0001420506-16-001343.txt : 20161114 0001420506-16-001343.hdr.sgml : 20161111 20161114094655 ACCESSION NUMBER: 0001420506-16-001343 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161114 DATE AS OF CHANGE: 20161114 EFFECTIVENESS DATE: 20161114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CWA Asset Management Group, LLC CENTRAL INDEX KEY: 0001667134 IRS NUMBER: 000000000 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17349 FILM NUMBER: 161991377 BUSINESS ADDRESS: STREET 1: 9130 GALLERIA COURT STREET 2: THIRD FLOOR CITY: NAPLES STATE: FL ZIP: 34109 BUSINESS PHONE: 239-434-7434 MAIL ADDRESS: STREET 1: 9130 GALLERIA COURT STREET 2: THIRD FLOOR CITY: NAPLES STATE: FL ZIP: 34109 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001667134 XXXXXXXX 09-30-2016 09-30-2016 false CWA Asset Management Group, LLC
9130 GALLERIA COURT THIRD FLOOR NAPLES FL 34109
13F HOLDINGS REPORT 028-17349 N
JEFF SUTTON CHIEF COMPLIANCE OFFICER 980-272-0339 JEFF SUTTON, CHIEF COMPLIANCE OFFICER NAPLES FL 11-11-2016 0 138 180269129 false
INFORMATION TABLE 2 Form13F_InfoTable.xml INFORMATION TABLE FOR CWA ASSET MANAGEMENT GROUP, LLC 1347 PPTY INS HLDGS INC COM 68244P107 2267436 363150 SH SOLE 2267436 0 0 3M CO COM 88579Y101 959749 5446 SH SOLE 959749 0 0 ABBVIE INC COM 00287Y109 327397 5191 SH SOLE 327397 0 0 ABERDEEN ASIA PACIFIC INCOM COM 003009107 312628 61060 SH SOLE 312628 0 0 ALLIANCEBERNSTEIN GBL HGH IN COM 01879R106 207057 16420 SH SOLE 207057 0 0 ALLIANT ENERGY CORP COM 018802108 281885 7358 SH SOLE 281885 0 0 ALPHABET INC CAP STK CL A 02079K305 1071812 1333 SH SOLE 1071812 0 0 ALPHABET INC CAP STK CL C 02079K107 2214500 2849 SH SOLE 2214500 0 0 ALTRIA GROUP INC COM 02209S103 1776194 28091 SH SOLE 1776194 0 0 AMAZON COM INC COM 023135106 2137653 2553 SH SOLE 2137653 0 0 AMDOCS LTD SHS G02602103 201029 3475 SH SOLE 201029 0 0 AMERICAN EXPRESS CO COM 025816109 300604 4694 SH SOLE 300604 0 0 AMGEN INC COM 031162100 739636 4434 SH SOLE 739636 0 0 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 1097537 8352 SH SOLE 1097537 0 0 AON PLC SHS CL A G0408V102 475158 4224 SH SOLE 475158 0 0 APPLE INC COM 037833100 7264323 64258 SH SOLE 7264323 0 0 AT&T INC COM 00206R102 1590131 39156 SH SOLE 1590131 0 0 BALLANTYNE STRONG INC COM 058516105 4829650 689950 SH SOLE 4829650 0 0 BALLARD PWR SYS INC NEW COM 058586108 74035 33500 SH SOLE 74035 0 0 BANK AMER CORP COM 060505104 439719 28097 SH SOLE 439719 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 771037 5337 SH SOLE 771037 0 0 BP PLC SPONSORED ADR 055622104 2150148 61153 SH SOLE 2150148 0 0 BROADCOM LTD SHS Y09827109 327788 1900 SH SOLE 327788 0 0 CASEYS GEN STORES INC COM 147528103 1515933 12617 SH SOLE 1515933 0 0 CHEMICAL FINL CORP COM 163731102 2914787 66050 SH SOLE 2914787 0 0 CHEVRON CORP NEW COM 166764100 2257266 21932 SH SOLE 2257266 0 0 CISCO SYS INC COM 17275R102 1631487 51434 SH SOLE 1631487 0 0 CITY HLDG CO COM 177835105 493496 9813 SH SOLE 493496 0 0 CLOROX CO DEL COM 189054109 1525194 12184 SH SOLE 1525194 0 0 CME GROUP INC COM 12572Q105 1070703 10244 SH SOLE 1070703 0 0 COCA COLA CO COM 191216100 1217078 28759 SH SOLE 1217078 0 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 270039 5660 SH SOLE 270039 0 0 COLGATE PALMOLIVE CO COM 194162103 1735395 23407 SH SOLE 1735395 0 0 COMCAST CORP NEW CL A 20030N101 235640 3552 SH SOLE 235640 0 0 CRESCENT PT ENERGY CORP COM 22576C101 398887 30219 SH SOLE 398887 0 0 CUSHING MLP TOTAL RETURN FD COM NEW 231631201 167228 12785 SH SOLE 167228 0 0 DIAGEO P L C SPON ADR NEW 25243Q205 1406637 12122 SH SOLE 1406637 0 0 DISNEY WALT CO COM DISNEY 254687106 269387 2901 SH SOLE 269387 0 0 DONEGAL GROUP INC CL A 257701201 1703585 105747 SH SOLE 1703585 0 0 DR PEPPER SNAPPLE GROUP INC COM 26138E109 1276058 13975 SH SOLE 1276058 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 2655267 33174 SH SOLE 2655267 0 0 ECOLAB INC COM 278865100 1120311 9204 SH SOLE 1120311 0 0 ENDEAVOUR SILVER CORP COM 29258Y103 78489 15300 SH SOLE 78489 0 0 ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273V100 1047881 62411 SH SOLE 1047881 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 258092 9341 SH SOLE 258092 0 0 EXXON MOBIL CORP COM 30231G102 4225709 48416 SH SOLE 4225709 0 0 FACEBOOK INC CL A 30303M102 551433 4299 SH SOLE 551433 0 0 FEDERATED INVS INC PA CL B 314211103 2873933 96994 SH SOLE 2873933 0 0 FLOWERS FOODS INC COM 343498101 1332801 88148 SH SOLE 1332801 0 0 FRANCO NEVADA CORP COM 351858105 4118208 58941 SH SOLE 4118208 0 0 GENERAL ELECTRIC CO COM 369604103 2473507 83508 SH SOLE 2473507 0 0 GILEAD SCIENCES INC COM 375558103 350468 4430 SH SOLE 350468 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 273445 6340 SH SOLE 273445 0 0 GREAT PANTHER SILVER LTD COM 39115V101 19845 14700 SH SOLE 19845 0 0 GREENLIGHT CAPITAL RE LTD CLASS A G4095J109 927036 45354 SH SOLE 927036 0 0 H & E EQUIPMENT SERVICES INC COM 404030108 183103 10925 SH SOLE 183103 0 0 HOME DEPOT INC COM 437076102 202157 1571 SH SOLE 202157 0 0 HUNTINGTON BANCSHARES INC COM 446150104 101164 10260 SH SOLE 101164 0 0 INTEL CORP COM 458140100 1209850 32049 SH SOLE 1209850 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 1044963 6578 SH SOLE 1044963 0 0 ISHARES GRWT ALLOCAT ETF 464289867 242333 5889 SH SOLE 242333 0 0 ISHARES AGGRES ALLOC ETF 464289859 505995 10657 SH SOLE 505995 0 0 ISHARES TR NATIONAL MUN ETF 464288414 203740 1807 SH SOLE 203740 0 0 ISHARES TR 20 YR TR BD ETF 464287432 239955 1745 SH SOLE 239955 0 0 ITERIS INC COM 46564T107 6495941 1784599 SH SOLE 6495941 0 0 JOHNSON & JOHNSON COM 478160104 5816014 49234 SH SOLE 5816014 0 0 KIMBERLY CLARK CORP COM 494368103 1531719 12143 SH SOLE 1531719 0 0 KINDER MORGAN INC DEL COM 49456B101 1552164 67106 SH SOLE 1552164 0 0 KINGSWAY FINL SVCS INC COM NEW 496904202 910049 158545 SH SOLE 910049 0 0 KIRBY CORP COM 497266106 1426510 22949 SH SOLE 1426510 0 0 KRAFT HEINZ CO COM 500754106 332172 3711 SH SOLE 332172 0 0 LOCKHEED MARTIN CORP COM 539830109 2212856 9231 SH SOLE 2212856 0 0 LOWES COS INC COM 548661107 469004 6495 SH SOLE 469004 0 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 222831 3150 SH SOLE 222831 0 0 MCDONALDS CORP COM 580135101 1545132 13394 SH SOLE 1545132 0 0 MCEWEN MNG INC COM 58039P107 486679 132610 SH SOLE 486679 0 0 MERCK & CO INC COM 58933Y105 1156832 18536 SH SOLE 1156832 0 0 MICROSOFT CORP COM 594918104 1849018 32101 SH SOLE 1849018 0 0 MONDELEZ INTL INC CL A 609207105 272137 6199 SH SOLE 272137 0 0 MONSANTO CO NEW COM 61166W101 1188586 11630 SH SOLE 1188586 0 0 NEW GOLD INC CDA COM 644535106 44044 10125 SH SOLE 44044 0 0 NEW MTN FIN CORP COM 647551100 242176 17600 SH SOLE 242176 0 0 NORTHSTAR RLTY FIN CORP COM 66704R803 667047 50649 SH SOLE 667047 0 0 NUVEEN GLOBAL HIGH INCOME FD SHS 67075G103 177332 11295 SH SOLE 177332 0 0 NVIDIA CORP COM 67066G104 342600 5000 SH SOLE 342600 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 264627 3629 SH SOLE 264627 0 0 PAYCHEX INC COM 704326107 1002888 17330 SH SOLE 1002888 0 0 PEOPLES UNITED FINANCIAL INC COM 712704105 1324198 83704 SH SOLE 1324198 0 0 PEPSICO INC COM 713448108 2066304 18997 SH SOLE 2066304 0 0 PFIZER INC COM 717081103 1285439 37952 SH SOLE 1285439 0 0 PHILIP MORRIS INTL INC COM 718172109 1419899 14605 SH SOLE 1419899 0 0 PIONEER HIGH INCOME TR COM 72369H106 263486 25070 SH SOLE 263486 0 0 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 5912368 188232 SH SOLE 5912368 0 0 PLAINS GP HLDGS L P SHS A REP LTPN 72651A108 16140270 1247316 SH SOLE 16140270 0 0 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 269236 11600 SH SOLE 269236 0 0 PRICE T ROWE GROUP INC COM 74144T108 990385 14893 SH SOLE 990385 0 0 PROCTER AND GAMBLE CO COM 742718109 2191984 24423 SH SOLE 2191984 0 0 PROSPECT CAPITAL CORPORATION COM 74348T102 362273 44725 SH SOLE 362273 0 0 QUALCOMM INC COM 747525103 814671 11893 SH SOLE 814671 0 0 RAYTHEON CO COM NEW 755111507 1021248 7502 SH SOLE 1021248 0 0 RELM WIRELESS CORP COM 759525108 10140737 1899014 SH SOLE 10140737 0 0 RESOURCE CAP CORP COM NEW 76120W708 309554 24165 SH SOLE 309554 0 0 RIO TINTO PLC SPONSORED ADR 767204100 259518 7770 SH SOLE 259518 0 0 ROYAL GOLD INC NOTE 2.875% 6/1 780287AA6 504830 452 SH SOLE 504830 0 0 ROYAL GOLD INC COM 780287108 1449955 18726 SH SOLE 1449955 0 0 ROYCE VALUE TR INC COM 780910105 153111 12094 SH SOLE 153111 0 0 SANDSTORM GOLD LTD COM NEW 80013R206 740799 147276 SH SOLE 740799 0 0 SCHWAB STRATEGIC TR US REIT ETF 808524847 239767 5622 SH SOLE 239767 0 0 SEABRIDGE GOLD INC COM 811916105 179514 16275 SH SOLE 179514 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 721926 18727 SH SOLE 721926 0 0 SILVER WHEATON CORP COM 828336107 1590959 58859 SH SOLE 1590959 0 0 SOLAREDGE TECHNOLOGIES INC COM 83417M104 244925 14215 SH SOLE 244925 0 0 SOUTHERN CO COM 842587107 2062956 40214 SH SOLE 2062956 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 1556806 12391 SH SOLE 1556806 0 0 STARBUCKS CORP COM 855244109 1191299 22004 SH SOLE 1191299 0 0 STRYKER CORP COM 863667101 476117 4090 SH SOLE 476117 0 0 SUMMER INFANT INC COM 865646103 27951 12940 SH SOLE 27951 0 0 SYSCO CORP COM 871829107 2006862 40948 SH SOLE 2006862 0 0 U S GLOBAL INVS INC CL A 902952100 107640 58500 SH SOLE 107640 0 0 UNILEVER N V N Y SHS NEW 904784709 1477828 32057 SH SOLE 1477828 0 0 UNITED BANKSHARES INC WEST V COM 909907107 361519 9597 SH SOLE 361519 0 0 UNITED PARCEL SERVICE INC CL B 911312106 805874 7369 SH SOLE 805874 0 0 UNITEDHEALTH GROUP INC COM 91324P102 496020 3543 SH SOLE 496020 0 0 VALE S A ADR 91912E105 603312 109693 SH SOLE 603312 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 307049 2758 SH SOLE 307049 0 0 VANGUARD INDEX FDS REIT ETF 922908553 800871 9233 SH SOLE 800871 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 352900 1776 SH SOLE 352900 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1062070 28224 SH SOLE 1062070 0 0 VANGUARD SCOTTSDALE FDS LONG-TERM GOV 92206C847 631592 7478 SH SOLE 631592 0 0 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 502657 5989 SH SOLE 502657 0 0 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 684321 9486 SH SOLE 684321 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 1845808 35510 SH SOLE 1845808 0 0 VISA INC COM CL A 92826C839 1167063 14112 SH SOLE 1167063 0 0 WAL-MART STORES INC COM 931142103 688435 9546 SH SOLE 688435 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 288371 3577 SH SOLE 288371 0 0 WELLS FARGO & CO NEW COM 949746101 1051208 23740 SH SOLE 1051208 0 0 WHOLE FOODS MKT INC COM 966837106 511916 18057 SH SOLE 511916 0 0 ZIMMER BIOMET HLDGS INC COM 98956P102 249379 1918 SH SOLE 249379 0 0