SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Toscanini Arthur M.

(Last) (First) (Middle)
C/O AIRGAIN, INC.
3611 VALLEY CENTRE DRIVE, SUITE 150

(Street)
SAN DIEGO CA 92130

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
08/11/2016
3. Issuer Name and Ticker or Trading Symbol
AIRGAIN INC [ AIRG ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 2,930 D
Common Stock 166,358 I See Footnote(1)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Series A Preferred Stock (2) (2) Common Stock 27,826 (2) I See Footnote(1)
Series B Preferred Stock (2) (2) Common Stock 82,416 (2) I See Footnote(1)
Series C Preferred Stock (2) (2) Common Stock 39,697 (2) I See Footnote(1)
Series D Preferred Stock (2) (2) Common Stock 25,537 (2) D
Series D Preferred Stock (2) (2) Common Stock 12,309 (2) I See Footnote(1)
Series E Preferred Stock (2) (2) Common Stock 9,360 (2) D
Series F Preferred Stock (2) (2) Common Stock 3,846 (2) D
Series G Preferred Stock (2) (2) Common Stock 8,322 (2) D
Stock Option (Right to Buy) (3) 01/24/2017 Common Stock 2,000 $2.2 D
Stock Option (Right to Buy) (3) 12/10/2017 Common Stock 2,000 $2.2 D
Stock Option (Right to Buy) (3) 03/17/2019 Common Stock 2,000 $2.6 D
Stock Option (Right to Buy) (3) 12/03/2019 Common Stock 2,000 $2.6 D
Stock Option (Right to Buy) (3) 01/18/2021 Common Stock 2,000 $2.6 D
Stock Option (Right to Buy) (3) 06/12/2023 Common Stock 4,000 $2.3 D
Stock Option (Right to Buy) (3) 05/12/2024 Common Stock 2,000 $3.1 D
Stock Option (Right to Buy) (3) 06/11/2025 Common Stock 30,347 $1.6 D
Stock Option (Right to Buy) (3) 05/24/2016 Common Stock 7,832 $1.9 D
Dividend Right (4) (4) Common Stock 40,075 (4) D
Dividend Right (4) (4) Common Stock 33,972 (4) I See Footnote(1)
Explanation of Responses:
1. Represents shares of common stock held by Gen 3 Partners, Inc. ("Gen 3 Partners"). Mr. Toscanini may be deemed to share beneficial ownership of the shares held by Gen 3 Partners in his capacity as a director of Gen 3 Partners. Mr. Toscanini disclaims such beneficial ownership extent to the extent of his pecuniary interest therein.
2. The preferred stock is convertible at any time, at the holder's election and has no expiration date. The preferred stock will automatically convert into common stock upon the closing of the Issuer's initial public offering.
3. The option is fully vested.
4. The dividend rights are payable in cash or shares of common stock at the Issuer's election immediately upon the closing of the Issuer's initial public offering.
Remarks:
/s/ Arthur M. Toscanini 08/11/2016
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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