President

0000950123-19-001376.txt : 20190213 0000950123-19-001376.hdr.sgml : 20190213 20190212184451 ACCESSION NUMBER: 0000950123-19-001376 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190213 DATE AS OF CHANGE: 20190212 EFFECTIVENESS DATE: 20190213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PERISCOPE CAPITAL INC. CENTRAL INDEX KEY: 0001695320 IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17747 FILM NUMBER: 19592590 BUSINESS ADDRESS: STREET 1: 333 BAY STREET, SUITE 1240 STREET 2: BAY ADELAIDE CENTRE CITY: TORONTO STATE: A6 ZIP: M5H 2R2 BUSINESS PHONE: 416-365-2785 MAIL ADDRESS: STREET 1: 333 BAY STREET, SUITE 1240 STREET 2: BAY ADELAIDE CENTRE CITY: TORONTO STATE: A6 ZIP: M5H 2R2 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001695320 XXXXXXXX 12-31-2018 12-31-2018 Periscope Capital Inc.

333 Bay Street, Suite 1240 Bay Adelaide Centre Toronto A6 M5H 2R2

13F HOLDINGS REPORT 028-17747 N James Wise President 416-365-2785 /s/ James Wise Toronto A6 02-12-2019 0 180 536262 false INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F 51JOB INC NOTE 3.250% 4/1 316827AC8 1479 1000000 PRN SOLE 0 0 1000000 ADVANCED MICRO DEVICES INC COM 007903107 250 13538 SH SOLE 13538 0 0 ALBERTON ACQUISITION CORP *W EXP 04/26/202 G35006124 23 201400 SH SOLE 0 0 201400 ALBERTON ACQUISITION CORP ORD SHS G35006108 493 50300 SH SOLE 50300 0 0 ALBERTON ACQUISITION CORP RIGHT 10/04/2020 G35006132 71 251800 SH SOLE 0 0 251800 ALBERTON ACQUISITION CORP UNIT 04/22/2020 G35006116 2737 271900 SH SOLE 271900 0 0 ALLEGRO MERGER CORP COM 01749N103 4909 503500 SH SOLE 503500 0 0 ALLEGRO MERGER CORP RIGHT 12/31/2023 01749N129 23 80600 SH SOLE 0 0 80600 ALLEGRO MERGER CORP UNIT 12/31/2023 01749N301 3117 302000 SH SOLE 302000 0 0 AMCI ACQUISITION CORP UNIT 01/07/2019 00165R200 4510 453200 SH SOLE 453200 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 233 7260 SH SOLE 7260 0 0 ANTHEM INC NOTE 2.750%10/1 94973VBG1 5444 1500000 PRN SOLE 0 0 1500000 ARYA SCIENCES ACQUISITION CO SHS CL A G3165V109 490 50000 SH SOLE 50000 0 0 ARYA SCIENCES ACQUISITION CO UNIT 10/04/2023 G3165V117 2082 201400 SH SOLE 201400 0 0 AT&T INC COM 00206R102 219 7673 SH SOLE 7673 0 0 BIG ROCK PARTNERS ACQUISI CO *W EXP 12/01/202 089482111 38 100800 SH SOLE 0 0 100800 BIG ROCK PARTNERS ACQUISI CO COM 089482103 2568 251800 SH SOLE 251800 0 0 BIG ROCK PARTNERS ACQUISI CO RIGHT 12/01/2022 089482129 74 204400 SH SOLE 0 0 204400 BISON CAP ACQUISITION CORP *W EXP 06/20/202 G1142P112 20 100800 SH SOLE 0 0 100800 BISON CAP ACQUISITION CORP ORD SHS G1142P104 2409 231600 SH SOLE 231600 0 0 BISON CAP ACQUISITION CORP RIGHT 03/20/2019 G1142P138 48 171200 SH SOLE 0 0 171200 BLACK RIDGE ACQUISITION CORP COM 09216T107 3539 352500 SH SOLE 352500 0 0 BLACK RIDGE ACQUISITION CORP RIGHT 07/10/2019 09216T123 100 332300 SH SOLE 0 0 332300 BLACK RIDGE ACQUISITION CORP UNIT 10/05/2022 09216T206 2791 267099 SH SOLE 267099 0 0 BLACKBERRY LTD EBT 3.750%11/1 C10268AC1 6777 6500000 PRN SOLE 0 0 6500000 BOXWOOD MERGER CORP UNIT 11/26/2025 10319T200 2000 201400 SH SOLE 201400 0 0 CAPITOL INVT CORP IV *W EXP 01/01/202 G18920127 292 292000 SH SOLE 0 0 292000 CAPITOL INVT CORP IV CL A ORD G18920101 11979 1198400 SH SOLE 1198400 0 0 CAPITOL INVT CORP IV UNIT 99/99/9999 G18920119 4375 423100 SH SOLE 423100 0 0 CF FIN ACQUISITION CORP UNIT 04/30/2025 12528N206 4028 402800 SH SOLE 402800 0 0 CHARDAN HEALTHCARE ACQUISITI UNIT 12/13/2023 15957A207 2536 251800 SH SOLE 251800 0 0 CHASERG TECHNLGY ACQUISITN *W EXP 04/10/202 16166A111 123 181300 SH SOLE 0 0 181300 CHASERG TECHNLGY ACQUISITN CLASS A 16166A103 6434 664700 SH SOLE 664700 0 0 CHASERG TECHNLGY ACQUISITN UNIT 09/30/2023 16166A202 2917 292000 SH SOLE 292000 0 0 CHURCHILL CAP CORP *W EXP 09/11/202 17142R111 175 201400 SH SOLE 0 0 201400 CHURCHILL CAP CORP COM CL A 17142R103 16254 1702000 SH SOLE 1702000 0 0 CHURCHILL CAP CORP UNIT 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HLDGS ACQUISITION CO UNIT 12/31/2025 28138X202 1610 161200 SH SOLE 161200 0 0 FAR PT ACQUISITION CORP COM CL A 30734W109 5832 604200 SH SOLE 604200 0 0 FEDERAL STR ACQUISITION CORP *W EXP 07/24/202 31421V115 38 50450 SH SOLE 0 0 50450 FEDERAL STR ACQUISITION CORP CL A 31421V107 8170 805700 SH SOLE 805700 0 0 FEDEX CORP COM 31428X106 219 1358 SH SOLE 1358 0 0 FINTECH ACQUISITION CORP III UNIT 12/01/2023 31811A309 7050 705000 SH SOLE 705000 0 0 FORUM MERGER II CORP CL A 34986F103 4859 503500 SH SOLE 503500 0 0 FORUM MERGER II CORP UNIT 09/30/2025 34986F202 3567 352500 SH SOLE 352500 0 0 GENERAL ELECTRIC CO COM 369604103 238 31449 SH SOLE 31449 0 0 GIGCAPITAL INC *W EXP 06/08/202 37518N122 65 261800 SH SOLE 0 0 261800 GIGCAPITAL INC COM 37518N106 6205 614386 SH SOLE 614386 0 0 GIGCAPITAL INC RIGHT 03/06/2020 37518N114 92 352600 SH SOLE 0 0 352600 GORDON POINTE ACQUISITION CO *W EXP 07/30/202 382788115 79 201400 SH SOLE 0 0 201400 GORDON POINTE ACQUISITION CO COM CLASS A 382788107 4140 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0 MODERN MEDIA ACQUISITION *W EXP 05/17/202 60765P111 40 151200 SH SOLE 0 0 151200 MODERN MEDIA ACQUISITION COM 60765P103 4623 453200 SH SOLE 453200 0 0 MODERN MEDIA ACQUISITION RIGHT 99/99/9999 60765P129 101 402800 SH SOLE 0 0 402800 MOLINA HEALTHCARE INC NOTE 1.125% 1/1 60855RAC4 8541 3000000 PRN SOLE 0 0 3000000 MOSAIC ACQUISITION CORP *W EXP 10/23/202 61946M118 150 151940 SH SOLE 0 0 151940 MOSAIC ACQUISITION CORP COM CL A 61946M100 7516 765400 SH SOLE 765400 0 0 MTECH ACQUISITION CORP *W EXP 08/01/202 55378W115 42 70500 SH SOLE 0 0 70500 MTECH ACQUISITION CORP COM CLASS A 55378W107 914 90600 SH SOLE 90600 0 0 MUDRICK CAP ACQUISITION CORP COM CLASS A 624745105 4677 473300 SH SOLE 473300 0 0 MUDRICK CAP ACQUISITION CORP UNIT 02/01/2023 624745204 4875 473300 SH SOLE 473300 0 0 NEBULA ACQUISITION CORP *W EXP 03/12/202 629076118 67 60500 SH SOLE 0 0 60500 NEBULA ACQUISITION CORP COM CLASS A 629076100 1388 141200 SH SOLE 141200 0 0 NEW FRONTIER CORP *W EXP 99/99/999 G6485P124 46 50350 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