FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 09/29/2016 |
3. Issuer Name and Ticker or Trading Symbol
Adient Ltd [ ADNT ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Ordinary Shares, par value $0.001 per share | 1(1) | D(1) | |
Euro Deferred Shares, par value 1.00 Euro per share | 25,000(2) | D(2) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
1. The ordinary share of Adient Limited, par value $0.001 per share, beneficially owned by Cafico Trust Company Limited constitutes 100% of the ordinary shares of Adient Limited or, after the re-registration of Adient Limited as a public limited company, Adient plc ("Adient"). As of the date of this report, Johnson Controls International plc ("JCI") has announced its intention to separate the automotive seating and interiors business (the "Adient Business") of JCI from the rest of JCI by means of a declaration of a dividend in specie of the Adient Business, to be effected by the transfer of the Adient Business from JCI to Adient and the issuance by Adient of ordinary shares in its share capital. |
2. In connection with the separation of the Adient Business, Cafico Trust Company Limited also owns 25,000 euro deferred shares, par value euro 1.00 per share, of Adient. |
Remarks: |
/s/ David P. Knaff, attorney-in-fact for Cafico Trust Company Limited | 09/29/2016 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |