CHIEF COMPLIANCE OFFICER

0001666788-20-000004.txt : 20200813 0001666788-20-000004.hdr.sgml : 20200813 20200813110615 ACCESSION NUMBER: 0001666788-20-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200813 DATE AS OF CHANGE: 20200813 EFFECTIVENESS DATE: 20200813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Kalos Management, Inc. CENTRAL INDEX KEY: 0001666788 IRS NUMBER: 201642804 STATE OF INCORPORATION: 2Q FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17377 FILM NUMBER: 201097915 BUSINESS ADDRESS: STREET 1: 11525 PARK WOODS CIRCLE STREET 2: SUITE 250 CITY: ALPHARETTA STATE: GA ZIP: 30005 BUSINESS PHONE: 678-356-1100 MAIL ADDRESS: STREET 1: 11525 PARK WOODS CIRCLE STREET 2: SUITE 250 CITY: ALPHARETTA STATE: GA ZIP: 30005 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001666788 XXXXXXXX 06-30-2020 06-30-2020 Kalos Management, Inc.

11525 PARK WOODS CIRCLE SUITE 250 ALPHARETTA GA 30005

13F HOLDINGS REPORT 028-17377 N JOHN DILLON CHIEF COMPLIANCE OFFICER 678-356-1100 JOHN DILLON ALPHARETTA GA 08-13-2020 0 218 237391 false INFORMATION TABLE 2 13FInformationTable2020Q2.xml AbbVie Inc COM 00287Y109 288 3012 SH DFND 0 3012 0 Aberdeen Std PHys SwissGold Shr ETF ETF 00326A104 1463 85401 SH DFND 0 85401 0 Acadia Pharmaceuticals Inc COM 004225108 935 19350 SH DFND 0 19350 0 Activision Blizzard Inc COM 00507V109 836 10574 SH DFND 0 10574 0 Advanced Micro Devices COM 007903107 2322 30248 SH DFND 0 30248 0 AFLAC Inc COM 001055102 250 6597 SH DFND 0 6597 0 Agile Therapeutics Inc COM 00847L100 58 21250 SH DFND 0 21250 0 AIMMUNE THERAPEUTICS INC COM COM 00900T107 204 12250 SH DFND 0 12250 0 Alibaba Group Holding Ltd COM 01609W102 1247 5024 SH DFND 0 5024 0 Allegion PLC COM G0176J109 763 7328 SH DFND 0 7328 0 Alphabet Inc A COM 02079K305 2313 1565 SH DFND 0 1565 0 Alphabet Inc Cl C COM 02079K107 653 457 SH DFND 0 457 0 ALPS Alerian MLP ETF ETF 00162Q452 474 18580 SH DFND 0 18580 0 AMARIN CORP PLC SPONS ADR NEW COM 023111206 149 21600 SH DFND 0 21600 0 Amazon.com Inc COM 023135106 3665 1239 SH DFND 0 1239 0 AMERICAN FIN TRUST INC COM 02607T109 272 35275 SH DFND 0 35275 0 Ameriprise Financial Inc COM 03076C106 1967 12122 SH DFND 0 12122 0 AMICUS THERAPEUTICS INC COM COM 03152W109 153 10150 SH DFND 0 10150 0 Annaly Capital Management Inc COM 035710409 104 14154 SH DFND 0 14154 0 Apple Inc COM 037833100 4059 9775 SH DFND 0 9775 0 ARES CAPITAL CORP COM COM 04010L103 169 11749 SH DFND 0 11749 0 AT&T Inc COM 00206R102 2684 88874 SH DFND 0 88874 0 Bank of America Corp COM 060505104 257 10076 SH DFND 0 10076 0 Berkshire Hathaway Cl B COM 084670702 334 1572 SH DFND 0 1572 0 BERKSHIRE HATHAWAY INC DEL CL B NEW COM 084670702 228 1279 SH DFND 0 1279 0 BIOCRYST PHARMACEUTICALS INC COM COM 09058V103 90 18950 SH DFND 0 18950 0 BlueRock Residential Growth REIT COM 09627J102 465 59207 SH DFND 0 59207 0 Boeing Co COM 097023105 763 4193 SH DFND 0 4193 0 Broadcom Inc COM 11135F101 4576 14130 SH DFND 0 14130 0 BUSINESS DEVELOPMENT COM 12325J101 351 54291 SH DFND 0 54291 0 Calamos Convertible Opps & income COM 128117108 236 20865 SH DFND 0 20865 0 CAMBRIA GLOBAL VALUE ETF ETF 132061409 379 21585 SH DFND 0 21585 0 CATALYST BIOSCIENCES INC COM NEW COM 14888D208 107 18310 SH DFND 0 18310 0 Ciena Corp COM 171779309 1386 23039 SH DFND 0 23039 0 Cigna Corp COM 125523100 1709 9367 SH DFND 0 9367 0 Cisco Systems Inc COM 17275R102 590 12611 SH DFND 0 12611 0 Citigroup Inc COM 172967424 2130 39662 SH DFND 0 39662 0 Clearway Energy Inc Cl A COM 18539C105 2678 107703 SH DFND 0 107703 0 Clearway Energy Inc Cl C COM 18539C204 378 14300 SH DFND 0 14300 0 CLOVIS ONCOLOGY INC COM COM 189464100 162 24050 SH DFND 0 24050 0 Coca Cola Company COM 191216100 630 13382 SH DFND 0 13382 0 Colony Cap Inc Cl A COM 19626G108 28 11657 SH DFND 0 11657 0 Colony Credit Real Estate Inc Cl A COM 19625T101 1337 201499 SH DFND 0 201499 0 Costco Wholesale Corp COM 22160K105 542 1632 SH DFND 0 1632 0 CYTOSORBENTS CORP COM NEW COM 23283X206 133 13500 SH DFND 0 13500 0 Delta Air Lines COM 247361702 2736 92392 SH DFND 0 92392 0 Discover Financial Services COM 254709108 2003 35998 SH DFND 0 35998 0 Dominion Energy Inc COM 25746U109 885 11265 SH DFND 0 11265 0 eBay Inc. 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