0001085146-17-001955.txt : 20170817 0001085146-17-001955.hdr.sgml : 20170817 20170817150839 ACCESSION NUMBER: 0001085146-17-001955 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20170817 DATE AS OF CHANGE: 20170817 EFFECTIVENESS DATE: 20170817 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Cetera Investment Advisers CENTRAL INDEX KEY: 0001666741 IRS NUMBER: 363258176 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-17296 FILM NUMBER: 171038482 BUSINESS ADDRESS: STREET 1: 200 N MARTINGALE RD CITY: SCHAUMBURG STATE: IL ZIP: 60173 BUSINESS PHONE: 844 337 2217 MAIL ADDRESS: STREET 1: 200 N MARTINGALE RD CITY: SCHAUMBURG STATE: IL ZIP: 60173 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001666741 XXXXXXXX 06-30-2017 06-30-2017 true 1 RESTATEMENT false Cetera Investment Advisers

200 N MARTINGALE RD SCHAUMBURG IL 60173

13F HOLDINGS REPORT 028-17296 N Kristy Haley 310 257-7532 /s/ Kristy Haley El Segundo CO 08-17-2017 0 385 407939 false INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M COCOM88579Y1018143914SHSOLE 003914ABBOTT LABSCOM00282410074015177SHSOLE 0015177ABBVIE INCCOM00287Y109242733453SHSOLE 0033453ACCENTURE PLC IRELANDSHS CLASS AG1151C1015624558SHSOLE 004558AEGON N VNY REGISTRY SH00792410311722847SHSOLE 0022847ALBEMARLE CORPCOM0126531012862680SHSOLE 002680ALIBABA GROUP HLDG LTDSPONSORED ADS01609W1027285165SHSOLE 005165ALLERGAN PLCSHSG0177J1089243812SHSOLE 003812ALLETE INCCOM NEW0185223003504883SHSOLE 004883ALLSTATE CORPCOM0200021012663007SHSOLE 003007ALPHABET INCCAP STK CL A02079K30522222384SHSOLE 002384ALPHABET INCCAP STK CL C02079K10711861304SHSOLE 001304ALPS ETF TRALERIAN MLP00162Q86673061081SHSOLE 0061081ALPS ETF TRSECTR DIV DOGS00162Q8584209816SHSOLE 009816ALTRIA GROUP INCCOM02209S103275837089SHSOLE 0037089AMAZON COM INCCOM02313510629943089SHSOLE 003089AMERICAN ELEC PWR INCCOM02553710187312538SHSOLE 0012538AMERICAN TOWER CORP NEWCOM03027X1002121601SHSOLE 001601AMERICAN WTR WKS CO INC NEWCOM0304201033985108SHSOLE 005108AMGEN INCCOM0311621005293078SHSOLE 003078ANALOG DEVICES INCCOM0326541055707314SHSOLE 007314ANNALY CAP MGMT INCCOM03571040921718135SHSOLE 0018135APPLE INCCOM037833100696548512SHSOLE 0048512APPLIED MATLS INCCOM0382221052135158SHSOLE 005158AT&T INCCOM00206R1024713124996SHSOLE 00124996AUTOZONE INCCOM053332102417730SHSOLE 00730BANK AMER CORPCOM060505104126652109SHSOLE 0052109BARCLAYS BK PLCDJUBS CMDT ETN3606738C77855924842SHSOLE 0024842BARCLAYS BK PLCIPATH S&P500 VIX06740Q25214911625SHSOLE 0011625BARCLAYS BK PLCIPSP CROIL ETN06738C786519106900SHSOLE 00106900BAXTER INTL INCCOM0718131093796230SHSOLE 006230BCE INCCOM NEW05534B76057012643SHSOLE 0012643BERKSHIRE HATHAWAY INC DELCL A08467010815286SHSOLE 006BERKSHIRE HATHAWAY INC DELCL B NEW08467070211907032SHSOLE 007032BLACKROCK CALIF MUN INCOME TSH BEN INT09248E10242729758SHSOLE 0029758BLACKROCK MUNIHLDNGS CALI QLCOM09254L10743429974SHSOLE 0029974BLACKROCK MUNIHLDS INVSTM QLCOM09254P10836924995SHSOLE 0024995BLACKROCK MUNIYIELD CALIF FDCOM09254M10520513431SHSOLE 0013431BLACKSTONE GROUP L PCOM UNIT LTD09253U10844613381SHSOLE 0013381BOEING COCOM097023105298415056SHSOLE 0015056BP PLCSPONSORED ADR055622104111732398SHSOLE 0032398BRISTOL MYERS SQUIBB COCOM110122108155127861SHSOLE 0027861BROADCOM LTDSHSY09827109228976SHSOLE 00976CANADIAN NATL RY COCOM1363751023504313SHSOLE 004313CATERPILLAR INC DELCOM1491231019528897SHSOLE 008897CELGENE CORPCOM1510201042842191SHSOLE 002191CHESAPEAKE ENERGY CORPCOM1651671077415007SHSOLE 0015007CHEVRON CORP NEWCOM166764100280326880SHSOLE 0026880CHIPOTLE MEXICAN GRILL INCCOM169656105322778SHSOLE 00778CHURCH & DWIGHT INCCOM1713401022935650SHSOLE 005650CIGNA CORPORATIONCOM1255091093932335SHSOLE 002335CISCO SYS INCCOM17275R10297230975SHSOLE 0030975CITIGROUP INCCOM NEW1729674244076107SHSOLE 006107CLOROX CO DELCOM1890541093482627SHSOLE 002627COCA COLA COCOM191216100173438895SHSOLE 0038895COLGATE PALMOLIVE COCOM1941621032022730SHSOLE 002730COMCAST CORP NEWCL A20030N10145511679SHSOLE 0011679CONOCOPHILLIPSCOM20825C10459113553SHSOLE 0013553CONSOLIDATED EDISON INCCOM2091151044055039SHSOLE 005039CONSTELLATION BRANDS INCCL A21036P1087453848SHSOLE 003848CORNING INCCOM2193501052066825SHSOLE 006825COSTCO WHSL CORP NEWCOM22160K1052231390SHSOLE 001390CSX CORPCOM1264081032474540SHSOLE 004540CUMMINS INCCOM2310211064552800SHSOLE 002800CURRENCYSHS BRIT POUND STERBRIT POUND STE23129S1064543585SHSOLE 003585CVS HEALTH CORPCOM1266501006928615SHSOLE 008615D R HORTON INCCOM23331A1092166190SHSOLE 006190DEERE & COCOM2441991052702190SHSOLE 002190DIGITAL RLTY TR INCCOM2538681036645862SHSOLE 005862DISNEY WALT COCOM DISNEY254687106248523354SHSOLE 0023354DOMINION ENERGY INCCOM25746U1094375704SHSOLE 005704DOW CHEM COCOM2605431034146569SHSOLE 006569DR PEPPER SNAPPLE GROUP INCCOM26138E1094334743SHSOLE 004743DU PONT E I DE NEMOURS & COCOM2635341093033784SHSOLE 003784DUKE ENERGY CORP NEWCOM NEW26441C2045526610SHSOLE 006610EAST WEST BANCORP INCCOM27579R1042844827SHSOLE 004827EMERSON ELEC COCOM2910111042043411SHSOLE 003411EOG RES INCCOM26875P1016817502SHSOLE 007502EXELON CORPCOM30161N1012196036SHSOLE 006036EXXON MOBIL CORPCOM30231G102299737189SHSOLE 0037189FACEBOOK INCCL A30303M102298319730SHSOLE 0019730FEDEX CORPCOM31428X1067873642SHSOLE 003642FIAT CHRYSLER AUTOMOBILES NSHSN3173810214814074SHSOLE 0014074FIRST TR EXCH TRADED FD IIIRIVRFRNT DYN DEV33739P60878613048SHSOLE 0013048FIRST TR EXCHANGE TRADED FDDORSEY WRT 5 ETF33738R605125050389SHSOLE 0050389FIRST TR EXCHANGE TRADED FDFINLS ALPHADEX33734X13546116210SHSOLE 0016210FIRST TR EXCHANGE TRADED FDFIRST TR ENH NEW33739Q4082754585SHSOLE 004585FIRST TR EXCHANGE TRADED FDFIRST TR TA HIYL33738D4084068242SHSOLE 008242FIRST TR EXCHANGE TRADED FDFT STRG INCM ETF33739Q3094218243SHSOLE 008243FIRST TR EXCHANGE TRADED FDHLTH CARE ALPH33734X14385612894SHSOLE 0012894FIRST TR EXCHANGE TRADED FDMULTI ASSET DI33738R10044422863SHSOLE 0022863FIRST TR EXCHANGE TRADED FDNO AMER ENERGY33738D10153121483SHSOLE 0021483FIRST TR EXCHANGE TRADED FDSENIOR LN FD33738D30960912554SHSOLE 0012554FIRST TR EXCHANGE TRADED FDUS EQTY OPPT ETF336920103228438259SHSOLE 0038259FIRST TR EXCHANGE-TRADED FDPFD SECS INC ETF33739E10834317167SHSOLE 0017167FIRST TR INTER DUR PFD & INCOM33718W10394838098SHSOLE 0038098FIRST TR LRG CP GRWTH ALPHADCOM SHS33735K1085429845SHSOLE 009845FIRST TR LRG CP VL ALPHADEXCOM SHS33735J10161412216SHSOLE 0012216FIRST TR LRGE CP CORE ALPHACOM SHS33734K109248946778SHSOLE 0046778FIRST TR MID CAP CORE ALPHADCOM SHS33735B10875212738SHSOLE 0012738FIRST TR MORNINGSTAR DIV LEASHS336917109174962221SHSOLE 0062221FIRST TR NASDAQ ABA CMNTY BKUT COM SHS ETF33736Q1043236365SHSOLE 006365FIRST TR NASDAQ100 TECH INDESHS3373451022223566SHSOLE 003566FIRST TR SML CP CORE ALPHA FCOM SHS33734Y10966911887SHSOLE 0011887FIRST TR VALUE LINE DIVID INSHS33734H1062953101062SHSOLE 00101062FORD MTR CO DELCOM PAR $0.013453708601536137544SHSOLE 00137544FORTIS INCCOM3495531072055889SHSOLE 005889FRANKLIN TEMPLETON ETF TRLIBERTYQ GBL35473P3062388554SHSOLE 008554FRANKLIN TEMPLETON ETF TRLIBERTYQ INTL35473P108224192869SHSOLE 0092869FRONTIER COMMUNICATIONS CORPCOM35906A1081312187SHSOLE 0012187FS INVT CORPCOM30263510714115482SHSOLE 0015482GENERAL DYNAMICS CORPCOM3695501085112572SHSOLE 002572GENERAL ELECTRIC COCOM3696041034318160258SHSOLE 00160258GENERAL MLS INCCOM3703341044888797SHSOLE 008797GENERAL MTRS COCOM37045V10060217425SHSOLE 0017425GENTEX CORPCOM3719011094393231622SHSOLE 00231622GENWORTH FINL INCCOM CL A37247D10632084730SHSOLE 0084730GILEAD SCIENCES INCCOM37555810379211207SHSOLE 0011207GLAXOSMITHKLINE PLCSPONSORED ADR37733W105111525975SHSOLE 0025975GLOBAL NET LEASE INCCOM NEW379378201114051322SHSOLE 0051322GLOBAL X FDSGLB X SUPERDIV37950E54930013966SHSOLE 0013966GOLDMAN SACHS GROUP INCCOM38141G10410084545SHSOLE 004545GRAMERCY PPTY TRCOM NEW3850023082157220SHSOLE 007220GUGGENHEIM CR ALLOCATION FDCOM40168G10845019326SHSOLE 0019326GUGGENHEIM STRATEGIC OPP FDCOM SBI40167F10121110007SHSOLE 0010007HALLIBURTON COCOM40621610143510149SHSOLE 0010149HNI CORPCOM40425110056914264SHSOLE 0014264HOME DEPOT INCCOM437076102162610599SHSOLE 0010599HONEYWELL INTL INCCOM4385161062912180SHSOLE 002180HSBC HLDGS PLCSPON ADR NEW4042804062585492SHSOLE 005492INDEXIQ ETF TRUS RL EST SMCP45409B62863423595SHSOLE 0023595INTEL CORPCOM458140100183854705SHSOLE 0054705INTERNATIONAL BUSINESS MACHSCOM459200101209013593SHSOLE 0013593INTL PAPER COCOM4601461033516212SHSOLE 006212ISHARES GOLD TRUSTISHARES46428510527322903SHSOLE 0022903ISHARES INCCORE MSCI EMKT46434G103246349177SHSOLE 0049177ISHARES SILVER TRUSTISHARES46428Q109115473629SHSOLE 0073629ISHARES TR1-3 YR CR BD ETF4642886466676342SHSOLE 006342ISHARES TR20 YR TR BD ETF4642874327986383SHSOLE 006383ISHARES TR3-7 YR TR BD ETF4642886614543687SHSOLE 003687ISHARES TR7-10YR TR BD ETF4642874406225830SHSOLE 005830ISHARES TRCOHEN&STEER REIT4642875649769645SHSOLE 009645ISHARES TRCORE DIV GRWTH46434V62141613287SHSOLE 0013287ISHARES TRCORE HIGH DV ETF46429B6636798173SHSOLE 008173ISHARES TRCORE INTL AGGR46435G67256510916SHSOLE 0010916ISHARES TRCORE MSCI EAFE46432F842561492085SHSOLE 0092085ISHARES TRCORE S&P MCP ETF464287507327318849SHSOLE 0018849ISHARES TRCORE S&P SCP ETF464287804351850136SHSOLE 0050136ISHARES TRCORE S&P TTL STK4642871505279463SHSOLE 009463ISHARES TRCORE S&P500 ETF46428720016056596SHSOLE 006596ISHARES TRCORE US AGGBD ET464287226691863243SHSOLE 0063243ISHARES TREAFE SML CP ETF464288273249943053SHSOLE 0043053ISHARES TREAFE VALUE ETF464288877155630102SHSOLE 0030102ISHARES TRFLTG RATE BD ETF46429B6554719262SHSOLE 009262ISHARES TRHDG MSCI EAFE46434V80358920821SHSOLE 0020821ISHARES TRIBOXX HI YD ETF464288513177320124SHSOLE 0020124ISHARES TRIBOXX INV CP ETF46428724211249361SHSOLE 009361ISHARES TRINTERM CR BD ETF464288638237121632SHSOLE 0021632ISHARES TRINTL SEL DIV ETF464288448124638189SHSOLE 0038189ISHARES TRJP MOR EM MK ETF4642882818017029SHSOLE 007029ISHARES TRMBS ETF4642885885214868SHSOLE 004868ISHARES TRMIN VOL EAFE ETF46429B68986812519SHSOLE 0012519ISHARES TRMIN VOL USA ETF46429B697142329112SHSOLE 0029112ISHARES TRMRNGSTR LG-CP ET4642871273032078SHSOLE 002078ISHARES TRMSCI EAFE ETF464287465252238619SHSOLE 0038619ISHARES TRMSCI EMG MKT ETF46428723466816362SHSOLE 0016362ISHARES TRNA NAT RES464287374233073548SHSOLE 0073548ISHARES TRNASDQ BIOTEC ETF4642875564231345SHSOLE 001345ISHARES TRNATIONAL MUN ETF4642884147897167SHSOLE 007167ISHARES TRNEW YORK MUN ETF4642883232211976SHSOLE 001976ISHARES TRPHLX SEMICND ETF4642875234553238SHSOLE 003238ISHARES TRRUS 1000 ETF4642876228256116SHSOLE 006116ISHARES TRRUS 1000 GRW ETF46428761412220102748SHSOLE 00102748ISHARES TRRUS 1000 VAL ETF464287598551847373SHSOLE 0047373ISHARES TRRUS 2000 GRW ETF4642876487074169SHSOLE 004169ISHARES TRRUS 2000 VAL ETF4642876303302770SHSOLE 002770ISHARES TRRUS MD CP GR ETF4642874812852635SHSOLE 002635ISHARES TRRUS MDCP VAL ETF4642874732402801SHSOLE 002801ISHARES TRRUS MID CAP ETF464287499381919920SHSOLE 0019920ISHARES TRRUSSELL 2000 ETF464287655272119350SHSOLE 0019350ISHARES TRS&P 100 ETF4642871014193924SHSOLE 003924ISHARES TRS&P 500 GRWT ETF46428730910077380SHSOLE 007380ISHARES TRS&P 500 VAL ETF46428740810379886SHSOLE 009886ISHARES TRSELECT DIVID ETF464287168165017909SHSOLE 0017909ISHARES TRSHRT NAT MUN ETF4642881585305011SHSOLE 005011ISHARES TRSP SMCP600VL ETF4642878793322375SHSOLE 002375ISHARES TRTIPS BD ETF4642871768787755SHSOLE 007755ISHARES TRU.S. AER&DEF ETF4642887602891810SHSOLE 001810ISHARES TRU.S. PFD STK ETF464288687247162994SHSOLE 0062994ISHARES TRUS HLTHCARE ETF4642877622231345SHSOLE 001345ISHARES U S ETF TRSHT MAT BD ETF46431W5073697419SHSOLE 007419JOHNSON & JOHNSONCOM478160104433332807SHSOLE 0032807JPMORGAN CHASE & COCOM46625H100260528599SHSOLE 0028599KIMBERLY CLARK CORPCOM4943681035043928SHSOLE 003928KINDER MORGAN INC DELCOM49456B10133417383SHSOLE 0017383KINDER MORGAN INC DELPFD SER A49456B2002906606SHSOLE 006606KRAFT HEINZ COCOM500754106133415568SHSOLE 0015568LILLY ELI & COCOM53245710888610791SHSOLE 0010791LINCOLN NATL CORP INDCOM5341871095808583SHSOLE 008583LOCKHEED MARTIN CORPCOM5398301099243322SHSOLE 003322MARATHON PETE CORPCOM56585A1025049693SHSOLE 009693MASCO CORPCOM57459910651313432SHSOLE 0013432MASTERCARD INCORPORATEDCL A57636Q1047916507SHSOLE 006507MCDONALDS CORPCOM580135101157310250SHSOLE 0010250MEDICAL PPTYS TRUST INCCOM58463J30414110833SHSOLE 0010833MERCK & CO INCCOM58933Y105129220229SHSOLE 0020229METLIFE INCCOM59156R108118621600SHSOLE 0021600MICROSOFT CORPCOM594918104273739659SHSOLE 0039659MONDELEZ INTL INCCL A60920710563914748SHSOLE 0014748MONOGRAM RESIDENTIAL TR INCCOM60979P10514614961SHSOLE 0014961NATIONAL GRID PLCSPONSORED ADR NE6362744093585703SHSOLE 005703NETFLIX INCCOM64110L1064653118SHSOLE 003118NEW YORK CMNTY BANCORP INCCOM64944510321616424SHSOLE 0016424NEXTERA ENERGY INCCOM65339F1017265177SHSOLE 005177NIKE INCCL B6541061032353966SHSOLE 003966NORTHROP GRUMMAN CORPCOM6668071023281278SHSOLE 001278NOVARTIS A GSPONSORED ADR66987V1092412861SHSOLE 002861NUVEEN ALL CAP ENE MLP OPPOCOM67075E10816217659SHSOLE 0017659NUVEEN AMT FREE QLTY MUN INCCOM67065710570351298SHSOLE 0051298NUVEEN ENERGY MLP TOTL RTRNFCOM67074U10326219859SHSOLE 0019859NUVEEN MUN VALUE FD INCCOM67092810020220103SHSOLE 0020103NUVEEN QUALITY MUNCP INCOMECOM67066V10120914925SHSOLE 0014925NVIDIA CORPCOM67066G1043672537SHSOLE 002537OLD REP INTL CORPCOM68022310432516764SHSOLE 0016764OMEGA HEALTHCARE INVS INCCOM6819361002357135SHSOLE 007135ORACLE CORPCOM68389X105109521814SHSOLE 0021814PEPSICO INCCOM7134481088867634SHSOLE 007634PERNIX THERAPEUTICS HLDGS INCOM NEW71426V30618846750SHSOLE 0046750PFIZER INCCOM717081103168650341SHSOLE 0050341PHILIP MORRIS INTL INCCOM718172109142912146SHSOLE 0012146PHILLIPS 66COM7185461047338889SHSOLE 008889PIMCO CA MUNICIPAL INCOME FDCOM72200N10625915237SHSOLE 0015237PIMCO CALIF MUN INCOME FD IICOM72200M10815715484SHSOLE 0015484PIMCO CORPORATE & INCOME OPPCOM72201B1012217134625SHSOLE 00134625PIMCO CORPORATE INCOME STRATCOM72200U10085249191SHSOLE 0049191PIMCO ETF TRACTIVE BD ETF72201R7754123885SHSOLE 003885PIMCO ETF TRENHAN SHRT MA AC72201R8334484407SHSOLE 004407PIMCO ETF TRINTER MUN BD ACT72201R8663486500SHSOLE 006500PIMCO ETF TRINV GRD CRP BD72201R8172602468SHSOLE 002468PIMCO HIGH INCOME FDCOM SHS72201410712714486SHSOLE 0014486PIMCO INCOME OPPORTUNITY FDCOM72202B10044816662SHSOLE 0016662PIMCO STRATEGIC INCOME FD INCOM72200X10449648759SHSOLE 0048759PINNACLE FOODS INC DELCOM72348P1045369046SHSOLE 009046PIONEER HIGH INCOME TRCOM72369H106998100924SHSOLE 00100924PNC FINL SVCS GROUP INCCOM6934751052952364SHSOLE 002364POWERSHARES DB CMDTY IDX TRAUNIT BEN INT73935S10515310629SHSOLE 0010629POWERSHARES ETF TR IIINSUR NATL MUN73936T47452520618SHSOLE 0020618POWERSHARES ETF TR IIPFD PORTFOLIO73936T5651797118753SHSOLE 00118753POWERSHARES ETF TR IIPWRSHS SP500 LOW73937B654118429520SHSOLE 0029520POWERSHARES ETF TR IIS&P500 LOW VOL73937B77964814529SHSOLE 0014529POWERSHARES ETF TRUSTAERSPC DEF PTF73935X6904329384SHSOLE 009384POWERSHARES ETF TRUSTFINL PFD PTFL73935X22935418550SHSOLE 0018550POWERSHARES ETF TRUSTFTSE RAFI 100073935X583333632217SHSOLE 0032217POWERSHARES ETF TRUST IISENIOR LN PORT73936Q7693150136272SHSOLE 00136272POWERSHARES QQQ TRUSTUNIT SER 173935A104496336062SHSOLE 0036062PPL CORPCOM69351T106114529690SHSOLE 0029690PRICE T ROWE GROUP INCCOM74144T1085998049SHSOLE 008049PRINCIPAL FINL GROUP INCCOM74251V1023455383SHSOLE 005383PROCTER AND GAMBLE COCOM742718109194522307SHSOLE 0022307PROSHARES TRMDCP 400 DIVID74347B68059311553SHSOLE 0011553PROSHARES TRRUSS 2000 DIVD74347B6983746915SHSOLE 006915PROSHARES TRS&P 500 DV ARIST74348A467113819661SHSOLE 0019661PROSPECT CAPITAL CORPORATIONNOTE 5.375%10/174348TAK81010000PRNSOLE 0010000PRUDENTIAL FINL INCCOM7443201026546063SHSOLE 006063PUBLIC SVC ENTERPRISE GROUPCOM74457310645010414SHSOLE 0010414QUALCOMM INCCOM74752510363311429SHSOLE 0011429REALTY INCOME CORPCOM7561091042995416SHSOLE 005416REYNOLDS AMERICAN INCCOM76171310671811048SHSOLE 0011048ROPER TECHNOLOGIES INCCOM7766961065412351SHSOLE 002351ROYAL DUTCH SHELL PLCSPON ADR B78025910756810474SHSOLE 0010474ROYAL DUTCH SHELL PLCSPONS ADR A7802592064217937SHSOLE 007937RYDEX ETF TRUSTGUG S&P500 EQ WT78355W106158117079SHSOLE 0017079SANOFISPONSORED ADR80105N1052154499SHSOLE 004499SCHLUMBERGER LTDCOM8068571084486810SHSOLE 006810SCHWAB CHARLES CORP NEWCOM80851310556213048SHSOLE 0013048SCHWAB STRATEGIC TREMRG MKTEQ ETF80852470671528843SHSOLE 0028843SCHWAB STRATEGIC TRINTL EQTY ETF808524805207665199SHSOLE 0065199SCHWAB STRATEGIC TRUS AGGREGATE B808524839119922929SHSOLE 0022929SCHWAB STRATEGIC TRUS LCAP GR ETF80852430070011080SHSOLE 0011080SCHWAB STRATEGIC TRUS LCAP VA ETF80852440993918673SHSOLE 0018673SCHWAB STRATEGIC TRUS MID-CAP ETF808524508175536416SHSOLE 0036416SCHWAB STRATEGIC TRUS REIT ETF8085248472897062SHSOLE 007062SCHWAB STRATEGIC TRUS SML CAP ETF808524607183228661SHSOLE 0028661SELECT SECTOR SPDR TRENERGY81369Y50672611279SHSOLE 0011279SELECT SECTOR SPDR TRSBI CONS DISCR81369Y4073543944SHSOLE 003944SELECT SECTOR SPDR TRSBI CONS STPLS81369Y30867412263SHSOLE 0012263SELECT SECTOR SPDR TRSBI HEALTHCARE81369Y209117814967SHSOLE 0014967SELECT SECTOR SPDR TRSBI INT-FINL81369Y60585034523SHSOLE 0034523SELECT SECTOR SPDR TRSBI INT-INDS81369Y7044316318SHSOLE 006318SELECT SECTOR SPDR TRSBI INT-UTILS81369Y886159830681SHSOLE 0030681SELECT SECTOR SPDR TRSBI MATERIALS81369Y1002374404SHSOLE 004404SELECT SECTOR SPDR TRTECHNOLOGY81369Y803102318704SHSOLE 0018704SIRIUS XM HLDGS INCCOM82968B1037012610SHSOLE 0012610SNAP INCCL A83304A10626714881SHSOLE 0014881SOUTHERN COCOM84258710775715771SHSOLE 0015771SOUTHWEST AIRLS COCOM8447411082033257SHSOLE 003257SOUTHWESTERN ENERGY COCOM84546710910817862SHSOLE 0017862SPDR DOW JONES INDL AVRG ETFUT SER 178467X1093761754SHSOLE 001754SPDR GOLD TRUSTGOLD SHS78463V10710288683SHSOLE 008683SPDR INDEX SHS FDSDJ GLB RL ES ETF78463X7492104384SHSOLE 004384SPDR INDEX SHS FDSS&P GLBDIV ETF78463X4596029056SHSOLE 009056SPDR INDEX SHS FDSS&P INTL ETF78463X77276219499SHSOLE 0019499SPDR S&P 500 ETF TRTR UNIT78462F1031600SHPutSOLE 00600SPDR S&P 500 ETF TRTR UNIT78462F103565823410SHSOLE 0023410SPDR S&P MIDCAP 400 ETF TRUTSER1 S&PDCRP78467Y10715634918SHSOLE 004918SPDR SERIES TRUSTBLOMBERG INTL TR78464A5162268097SHSOLE 008097SPDR SERIES TRUSTBLOOMBERG BRCLYS78464A417121232365SHSOLE 0032365SPDR SERIES TRUSTDJ REIT ETF78464A6074474808SHSOLE 004808SPDR SERIES TRUSTS&P DIVID ETF78464A763524558983SHSOLE 0058983SPDR SERIES TRUSTS&P REGL BKG78464A69862011260SHSOLE 0011260SPIRE INCCOM84857L1013865583SHSOLE 005583STARBUCKS CORPCOM855244109113619441SHSOLE 0019441STRYKER CORPCOM8636671016174468SHSOLE 004468TARGET CORPCOM87612E1063246178SHSOLE 006178TESORO CORPCOM8816091012282436SHSOLE 002436TEVA PHARMACEUTICAL INDS LTDSPONSORED ADR88162420937311168SHSOLE 0011168TEXAS INSTRS INCCOM8825081044395705SHSOLE 005705TJX COS INC NEWCOM8725401092072859SHSOLE 002859TRAVELERS COMPANIES INCCOM89417E1094553583SHSOLE 003583TWITTER INCCOM90184L10220811556SHSOLE 0011556ULTA BEAUTY INCCOM90384S3033981401SHSOLE 001401UNDER ARMOUR INCCL A90431110727712775SHSOLE 0012775UNILEVER PLCSPON ADR NEW9047677043867127SHSOLE 007127UNION PAC CORPCOM9078181088938220SHSOLE 008220UNITED PARCEL SERVICE INCCL B911312106336430417SHSOLE 0030417UNITED STATES NATL GAS FUNDUNIT PAR $0.00191231820149873785SHSOLE 0073785UNITED STATES OIL FUND LPUNITS91232N10855358267SHSOLE 0058267UNITED TECHNOLOGIES CORPCOM9130171097516153SHSOLE 006153UNITEDHEALTH GROUP INCCOM91324P1025973203SHSOLE 003203US BANCORP DELCOM NEW9029733042023907SHSOLE 003907VALEANT PHARMACEUTICALS INTLCOM91911K10219211116SHSOLE 0011116VALERO ENERGY CORP NEWCOM91913Y1003044525SHSOLE 004525VANECK VECTORS ETF TRGOLD MINERS ETF92189F10696543675SHSOLE 0043675VANECK VECTORS ETF TRHIGH YLD MUN ETF92189F36152617020SHSOLE 0017020VANGUARD BD INDEX FD INCINTERMED TERM9219378194275056SHSOLE 005056VANGUARD BD INDEX FD INCSHORT TRM BOND921937827299737479SHSOLE 0037479VANGUARD BD INDEX FD INCTOTAL BND MRKT921937835163019939SHSOLE 0019939VANGUARD CHARLOTTE FDSINTL BD IDX ETF92203J4073065619SHSOLE 005619VANGUARD INDEX FDSGROWTH ETF92290873613658107324SHSOLE 00107324VANGUARD INDEX FDSMCAP GR IDXVIP922908538208817714SHSOLE 0017714VANGUARD INDEX FDSMCAP VL IDXVIP922908512149614504SHSOLE 0014504VANGUARD INDEX FDSMID CAP ETF922908629495834750SHSOLE 0034750VANGUARD INDEX FDSREIT ETF922908553485258530SHSOLE 0058530VANGUARD INDEX FDSS&P 500 ETF SHS92290836310614782SHSOLE 004782VANGUARD INDEX FDSSM CP VAL ETF922908611215217497SHSOLE 0017497VANGUARD INDEX FDSSMALL CP ETF922908751381728138SHSOLE 0028138VANGUARD INDEX FDSSML CP GRW ETF92290859510707343SHSOLE 007343VANGUARD INDEX FDSTOTAL STK MKT922908769282622767SHSOLE 0022767VANGUARD INDEX FDSVALUE ETF922908744727375338SHSOLE 0075338VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF922042858152737427SHSOLE 0037427VANGUARD INTL EQUITY INDEX FFTSE EUROPE ETF9220428745319599SHSOLE 009599VANGUARD INTL EQUITY INDEX FTT WRLD ST ETF922042742159223555SHSOLE 0023555VANGUARD MALVERN FDSSTRM INFPROIDX9220208053617352SHSOLE 007352VANGUARD SCOTTSDALE FDSINT-TERM CORP92206C87094510774SHSOLE 0010774VANGUARD SCOTTSDALE FDSSHRT TRM CORP BD92206C409157019642SHSOLE 0019642VANGUARD SPECIALIZED PORTFOLDIV APP ETF9219088449269966SHSOLE 009966VANGUARD STAR FDVG TL INTL STK F921909768164831725SHSOLE 0031725VANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF92194385858414100SHSOLE 0014100VANGUARD WHITEHALL FDS INCHIGH DIV YLD9219464067749857SHSOLE 009857VANGUARD WORLD FDMEGA CAP INDEX9219108733804592SHSOLE 004592VANGUARD WORLD FDMEGA CAP VAL ETF9219108402193163SHSOLE 003163VANGUARD WORLD FDSCONSUM DIS ETF92204A1086344474SHSOLE 004474VANGUARD WORLD FDSCONSUM STP ETF92204A2074883444SHSOLE 003444VANGUARD WORLD FDSENERGY ETF92204A3065055721SHSOLE 005721VANGUARD WORLD FDSFINANCIALS ETF92204A4052684287SHSOLE 004287VANGUARD WORLD FDSHEALTH CAR ETF92204A5044583111SHSOLE 003111VANGUARD WORLD FDSINF TECH ETF92204A7022681906SHSOLE 001906VEREIT INCCOM92339V1008410185SHSOLE 0010185VERIZON COMMUNICATIONS INCCOM92343V104262959006SHSOLE 0059006VISA INCCOM CL A92826C8398729298SHSOLE 009298W & T OFFSHORE INCCOM92922P1064121205SHSOLE 0021205WALGREENS BOOTS ALLIANCE INCCOM9314271085116507SHSOLE 006507WAL-MART STORES INCCOM931142103164921685SHSOLE 0021685WASTE MGMT INC DELCOM94106L1092773767SHSOLE 003767WELLS FARGO CO NEWCOM94974610187615714SHSOLE 0015714WELLTOWER INCCOM95040Q1042223004SHSOLE 003004WESTERN ASSET GLB HI INCOMECOM95766B10911611450SHSOLE 0011450WESTERN ASSET HIGH INCM FD ICOM95766J10220929363SHSOLE 0029363WESTERN ASSET PREMIER BD FDSHS BEN INT957664105137398308SHSOLE 0098308WESTPORT FUEL SYSTEMS INCCOM NEW9609083095322625SHSOLE 0022625WISDOMTREE TREUROPE HEDGED EQ97717X701101416298SHSOLE 0016298WISDOMTREE TRJAPN HEDGE EQT97717W8512905639SHSOLE 005639WISDOMTREE TRUS MIDCAP DIVID97717W5054034117SHSOLE 004117WYNDHAM WORLDWIDE CORPCOM98310W1083002948SHSOLE 002948YUM BRANDS INCCOM9884981016879327SHSOLE 009327