Managing Director

0001666179-18-000005.txt : 20180516 0001666179-18-000005.hdr.sgml : 20180516 20180516110134 ACCESSION NUMBER: 0001666179-18-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180331 FILED AS OF DATE: 20180516 DATE AS OF CHANGE: 20180516 EFFECTIVENESS DATE: 20180516 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Laurel Wealth Advisors, Inc. CENTRAL INDEX KEY: 0001666179 IRS NUMBER: 452299422 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17401 FILM NUMBER: 18839179 BUSINESS ADDRESS: STREET 1: 8008 GIRARD AVENUE STREET 2: SUITE 330 CITY: LA JOLLA STATE: CA ZIP: 92037 BUSINESS PHONE: 858-459-1101 MAIL ADDRESS: STREET 1: 8008 GIRARD AVENUE STREET 2: SUITE 330 CITY: LA JOLLA STATE: CA ZIP: 92037 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001666179 XXXXXXXX 03-31-2018 03-31-2018 Laurel Wealth Advisors, Inc.

8008 GIRARD AVENUE SUITE 330 LA JOLLA CA 92037

13F HOLDINGS REPORT 028-17401 N Mark Welsh Managing Director 858-459-1101 Mark Welsh La Jolla CA 05-16-2018 0 354 320812 false INFORMATION TABLE 2 13f_03.xml 3M CO COMMON STOCK 88579Y101 6036 27498 SH SOLE 0 27498 0 0 AAON INC COM PAR $0.004 COMMON STOCK 000360206 468 12000 SH SOLE 0 12000 0 0 ABBOTT LABS COMMON STOCK 002824100 684 11423 SH SOLE 0 11423 0 0 ABBVIE INC COMMON STOCK 00287Y109 1469 15522 SH SOLE 0 15522 0 0 ACCENTURE PLC IRELAND SHS CLASS A COMMON STOCK G1151C101 202 1319 SH SOLE 0 1319 0 0 ADVANCED MICRO DEVICES INC COM COMMON STOCK 007903107 100 10002 SH SOLE 0 10002 0 0 ADVISORSHARES DORSEY WRIGHT ADR ETF ETF 00768Y206 319 5436 SH SOLE 0 5436 0 0 AETNA INC NEW COM COMMON STOCK 00817Y108 254 1505 SH SOLE 0 1484 0 21 AFLAC INC COM COMMON STOCK 001055102 231 5281 SH SOLE 0 5281 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS ADR 01609W102 592 3227 SH SOLE 0 3227 0 0 ALLERGAN PLC SHS COMMON STOCK G0177J108 250 1490 SH SOLE 0 1345 0 145 ALPHABET INC CAP STK CL C COMMON STOCK 02079K107 5347 5183 SH SOLE 0 516 0 22 ALLIANZGI EQUITY & CONV INCOME CEF 018829101 234 11329 SH SOLE 0 11329 0 0 ALPS SECTOR DIVIDEND DOGS ETF ETF 00162Q858 3254 74534 SH SOLE 0 74534 0 0 ALTABA INC COM CEF 021346101 227 3256 SH SOLE 0 3256 0 0 ALTISOURCE PORTFOLIO SOLNS SA REG SHS COMMON STOCK L0175J104 1742 65595 SH SOLE 0 65595 0 0 ALTISOURCE RESIDENTIAL CORP CL B REIT 02153W100 711 60023 SH SOLE 0 60023 0 0 ALTRIA GROUP INC COMMON STOCK 02209S103 2716 43586 SH SOLE 0 43586 0 0 AMAZON COM INC COMMON STOCK 023135106 5779 3993 SH SOLE 0 3978 0 15 AMEREN CORP COM COMMON STOCK 023608102 478 8441 SH SOLE 0 8441 0 0 AMERICAN ELEC PWR INC COM COMMON STOCK 025537101 1642 23944 SH SOLE 0 23721 0 223 AMERICAN EXPRESS CO COMMON STOCK 025816109 432 4633 SH SOLE 0 4633 0 0 AMERICAN TOWER CORP NEW COM REIT 03027X100 330 2276 SH SOLE 0 2276 0 0 AMERIGAS PARTNERS LP COMMON STOCK 030975106 1480 37033 SH SOLE 0 37033 0 0 AMERISOURCEBERGEN CORP COM COMMON STOCK 03073E105 230 2674 SH SOLE 0 2674 0 0 AMGEN INC COMMON STOCK 031162100 953 5592 SH SOLE 0 4037 0 1555 AMTRUST FINL SVCS INC COM COMMON STOCK 032359309 962 78200 SH SOLE 0 78200 0 0 ANALOG DEVICES INC COM COMMON STOCK 032654105 222 2438 SH SOLE 0 2438 0 0 ANNALY CAPITAL MANAGEMENT INC REIT 035710409 168 16191 SH SOLE 0 16191 0 0 ANTHEM INC COM COMMON STOCK 036752103 347 1580 SH SOLE 0 1580 0 0 AON PLC SHS CL A COMMON STOCK G0408V102 490 3492 SH SOLE 0 3492 0 0 APPLE INC COMMON STOCK 037833100 19921 118734 SH SOLE 0 116664 0 2070 ARCHER DANIELS MIDLAND CO COMMON STOCK 039483102 273 6309 SH SOLE 0 1720 0 4589 AT&T INC COMMON STOCK 00206R102 4008 112430 SH SOLE 0 112430 0 0 ATLASSIAN CORP PLC CL A COMMON STOCK G06242104 466 8647 SH SOLE 0 8647 0 0 AUTOMATIC DATA PROCESSING COMMON STOCK 053015103 737 6500 SH SOLE 0 6500 0 0 AVAGO TECHNOLOGIES LTD COMMON STOCK 11135F101 373 1586 SH SOLE 0 1569 0 17 AXON ENTERPRISE INC COM COMMON STOCK 05464C101 444 11313 SH SOLE 0 4815 0 6498 BANK AMER CORP 7.25%CNV PFD L 060505682 866 672 SH SOLE 0 672 0 0 BANK AMER CORP COMMON STOCK 060505104 1883 62790 SH SOLE 0 62790 0 0 BANK OF NOVA SCOTIA CMN COMMON STOCK 064149107 534 8665 SH SOLE 0 8665 0 0 BB&T CORP COM COMMON STOCK 054937107 441 8486 SH SOLE 0 8486 0 0 BCE INC COM NEW COMMON STOCK 05534B760 1684 39149 SH SOLE 0 39149 0 0 BECTON DICKINSON & CO COM COMMON STOCK 075887109 217 1062 SH SOLE 0 1004 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW COMMON STOCK 084670702 3237 16230 SH SOLE 0 16230 0 0 BIOGEN INC COM COMMON STOCK 09062X103 312 1140 SH SOLE 0 1140 0 0 BLACK KNIGHT INC COM COMMON STOCK 09215C105 228 4844 SH SOLE 0 4844 0 0 BLACKROCK BUILD AMER BD CEF 09248X100 533 23680 SH SOLE 0 23680 0 0 BLACKROCK CORE BD TR SHS BEN CEF 09249E101 133 10185 SH SOLE 0 10185 0 0 BLACKROCK INC COM COMMON STOCK 09247X101 336 622 SH SOLE 0 622 0 0 BLACKROCK MUNIYIELD QUALITY CEF 09254F100 152 10818 SH SOLE 0 10818 0 0 BLACKSTONE GROUP LP COMMON STOCK 09253U108 296 9282 SH SOLE 0 2882 0 6400 BLACKROCK MUNIYIELD CALI QLTY COM CEF 09254N103 377 28370 SH SOLE 0 28370 0 0 BLUEBIRD BIO INC COM COMMON STOCK 09609G100 215 1261 SH SOLE 0 1261 0 0 BOEING CO COM COMMON STOCK 097023105 2197 6702 SH SOLE 0 6702 0 0 BP PLC SPONSORED ADR ADR 055622104 304 7511 SH SOLE 0 7511 0 0 BRISTOL MYERS SQUIBB CO COM COMMON STOCK 110122108 503 7954 SH SOLE 0 7954 0 0 BROADRIDGE FINL SOLUTIONS INC COM COMMON STOCK 11133T103 337 3078 SH SOLE 0 3078 0 0 BROADCOM LTD SHS COMMON STOCK Y09827109 385 1502 SH SOLE 0 1485 0 17 BROOKFIELD ASSET MGMT INC CL A LTD VT SH COMMON STOCK 112585104 253 6504 SH SOLE 0 6504 0 0 BROOKFIELD INFRAST PARTNERS LP LP INT UNIT COMMON STOCK G16252101 1909 45852 SH SOLE 0 45852 0 0 CAESARS ENTMT CORP COM COMMON STOCK 127686103 118 10512 SH SOLE 0 10512 0 0 CALAMOS CONV OPP AND INC FD CEF 128117108 213 19232 SH SOLE 0 19232 0 0 CANADIAN PAC RAILWAY LTD COMMON STOCK 13645T100 235 1337 SH SOLE 0 1337 0 0 CARNIVAL CORP PAIRED CTF COMMON STOCK 143658300 355 5418 SH SOLE 0 5418 0 0 CARNIVAL PLC ADR ADR 14365C103 301 4600 SH SOLE 0 4600 0 0 CATERPILLAR INC DEL COM COMMON STOCK 149123101 426 2893 SH SOLE 0 2893 0 0 CDN IMPERIAL BK COMM TORONTO O COM COMMON STOCK 136069101 536 6075 SH SOLE 0 6075 0 0 CELGENE CORP COM COMMON STOCK 151020104 261 2934 SH SOLE 0 2906 0 28 CERNER CORP COM COMMON STOCK 156782104 223 3846 SH SOLE 0 334 0 3512 CHARLES SCHWAB CORP COMMON STOCK 808513105 468 8967 SH SOLE 0 3929 0 5038 CHEVRON CORP NEW COM COMMON STOCK 166764100 5012 43957 SH SOLE 0 43247 0 710 CHUBB LIMITED COM COMMON STOCK H1467J104 248 1816 SH SOLE 0 1816 0 0 CISCO SYS INC COMMON STOCK 17275R102 4149 96744 SH SOLE 0 96744 0 0 CITIGROUP INC COM NEW COMMON STOCK 172967424 1164 17257 SH SOLE 0 12890 0 4367 CLEARBRIDGE ENERGY MLP FD INC COM CEF 184692101 626 49723 SH SOLE 0 49723 0 0 CLEARBRIDGE ENERGY MLP OPP FD COM CEF 18469P100 454 46249 SH SOLE 0 46249 0 0 CLOROX CO DEL COM COMMON STOCK 189054109 245 2115 SH SOLE 0 1841 0 0 COCA COLA CO COM COMMON STOCK 191216100 1684 38779 SH SOLE 0 38079 0 700 COLGATE PALMOLIVE CO COM COMMON STOCK 194162103 224 3129 SH SOLE 0 3129 0 0 COMCAST CORP NEW CL A COMMON STOCK 20030N101 687 20113 SH SOLE 0 19813 0 300 CONOCOPHILLIPS COM COMMON STOCK 20825C104 474 8003 SH SOLE 0 3879 0 4124 CONSOLIDATED EDISON INC COM COMMON STOCK 209115104 3948 50665 SH SOLE 0 50665 0 0 CONSTELLATION BRANDS INC CL A COMMON STOCK 21036P108 2244 9848 SH SOLE 0 9848 0 0 CONSUMER STAPLES SELECT SECTOR SPDR FUND ETF 81369Y308 5291 100544 SH SOLE 0 100544 0 0 CORE LABORATORIES N V COM COMMON STOCK N22717107 222 2060 SH SOLE 0 100 0 1960 CORNING INC COM COMMON STOCK 219350105 219 7861 SH SOLE 0 7861 0 0 COSTCO WHSL CORP NEW COM COMMON STOCK 22160K105 608 3230 SH SOLE 0 3230 0 0 CROWN CASTLE INTL CORP REIT 22822V101 492 4492 SH SOLE 0 4492 0 0 CVS HEALTH CORP COM COMMON STOCK 126650100 419 6743 SH SOLE 0 6743 0 0 DANAHER CORP DEL COM COMMON STOCK 235851102 215 2205 SH SOLE 0 2205 0 0 DEERE & CO COM COMMON STOCK 244199105 414 2670 SH SOLE 0 590 0 2080 DELTA AIR LINES INC DEL COM NEW COMMON STOCK 247361702 400 7300 SH SOLE 0 7300 0 0 DIAGEO PLC ADR 25243Q205 1466 10832 SH SOLE 0 10832 0 0 DIREXION NASDAQ-100 EQUAL WEIGHTED INDEX SHARES ETF 25459Y207 1295 29440 SH SOLE 0 29440 0 0 DISNEY WALT CO COM DISNEY COMMON STOCK 254687106 2242 22323 SH SOLE 0 21862 0 461 DOUBLELINE OPPORTUNISTIC CR FD COM CEF 258623107 279 12940 SH SOLE 0 12940 0 0 DOWDUPOINT INC COM COMMON STOCK 26078J100 1566 24585 SH SOLE 0 24435 0 150 DREYFUS STRATEGIC MUN BD FD COM CEF 26202F107 351 46141 SH SOLE 0 46141 0 0 DUKE ENERGY CORP NEW COM NEW COMMON STOCK 26441C204 630 8137 SH SOLE 0 8137 0 0 EATON VANCE TAX ADVT DIV INCM COM CEF 27828G107 483 22082 SH SOLE 0 22082 0 0 EATON VANCE TX MNG BY WRT OPP CVOM CEF 27828Y108 318 21381 SH SOLE 0 21381 0 0 ECOLAB INC COM COMMON STOCK 278865100 221 1617 SH SOLE 0 1617 0 0 EDISON INTL COM COMMON STOCK 281020107 445 6993 SH SOLE 0 6993 0 0 EDWARDS LIFESCIENCES CORP COM COMMON STOCK 28176E108 237 1704 SH SOLE 0 1704 0 0 EMERSON ELEC CO COM COMMON STOCK 291011104 720 10556 SH SOLE 0 10556 0 0 ENBRIDGE INC COM COMMON STOCK 29250N105 204 6511 SH SOLE 0 6511 0 0 ENERGY TRANSFER EQUITY L P COM UT LTD PTN COMMON STOCK 29273V100 423 29837 SH SOLE 0 29837 0 0 ENERGY TRANSFER PARTNERS LP COMMON STOCK 29278N103 183 11283 SH SOLE 0 11283 0 0 ENTERPRISE PRODS PARTNERS COMMON STOCK 293792107 550 22499 SH SOLE 0 22499 0 0 EPR PPTYS PFD C CNV 5.75% 26884U208 327 13480 SH SOLE 0 13480 0 0 EVERSOURCE ENERGY COM COMMON STOCK 30040W108 293 4976 SH SOLE 0 4976 0 0 EXPRESS SCRIPTS INC COMMON STOCK 30219G108 245 3557 SH SOLE 0 3557 0 0 EXXON MOBIL CORPORATION COMMON STOCK 30231G102 3309 44351 SH SOLE 0 44147 0 204 FACEBOOK INC CL A COMMON STOCK 30303M102 3365 21061 SH SOLE 0 20837 0 224 FEDEX CORP COM COMMON STOCK 31428X106 221 921 SH SOLE 0 921 0 0 FIDELITY NATIONAL FINANCIAL IN FNF GROUP COMMON STOCK 31620R303 390 9750 SH SOLE 0 9750 0 0 FIDELITY NATL INFO SVCS COMMON STOCK 31620M106 311 3239 SH SOLE 0 3239 0 0 FIFTH THIRD BANCORP COM COMMON STOCK 316773100 358 11300 SH SOLE 0 0 0 11300 FINANCIAL SELECT SECTOR SPDR FUND ETF 81369Y605 278 10101 SH SOLE 0 10101 0 0 FIRST TRUST FINANCIALS ALPHADEX FUND ETF 33734X135 320 10313 SH SOLE 0 10313 0 0 FIRST TRUST EMERGING MARKETS ALPHADEX FUND ETF 33737J182 565 19292 SH SOLE 0 19292 0 0 FIRST TR EXCHANGE TRADED FD ETF 33739E108 324 16684 SH SOLE 0 16684 0 0 FIRST TRUST LARGE CAP CORE ALPHADEX FUND ETF 33734K109 872 14933 SH SOLE 0 14933 0 0 FIRST TRUST MORNINGSTAR DIVIDEND LEADERS ETF 336917109 274 9709 SH SOLE 0 9709 0 0 FIRST TRUST SMALL CAP CORE ALPHADEX FUND ETF 33734Y109 367 6111 SH SOLE 0 6111 0 0 FIRST TRUST DOW JONES STOXX ETF 33735T109 229 16600 SH SOLE 0 16600 0 0 FIRST TRUST ENHANCED SHORT MAT ETF 33739Q408 633 10573 SH SOLE 0 10573 0 0 FIRST TRUST LARGE CAP GROWTH ETF 33735K108 201 3165 SH SOLE 0 3165 0 0 FIRST TRUST NASDAQ ABA ETF 33736Q104 286 5400 SH SOLE 0 5400 0 0 FIRST TRUST VALUE LINE DIVIDEND ETF 33734H106 483 16188 SH SOLE 0 16188 0 0 FORD MTR CO DEL COM PAR $0.01 COMMON STOCK 345370860 489 44139 SH SOLE 0 44139 0 0 FRONT YD RESIDENTIAL CORP REIT 35904G107 596 59308 SH SOLE 0 59308 0 0 GALECTIN THERAPEUTICS INC COM COMMON STOCK 363225202 101 21400 SH SOLE 0 21400 0 0 GAMESTOP CORP COMMON STOCK 36467W109 131 10385 SH SOLE 0 10385 0 0 GENERAL DYNAMICS CORP COM COMMON STOCK 369550108 452 2050 SH SOLE 0 2050 0 0 GENERAL ELECTRIC CO COM COMMON STOCK 369604103 1880 139475 SH SOLE 0 133526 0 5949 GENERAL MLS INC COM COMMON STOCK 370334104 299 6641 SH SOLE 0 6641 0 0 GILEAD SCIENCES INC COM COMMON STOCK 375558103 775 10288 SH SOLE 0 7537 0 2751 GLAXOSMITHKLINE PLC SPONSORED ADR ADR 37733W105 937 23984 SH SOLE 0 23984 0 0 GLOBAL X ETF ETF 37950E549 242 11700 SH SOLE 0 11700 0 0 GOLDMAN SACHS ACTIVEBETA INTERNATIONAL EQUITY ETF 381430107 685 22973 SH SOLE 0 22973 0 0 GOLDMAN SACHS ACTIVEBETA U.S. ETF 381430503 1202 22507 SH SOLE 0 22507 0 0 GOLDMAN SACHS GROUP INC COM COMMON STOCK 38141G104 366 1457 SH SOLE 0 1457 0 0 GOOGLE INC COMMON STOCK 02079K305 1766 1703 SH SOLE 0 1478 0 225 GPO AEROPORTUARIO DEL PAC COMMON STOCK 400506101 218 2190 SH SOLE 0 2190 0 0 HEALTH CARE PPTY INVS INC COMMON STOCK 40414L109 333 14366 SH SOLE 0 14366 0 0 HEALTH CARE REIT INC REIT 95040Q104 996 18308 SH SOLE 0 18308 0 0 HEALTH CARE SELECT SECTOR SPDR FUND ETF 81369Y209 431 5296 SH SOLE 0 5296 0 0 HOME DEPOT INC COM COMMON STOCK 437076102 2830 15881 SH SOLE 0 15847 0 34 HONEYWELL INTL INC COM COMMON STOCK 438516106 1405 9729 SH SOLE 0 9704 0 25 HORIZONS ETF TR I HORIZONS NASD ETF 44053G108 211 8881 SH SOLE 0 8881 0 0 HORIZONS S&P 500 COVERED CALL COMMON STOCK 44053G603 215 4471 SH SOLE 0 4471 0 0 HORMEL FOODS CORP COM COMMON STOCK 440452100 936 27289 SH SOLE 0 27289 0 0 ILLINOIS TOOL WORKS INC COMMON STOCK 452308109 915 5841 SH SOLE 0 5841 0 0 ILLUMINA INC COMMON STOCK 452327109 276 1171 SH SOLE 0 1171 0 0 INNOVATOR IBD 50 ETF ETF 45782C102 926 27804 SH SOLE 0 27804 0 0 INTEL CORP COM COMMON STOCK 458140100 1281 24610 SH SOLE 0 23410 0 1200 INTL BUSINESS MACHINES COMMON STOCK 459200101 2339 15245 SH SOLE 0 15095 0 150 INTL PAPER CO COM COMMON STOCK 460146103 1186 22209 SH SOLE 0 22209 0 0 INTUITIVE SURGICAL, INC. COMMON STOCK 46120E602 275 667 SH SOLE 0 667 0 0 ISHARES AMT-FREE MUNI BOND ETF ETF 464288414 863 7931 SH SOLE 0 7931 0 0 ISHARES S&P MIDCAP FUND ETF 464287507 1844 9833 SH SOLE 0 9833 0 0 ISHARES SELECT DIVIDEND ETF ETF 464287168 286 3013 SH SOLE 0 3013 0 0 ISHARES EDGE MSCI MULTIFACTOR ETF 46434V282 207 6580 SH SOLE 0 6580 0 0 ISHARES EDGE MSCI MULTIFACTOR ETF 46434V290 209 5365 SH SOLE 0 5365 0 0 ISHARES COMEX GOLD TRUST ETF 464285105 411 32337 SH SOLE 0 32071 0 266 ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF 464287242 615 5242 SH SOLE 0 5242 0 0 ISHARES IBOXX HIGH YIELD CORPORATE ETF 464288513 232 17465 SH SOLE 0 2711 0 0 ISHARES J.P. MORGAN USD EMERGING MARKETS ETF 464288281 826 7326 SH SOLE 0 7326 0 0 ISHARES MSCI EAFE ETF ETF 464287465 1335 19168 SH SOLE 0 18847 0 321 ISHARES MSCI EAFE VALUE ETF ETF 464288877 444 8140 SH SOLE 0 8140 0 0 ISHARES MSCI EMERGING MARKETS ETF ETF 464287234 209 4340 SH SOLE 0 4340 0 0 ISHARES PHLK SOX SEMICONDUCTOR SECTOR ETF 464287523 494 2745 SH SOLE 0 2745 0 0 ISHARES RUSSELL 1000 VALUE ETF ETF 464287598 231 1928 SH SOLE 0 1866 0 62 ISHARES RUSSELL 2000 ETF ETF 464287655 2138 14086 SH SOLE 0 14086 0 0 ISHARES RUSSELL 2000 VALUE ETF ETF 464287630 576 4731 SH SOLE 0 4731 0 0 ISHARES S&P 500 GROWTH ETF ETF 464287309 311 2009 SH SOLE 0 2009 0 0 ISHARES S&P 500 INDEX ETF 464287200 4946 18640 SH SOLE 0 18640 0 0 ISHARES S&P 500 VALUE ETF ETF 464287408 544 4978 SH SOLE 0 4978 0 0 ISHARES S&P MID-CAP 400 VALUE ETF ETF 464287705 530 3436 SH SOLE 0 3436 0 0 ISHARES S&P SMALLCAP 600 ETF 464287804 296 3846 SH SOLE 0 3791 0 55 ISHARES S&P U.S. PREFERRED STOCK ETF 464288687 518 13812 SH SOLE 0 13812 0 0 ISHARES U.S. AEROSPACE & DEFENSE ETF ETF 464288760 254 1283 SH SOLE 0 1283 0 0 ISHARES TR RUSSELL MIDCAP INDEX ETF 464287499 232 1125 SH SOLE 0 1125 0 0 ISHARES U.S. CONSUMER SERVICES ETF 464287580 353 1937 SH SOLE 0 1937 0 0 JD COM INC SPON ADR CL A ADR 47215P106 530 13095 SH SOLE 0 13095 0 0 JHANCOCK TAX ADV DIVIDEND INCOME CEF 41013V100 218 10093 SH SOLE 0 10093 0 0 JOHNSON & JOHNSON COM COMMON STOCK 478160104 6489 50636 SH SOLE 0 50586 0 50 JPMORGAN CHASE & CO COM COMMON STOCK 46625H100 2405 21872 SH SOLE 0 21872 0 0 KB HOME COM COMMON STOCK 48666K109 429 15100 SH SOLE 0 15100 0 0 KELLOGG CO COMMON STOCK 487836108 395 6080 SH SOLE 0 6080 0 0 KEYCORP NEW COMMON STOCK 493267108 886 45328 SH SOLE 0 45328 0 0 KIMBERLY CLARK CORP COM COMMON STOCK 494368103 1643 14921 SH SOLE 0 14921 0 0 KINDER MORGAN INC COMMON STOCK 49456B101 506 33616 SH SOLE 0 25823 0 7793 KINGSTONE COS INC COM COMMON STOCK 496719105 1449 86250 SH SOLE 0 86250 0 0 Kraft Heinz Co COMMON STOCK 500754106 1221 19615 SH SOLE 0 19482 0 133 LASALLE HOTEL PPTYS COM SH BEN INT REIT 517942108 935 32258 SH SOLE 0 32258 0 0 LIBERTY ALL STAR EQUITY FD CEF 530158104 118 19319 SH SOLE 0 19319 0 0 LILLY ELI & CO COM COMMON STOCK 532457108 425 5502 SH SOLE 0 5457 0 45 LIBERTY ALL STAR GROWTH FUND CEF 529900102 139 23165 SH SOLE 0 23165 0 0 LOCKHEED MARTIN CORP COMMON STOCK 539830109 476 1408 SH SOLE 0 1408 0 0 LOWES COS INC COM COMMON STOCK 548661107 511 5832 SH SOLE 0 5832 0 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP MLP 559080106 1203 20618 SH SOLE 0 20618 0 0 MAGNA INTL INC COM COMMON STOCK 559222401 316 5621 SH SOLE 0 5621 0 0 MANULIFE FINL CORP COM COMMON STOCK 56501R106 278 15000 SH SOLE 0 15000 0 0 MARKEL CORP COM COMMON STOCK 570535104 202 173 SH SOLE 0 173 0 0 MARKET VECTORS ETF HIGH YIELD ETF 92189f361 611 19746 SH SOLE 0 19746 0 0 MARRONE BIO INNOVATIONS INC COMMON STOCK 57165b106 40 20000 SH SOLE 0 20000 0 0 MASTERCARD INCORPORATED CL A COMMON STOCK 57636Q104 231 1322 SH SOLE 0 1186 0 136 MCCORMICK & CO INC COM NON VTG COMMON STOCK 579780206 282 2658 SH SOLE 0 2658 0 0 MCDONALD'S CORP COMMON STOCK 580135101 2460 15733 SH SOLE 0 15733 0 0 MEDICAL PROPERTIES TRUST INC REIT 58463J304 169 13031 SH SOLE 0 13031 0 0 MEDTRONIC PLC SHS COMMON STOCK G5960L103 285 3560 SH SOLE 0 3560 0 0 MERCK & CO INC COMMON STOCK 58933Y105 1658 30449 SH SOLE 0 26977 0 3472 MGM RESORTS INTERNATIONAL COM COMMON STOCK 552953101 437 12499 SH SOLE 0 12499 0 0 MICRON TECHNOLOGY INC COM COMMON STOCK 595112103 354 6804 SH SOLE 0 6675 0 129 MICROSOFT CORP COMMON STOCK 594918104 6619 72527 SH SOLE 0 72527 0 0 MITSUBISHI UFJ FINL GROUP INC SPO ADR 606822104 149 22532 SH SOLE 0 22532 0 0 MONDELEZ INTL INC CL A COMMON STOCK 609207105 621 14887 SH SOLE 0 14416 0 471 MONMOUTH REAL ESTATE INVT CORP CL A REIT 609720107 796 52950 SH SOLE 0 52950 0 0 MONSANTO CO NEW COM COMMON STOCK 61166W101 515 4415 SH SOLE 0 4415 0 0 MONSTER BEVERAGE CORP NEW COM COMMON STOCK 61174X109 329 5758 SH SOLE 0 5758 0 0 MUNIHOLDINGS CALIFORNIA INSURED CEF 09254L107 244 18534 SH SOLE 0 18534 0 0 NATIONAL GRID PLC SPON ADR NEW ADR 636274409 303 5370 SH SOLE 0 5370 0 0 NAVIGATOR HOLDINGS LTD COMMON STOCK Y62132108 136 11607 SH SOLE 0 200 0 11407 NETFLIX INC COM COMMON STOCK 64110L106 884 2996 SH SOLE 0 2996 0 0 NEXTERA ENERGY INC COM COMMON STOCK 65339F101 496 3040 SH SOLE 0 2633 0 407 NIKE INC CL B COMMON STOCK 654106103 388 5849 SH SOLE 0 5849 0 0 NORWEGIAN CRUISE LINE HLDGS LT SHS COMMON STOCK G66721104 289 5461 SH SOLE 0 5461 0 0 NOVARTIS AG ADR ADR 66987V109 1668 20632 SH SOLE 0 20632 0 0 NU SKIN ENTERPRISES INC CL A COMMON STOCK 67018T105 369 5010 SH SOLE 0 5010 0 0 NUVECTRA CORP COM COMMON STOCK 67075N108 871 66965 SH SOLE 0 66965 0 0 NUVEEN CA QUALTY MUN INCOME FD COM CEF 67066Y105 442 33070 SH SOLE 0 33070 0 0 NUVEEN CALIF MUN VALUE FD COM CEF 67062C107 294 31517 SH SOLE 0 31517 0 0 NUVEEN AMT FREE QLTY MUN INCME COM CEF 670657105 233 17954 SH SOLE 0 17954 0 0 NVIDIA CORP COM COMMON STOCK 67066G104 1002 4329 SH SOLE 0 4329 0 0 OCCIDENTAL PETE CORP DEL COM COMMON STOCK 674599105 293 4525 SH SOLE 0 4525 0 0 ONEOK INC NEW COM COMMON STOCK 682680103 217 3818 SH SOLE 0 3818 0 0 OPPENHEIMER ULTRA DIVIDEND REVENUE ETF ETF 68386C401 571 16301 SH SOLE 0 16301 0 0 ORACLE CORPORATIO COMMON STOCK 68389X105 243 5329 SH SOLE 0 5329 0 0 PARKER DRILLING CO COM COMMON STOCK 701081101 6 10000 SH SOLE 0 10000 0 0 PAYCHEX INC COMMON STOCK 704326107 502 8152 SH SOLE 0 8152 0 0 PAYPAL HLDGS INC COM COMMON STOCK 70450Y103 237 3129 SH SOLE 0 3129 0 0 PEPSICO INC COM COMMON STOCK 713448108 2683 24583 SH SOLE 0 24583 0 0 PFIZER INC COM COMMON STOCK 717081103 2138 60246 SH SOLE 0 54853 0 5393 PHILIP MORRIS INTL INC COMMON STOCK 718172109 1694 17046 SH SOLE 0 16999 0 47 PHILLIPS 66 COMMON STOCK 718546104 1826 19039 SH SOLE 0 17488 0 1551 PINNACLE WEST CAP CORP COM COMMON STOCK 723484101 437 5481 SH SOLE 0 5481 0 0 PNC FINL SVCS GROUP INC COM COMMON STOCK 693475105 264 1751 SH SOLE 0 1751 0 0 POST HOLDINGS INC COM COMMON STOCK 737446104 285 1751 SH SOLE 0 3763 0 0 POTLATCH CORP NEW COM REIT 737630103 1104 21223 SH SOLE 0 2122 0 0 POWERSHARES BUILD AMERICA ETF 73937B407 270 8994 SH SOLE 0 8994 0 0 POWERSHARES FTSE RAFI US 1000 PORTFOLIO ETF 73935X583 343 3120 SH SOLE 0 3120 0 0 POWERSHARES QQQ ETF ETF 73935A104 3075 19208 SH SOLE 0 19208 0 0 POWERSHARES S&P 500 HIGH DIVIDEND LOW VOLATILITY PORTFOLIO ETF 73937B654 517 13125 SH SOLE 0 13125 0 0 PPL CORP COM COMMON STOCK 69351T106 526 18595 SH SOLE 0 18595 0 0 PRAXAIR INC COMMON STOCK 74005P104 622 4315 SH SOLE 0 4315 0 0 PROCTER & GAMBLE CO COM COMMON STOCK 742718109 4303 54277 SH SOLE 0 54177 0 100 PUBLIC STORAGE COM REIT 74460D109 1018 5082 SH SOLE 0 5082 0 0 PUBLIC SVC ENTERPRISE GROUP COM COMMON STOCK 744573106 319 6364 SH SOLE 0 6364 0 0 PUTNAM PREMIER INCOME TRUST CEF 746853100 59 11400 SH SOLE 0 11400 0 0 QUALCOMM INC COM COMMON STOCK 747525103 2506 45238 SH SOLE 0 45238 0 0 RAYTHEON CO COM NEW COMMON STOCK 755111507 285 1323 SH SOLE 0 1323 0 0 REALTY INCOME CORP COM REIT 756109104 1727 33393 SH SOLE 0 33393 0 0 ROYAL CARIBBEAN CRUISES LTD COM COMMON STOCK V7780T103 1188 10095 SH SOLE 0 10095 0 0 ROYAL DUTCH SHELL PLC SPON ADR B ADR 780259107 609 9305 SH SOLE 0 9305 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A ADR 780259206 332 5203 SH SOLE 0 5203 0 0 S&P GLOBAL INC COM COMMON STOCK 78409V104 409 2145 SH SOLE 0 2145 0 0 SALESFORCE COME COMMON STOCK 79466L302 231 1987 SH SOLE 0 1954 0 33 SCH US REIT ETF ETF 808524847 264 6904 SH SOLE 0 6904 0 0 SCHLUMBERGER LTD COM COMMON STOCK 806857108 563 8693 SH SOLE 0 3872 0 4821 SCHWAB ETFS US BROAD MARKET ETF 808524102 220 3462 SH SOLE 0 3462 0 0 SCHWAB ETFS US SMALL CAP ETF 808524607 323 4677 SH SOLE 0 4677 0 0 SCHWAB ITERNATIONAL EQUITY ETF 808524805 538 15982 SH SOLE 0 15982 0 0 SCHWAB SHORT TERM US TREASURY ETF 808524862 1432 28741 SH SOLE 0 28741 0 0 SCHWAB U.S. LARGE-CAP ETF ETF 808524201 425 6743 SH SOLE 0 6743 0 0 SCHWAB U.S. LARGE-CAP GROWTH ETF ETF 808524300 319 4455 SH SOLE 0 4455 0 0 SCHWAB U.S. LARGE-CAP VALUE ETF ETF 808524409 369 6990 SH SOLE 0 6990 0 0 SCHWAB US AGGREGATE BOND ETF ETF 808524839 227 4468 SH SOLE 0 4468 0 0 SCHWAB US DIVIDEND EQUITY ETF ETF 808524797 594 12126 SH SOLE 0 12126 0 0 SCHWAB US MID CAP ETF ETF 808524508 398 7541 SH SOLE 0 7541 0 0 SEMPRA ENERGY COM COMMON STOCK 816851109 1244 11186 SH SOLE 0 11186 0 0 SNAP INC CL A COMMON STOCK 83304A106 228 14400 SH SOLE 0 14400 0 0 SOCIEDAD QUIMICA MINERA DE CH SPON ADR SER B ADR 833635105 1183 25099 SH SOLE 0 25099 0 0 SOTHERLY HOTELS INC COM REIT 83600C103 822 118800 SH SOLE 0 118800 0 0 SOUTHERN CO COM COMMON STOCK 842587107 1268 28394 SH SOLE 0 28394 0 0 SPDR BIOTECH ETF ETF 78464A870 1613 18387 SH SOLE 0 18387 0 0 SPDR GOLD SHARES ETF 78463V107 348 2773 SH SOLE 0 2573 0 200 SPDR MFS SYSTEMATIC CORE EQUITY ETF 78467V806 282 3808 SH SOLE 0 3808 0 0 SPDR MFS SYSTEMATIC GROWTH EQUITY ETF ETF 78467V889 1240 15743 SH SOLE 0 15743 0 0 SPDR MFS SYSTEMATIC VALUE EQUITY ETF ETF 78467V871 321 4952 SH SOLE 0 4952 0 0 SPDR S&P 500 ETF ETF 78462F103 3044 11569 SH SOLE 0 11569 0 0 SPDR S&P DIVIDEND ETF ETF 78464A763 1504 16492 SH SOLE 0 16492 0 0 SPECTRA ENERGY PARTNERS LP COM MLP 84756N109 967 28765 SH SOLE 0 28765 0 0 SQUARE INC CL A COMMON STOCK 852234103 256 5208 SH SOLE 0 5208 0 0 STANLEY BLACK & DECKER INC COM COMMON STOCK 854502101 254 1663 SH SOLE 0 1663 0 0 STARBUCKS CORP COM COMMON STOCK 855244109 1254 21666 SH SOLE 0 21666 0 0 STATOIL ASA SPONSORED ADR ADR 85771P102 373 15785 SH SOLE 0 15785 0 0 STRYKER CORP COM COMMON STOCK 863667101 339 2109 SH SOLE 0 2109 0 0 SUNCOR ENERGY INC NEW COM COMMON STOCK 867224107 241 6986 SH SOLE 0 956 0 6030 SYSCO CORP COM COMMON STOCK 871829107 758 12652 SH SOLE 0 12652 0 0 TC PIPELINES LP UT COM LTD PRT MLP 87233Q108 248 7175 SH SOLE 0 7175 0 0 TARGET CORP COM COMMON STOCK 87612E106 512 7388 SH SOLE 0 7388 0 0 TELEFONICA S A ADR REPRSTG ADR 879382208 108 10948 SH SOLE 0 10948 0 0 TESLA INC COM COMMON STOCK 88160R101 463 1743 SH SOLE 0 1743 0 0 TETRA TECH INC NEW COMMON STOCK 88162G103 220 4500 SH SOLE 0 4500 0 0 TEXAS INSTRS INC COM COMMON STOCK 882508104 526 5072 SH SOLE 0 5073 0 0 THERMO FISHER SCIENTIFIC INC COM COMMON STOCK 883556102 274 1331 SH SOLE 0 1331 0 0 TJX COS INC NEW COM COMMON STOCK 872540109 298 3657 SH SOLE 0 3657 0 0 TORONTO DOMINION BK ONT COM NEW COMMON STOCK 891160509 597 10200 SH SOLE 0 10220 0 0 TOWN SPORTS INTL HLDGS INC COMMON STOCK 89214A102 148 19500 SH SOLE 0 19500 0 0 TRANSCANADA CORP COM COMMON STOCK 89353D107 299 7250 SH SOLE 0 7250 0 0 TRAVELERS COMPANIES INC COM COMMON STOCK 89417E109 290 2095 SH SOLE 0 2095 0 0 TRAVELPORT WORLDWIDE LTD COMMON STOCK G9019D104 171 10476 SH SOLE 0 10476 0 0 UNITED PARCEL SERVICE INC CL B COMMON STOCK 911312106 2128 20335 SH SOLE 0 20335 0 0 UNITED TECHNOLOGIES CORP COM. COMMON STOCK 913017109 1336 10779 SH SOLE 0 10578 0 46 UNITED STATES OIL FUND, LP COMMON STOCK 98923T104 663 241215 SH SOLE 0 241215 0 0 UNITEDHEALTH GROUP COMMON STOCK 91324P104 641 13542 SH SOLE 0 2999 0 33 US BANCORP DEL COM NEW COMMON STOCK 902973304 566 11216 SH SOLE 0 11148 0 68 UTILITIES SELECT SECTOR SPDR ETF ETF 81369Y886 1042 20624 SH SOLE 0 20624 0 0 V F CORP COM COMMON STOCK 918204108 533 7202 SH SOLE 0 7202 0 0 VANECK VECTORS INVESTMENT GRADE ETF 92189F486 542 21482 SH SOLE 0 21482 0 0 VANECK VECTORS MORNINGSTAR WIDE MOAT ETF ETF 92189F643 244 5900 SH SOLE 0 5900 0 0 VANGUARD DIVIDEND APPRECIATION INDEX FUND ETF 921908844 603 5969 SH SOLE 0 5932 0 37 VANGUARD EXTENDED MARKET INDEX FUND ETF 922908652 202 1812 SH SOLE 0 1812 0 0 VANGUARD FTSE ALL WORLD EX ETF 922042775 563 10356 SH SOLE 0 10356 0 0 VANGUARD FTSE DEVELOPED MARKET ETF ETF 921943858 927 20955 SH SOLE 0 20955 0 0 VANGUARD FTSE EMERGING MARKETS ETF ETF 922042858 574 12239 SH SOLE 0 12239 0 0 VANGUARD GROWTH ETF ETF 922908736 291 2054 SH SOLE 0 1941 0 113 VANGUARD FTSE DEVELOPED MARKETS ETF ETF 921943858 643 14345 SH SOLE 0 14345 0 0 VANGUARD HIGH DIVIDEND YIELD INDEX FUND ETF 921946406 846 10266 SH SOLE 0 10266 0 0 VANGUARD INFORMATION TECHNOLOGY INDEX FUND ETF 92204A702 575 3363 SH SOLE 0 3363 0 0 VANGUARD MID-CAP INDEX FUND ETF 922908629 393 2550 SH SOLE 0 2504 0 46 VANGUARD REIT ETF ETF 922908553 850 11273 SH SOLE 0 11273 0 0 VANGUARD S&P 500 ETF ETF 922908363 2236 9237 SH SOLE 0 9237 0 0 VANGUARD SHORT TERM CORP BOND ETF 92206C409 216 2755 SH SOLE 0 2755 0 0 VANGUARD SMALL-CAP INDEX FUND ETF 922908751 576 3926 SH SOLE 0 3926 0 0 VANGUARD TOTAL BOND MARKET ETF ETF 921937835 418 5232 SH SOLE 0 5232 0 0 VANGUARD TOTAL INTERNATIONAL BOND ETF ETF 92203J407 233 4267 SH SOLE 0 4267 0 0 VANGUARD TOTAL STOCK MARKET INDEX FUND ETF 922908769 4392 35522 SH SOLE 0 32367 0 0 VANGUARD VALUE ETF ETF 922908744 202 1960 SH SOLE 0 1820 0 140 VENTAS INC COM REIT 92276F100 363 7337 SH SOLE 0 7337 0 0 VERIZON COMMUNICATIONS COMMON STOCK 92343V104 4267 89238 SH SOLE 0 89238 0 0 VIRNETX HLDG CORP COM COMMON STOCK 92823T108 221 56200 SH SOLE 0 56200 0 0 VISA INC COM CL A COMMON STOCK 92826C839 801 6696 SH SOLE 0 6664 0 32 WP CAREY INC COM REIT 92936U109 520 8389 SH SOLE 0 8389 0 0 WAL-MART STORES INC COM COMMON STOCK 931142103 1265 14225 SH SOLE 0 14225 0 0 WASTE MGMT INC DEL COM COMMON STOCK 94106L109 201 2393 SH SOLE 0 2393 0 0 WEC ENERGY GROUP INC COM COMMON STOCK 92939U106 589 9399 SH SOLE 0 9399 0 0 WELLS FARGO & CO NEW COM COMMON STOCK 949746101 2499 47697 SH SOLE 0 47697 0 0 WEYERHAEUSER CO COM REIT 962166104 2200 62871 SH SOLE 0 62871 0 0 WISDOMTREE EUROPE HEDGED EQUITY FUND ETF 97717X701 881 14056 SH SOLE 0 14056 0 0 XCEL ENERGY INC COM COMMON STOCK 98389B100 251 5525 SH SOLE 0 5525 0 0 YAHOO INC CEF 021346101 251 3391 SH SOLE 0 3391 0 0 ZEDGE INC CL B COMMON STOCK 98923T104 599 187315 SH SOLE 0 187315 0 0