Chief Compliance Officer

0001615774-19-002398.txt : 20190213 0001615774-19-002398.hdr.sgml : 20190213 20190213160149 ACCESSION NUMBER: 0001615774-19-002398 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190213 DATE AS OF CHANGE: 20190213 EFFECTIVENESS DATE: 20190213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Vivo Capital, LLC CENTRAL INDEX KEY: 0001674712 IRS NUMBER: 203075737 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17467 FILM NUMBER: 19596990 BUSINESS ADDRESS: STREET 1: 505 HAMILTON AVENUE, SUITE 207 CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: 650-688-0818 MAIL ADDRESS: STREET 1: 505 HAMILTON AVENUE, SUITE 207 CITY: PALO ALTO STATE: CA ZIP: 94301 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001674712 XXXXXXXX 12-31-2018 12-31-2018 false Vivo Capital, LLC

505 Hamilton Avenue, Suite 207 Palo Alto CA 94301

13F HOLDINGS REPORT 028-17467 N Cinthia Sheu Chief Compliance Officer 650-688-0818 /s/ Cinthia Sheu Palo Alto CA 02-13-2019 0 45 783077 INFORMATION TABLE 2 infotable.xml Acer Therapeutics Inc Common 00444P108 11651 579051 SH SOLE 579051 0 0 Aclaris Therapeutics, Inc. Common 00461U105 12173 1647214 SH SOLE 1647214 0 0 Agile Therapeutics, Inc. Common 00847L100 872 1513975 SH SOLE 1513975 0 0 Akari Therapeutics Plc ADR 00972G108 543 345850 SH SOLE 345850 0 0 Amyris, Inc Common 03236M200 18623 5575785 SH SOLE 5575785 0 0 Apellis Pharmaceuticals, Inc. Common 03753U106 11536 874573 SH SOLE 874573 0 0 Arrowhead Pharmaceuticals Inc Common 04280A100 28920 2328475 SH SOLE 2328475 0 0 Arvinas Holding Co LLC Common 04335A105 2694 209666 SH SOLE 209666 0 0 Ascendis Pharma A/S ADR 04351P101 135752 2166832 SH SOLE 2166832 0 0 Aurinia Pharmaceuticals Inc. Common 05156V102 8275 1213290 SH SOLE 1213290 0 0 Biohaven Pharmaceutical Holding Company Ltd Common G11196105 67057 1813340 SH SOLE 1813340 0 0 BioPharmX Corporation Common 09072X101 1740 16128515 SH SOLE 16128515 0 0 Codexis, Inc Common 192005106 45331 2714458 SH SOLE 2714458 0 0 Crinetics Pharmaceuticals Inc Common 22663K107 113727 3792169 SH SOLE 3792169 0 0 Cymabay Therapeutics Inc Common 23257D103 7130 906000 SH SOLE 906000 0 0 DBV Technologies S.A. ADR 23306J101 1733 269995 SH SOLE 269995 0 0 Eiger BioPharmaceuticals Inc Common 28249U105 18199 1791257 SH SOLE 1791257 0 0 Foamix Pharmaceuticals Ltd. SHS M46135105 723 201478 SH SOLE 201478 0 0 Galmed Pharmaceuticals Ltd SHS M47238106 6634 971337 SH SOLE 971337 0 0 Genocea Biosciences Inc Common 372427104 2346 8180000 SH SOLE 8180000 0 0 Homology Medicines, Inc. Common 438083107 25932 1159742 SH SOLE 1159742 0 0 Iovance Biotherapeutics, Inc. Common 462260100 14160 1600000 SH SOLE 1600000 0 0 Kadmon Holdings Inc Common 48283N106 21745 10454545 SH SOLE 10454545 0 0 Kala Pharmaceuticals, Inc. Common 483119103 5100 1043020 SH SOLE 1043020 0 0 KalVista Pharmaceuticals Inc. Common 483497103 26843 1359149 SH SOLE 1359149 0 0 Kiniksa Pharmaceuticals Common G5269C101 7440 264878 SH SOLE 264878 0 0 MEI Pharma Inc Common 55279B202 15254 5778106 SH SOLE 5778106 0 0 Menlo Therapeutics Inc. Common 586858102 16526 4011236 SH SOLE 4011236 0 0 Mirati Therapeutics Inc. Common 60468T105 10652 251107 SH SOLE 251107 0 0 Nabriva Therapeutics AG SHS G63637105 9664 6619190 SH SOLE 6619190 0 0 Obseva SA Common H5861P103 11864 937147 SH SOLE 937147 0 0 Orchard Therapeutics plc ADS 68570P101 12771 811894 SH SOLE 811894 0 0 Selecta Biosciences Inc Common 816212104 1453 546054 SH SOLE 546054 0 0 Sierra Oncology, Inc Common 82640U107 3219 2438270 SH SOLE 2438270 0 0 Sinovac Biotech Ltd. SHS P8696W104 40946 5900000 SH SOLE 5900000 0 0 Soleno Therapeutics, Inc. Common 834203200 7455 4359683 SH SOLE 4359683 0 0 Soleno Therapeutics, Inc. Warrant 834203135 19 188772 SH SOLE 188772 0 0 Sunesis Pharmaceuticals, Inc. Common PAR 867328700 81 195474 SH SOLE 195474 0 0 Trevena, Inc. Common 89532E109 743 1728000 SH SOLE 1728000 0 0 Tricida, Inc. Common 89610F101 18413 781185 SH SOLE 781185 0 0 Verona Pharma PLC ADS 925050106 13437 1492951 SH SOLE 1492951 0 0 Xenon Pharmaceuticals Inc Common 98420N105 8869 1405476 SH SOLE 1405476 0 0 Zai Lab Limited ADR 98887Q104 1900 81819 SH SOLE 81819 0 0 Zogenix, Inc. Common 98978L204 3828 105000 SH SOLE 105000 0 0 Zymeworks Inc Common 98985W102 9104 620134 SH SOLE 620134 0 0