Chief Compliance Officer

0001696778-20-000004.txt : 20200814 0001696778-20-000004.hdr.sgml : 20200814 20200814121423 ACCESSION NUMBER: 0001696778-20-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200814 DATE AS OF CHANGE: 20200814 EFFECTIVENESS DATE: 20200814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Worth Venture Partners, LLC CENTRAL INDEX KEY: 0001696778 IRS NUMBER: 461377713 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17947 FILM NUMBER: 201103258 BUSINESS ADDRESS: STREET 1: 805 THIRD AVENUE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2125589017 MAIL ADDRESS: STREET 1: 805 THIRD AVENUE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001696778 XXXXXXXX 06-30-2020 06-30-2020 Worth Venture Partners, LLC

805 THIRD AVENUE 15TH FLOOR NEW YORK NY 10022

13F HOLDINGS REPORT 028-17947 N Laurence Wiseman Chief Compliance Officer (212)558-9017 Laurence Wiseman NEW YORK NY 08-14-2020 1 250 203598 false 1 0001578299 028-17749 DLD Asset Management, LP INFORMATION TABLE 2 wvp13fv3.xml A10 NETWORKS INC COM 002121101 735 107926 SH SOLE 0 107926 0 0 ACER THERAPEUTICS INC COM 00444P108 416 121426 SH SOLE 0 121426 0 0 ACER THERAPEUTICS INC COM 00444P108 128 37361 SH SOLE 0 37361 0 0 ACORDA THERAPEUTICS INC PUT 00484M956 15 23400 SH Put OTR 1 0 23400 0 ACORDA THERAPEUTICS INC PUT 00484M956 51 79100 SH Put OTR 1 0 79100 0 ADAMAS PHARMACEUTICALS INC COM 00548A106 474 184976 SH SOLE 0 184976 0 0 ADAMAS PHARMACEUTICALS INC COM 00548A106 150 58730 SH SOLE 0 58730 0 0 AIRGAIN INC COM 00938A104 1656 154222 SH SOLE 0 154222 0 0 ALIMERA SCIENCES INC COM NEW 016259202 614 97535 SH SOLE 0 97535 0 0 ALIMERA SCIENCES INC COM NEW 016259202 188 29798 SH SOLE 0 29798 0 0 ALLENA PHARMACEUTICALS INC COM 018119107 308 195000 SH SOLE 0 195000 0 0 ALLENA 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96200 0 CELLECTAR BIOSCIENCES INC COM PAR 15117F500 391 305214 SH SOLE 0 305214 0 0 CELLECTAR BIOSCIENCES INC COM PAR 15117F500 120 93912 SH SOLE 0 93912 0 0 CELSION CORP COM PAR NEW 15117N503 508 136500 SH SOLE 0 136500 0 0 CELSION CORP COM PAR NEW 15117N503 156 42000 SH SOLE 0 42000 0 0 CHIMERIX INC COM 16934W106 791 255171 SH SOLE 0 255171 0 0 CHIMERIX INC COM 16934W106 243 78514 SH SOLE 0 78514 0 0 CLEARFIELD INC COM 18482P103 1013 72550 SH SOLE 0 72550 0 0 CLEARPOINT NEURO INC COM 18507C103 203 57067 SH SOLE 0 57067 0 0 CLEARPOINT NEURO INC COM 18507C103 69 19294 SH SOLE 0 19294 0 0 CLEVELAND CLIFFS INC DBCV 1.500% 1/1 185899AA9 954 1040000 PRN OTR 1 0 1040000 0 CLEVELAND CLIFFS INC DBCV 1.500% 1/1 185899AA9 3227 3520000 PRN OTR 1 0 3520000 0 CLEVELAND CLIFFS INC PUT 185899951 7 13000 SH Put OTR 1 0 13000 0 CLEVELAND CLIFFS INC PUT 185899951 24 44000 SH Put OTR 1 0 44000 0 CLEVELAND CLIFFS INC PUT 185899951 0 28700 SH Put OTR 1 0 28700 0 CLEVELAND CLIFFS INC PUT 185899951 0 96600 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DSP GROUP INC COM 23332B106 613 38608 SH SOLE 0 38608 0 0 DUOS TECHNOLOGIES GROUP INC COM 266042407 115 24940 SH SOLE 0 24940 0 0 DUOS TECHNOLOGIES GROUP INC COM 266042407 45 9699 SH SOLE 0 9699 0 0 EMBRAER S.A. 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NOTE 1.625% 2/1 595017AD6 154 69000 PRN OTR 1 0 69000 0 MICROCHIP TECHNOLOGY INC. 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