NEW
COM
949746101
2463
47958
SH
SOLE
0
0
47958
WELLTOWER INC
COM
95040Q104
965
17876
SH
SOLE
0
0
17876
WESTAR ENERGY INC
COM
95709T100
221
4258
SH
SOLE
0
0
4258
WESTERN DIGITAL CORP
COM
958102105
217
2513
SH
SOLE
0
0
2513
WESTLAKE CHEM CORP
COM
960413102
342
3144
SH
SOLE
0
0
3144
WESTROCK CO
COM
96145D105
372
5999
SH
SOLE
0
0
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WHEELER REAL ESTATE INVT TR
CV PFD SER B
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569
41491
SH
SOLE
0
0
41491
WHITESTONE REIT
COM
966084204
106
10416
SH
SOLE
0
0
10416
WILLIAMS PARTNERS L P NEW
COM UNIT LTD PAR
96949L105
270
7905
SH
SOLE
0
0
7905
WISDOMTREE TR
EMER MKT HIGH FD
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203
4669
SH
SOLE
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0
4669
XPO LOGISTICS INC
COM
983793100
404
4175
SH
SOLE
0
0
4175
YUM BRANDS INC
COM
988498101
991
11834
SH
SOLE
0
0
11834
YUM CHINA HLDGS INC
COM
98850P109
236
5945
SH
SOLE
0
0
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ZOETIS INC
CL A
98978V103
897
11038
SH
SOLE
0
0
11038
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
242
1635
SH
SOLE
0
0
1635
EATON CORP PLC
SHS
G29183103
1010
12994
SH
SOLE
0
0
12994
EVEREST RE GROUP LTD
COM
G3223R108
207
813
SH
SOLE
0
0
813
INGERSOLL-RAND PLC
SHS
G47791101
337
4053
SH
SOLE
0
0
4053
JOHNSON CTLS INTL PLC
SHS
G51502105
497
14807
SH
SOLE
0
0
14807
MARVELL TECHNOLOGY GROUP LTD
ORD
G5876H105
375
18762
SH
SOLE
0
0
18762
MEDTRONIC PLC
SHS
G5960L103
675
8710
SH
SOLE
0
0
8710
APTIV PLC
SHS
G6095L109
249
3049
SH
SOLE
0
0
3049
SEAGATE TECHNOLOGY PLC
SHS
G7945M107
491
8500
SH
SOLE
0
0
8500
CHUBB LIMITED
COM
H1467J104
1411
10587
SH
SOLE
0
0
10587
TE CONNECTIVITY LTD
REG SHS
H84989104
238
2451
SH
SOLE
0
0
2451
ROYAL CARIBBEAN CRUISES LTD
COM
V7780T103
374
3214
SH
SOLE
0
0
3214
BROADCOM LTD
SHS
Y09827109
788
3481
SH
SOLE
0
0
3481
FLEX LTD
ORD
Y2573F102
551
34446
SH
SOLE
0
0
34446
TEEKAY CORPORATION
COM
Y8564W103
249
32150
SH
SOLE
0
0
32150