0001398344-20-009594.txt : 20200507 0001398344-20-009594.hdr.sgml : 20200507 20200507104016 ACCESSION NUMBER: 0001398344-20-009594 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200507 DATE AS OF CHANGE: 20200507 EFFECTIVENESS DATE: 20200507 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Aptus Capital Advisors, LLC CENTRAL INDEX KEY: 0001664193 IRS NUMBER: 462433783 STATE OF INCORPORATION: AL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19129 FILM NUMBER: 20855067 BUSINESS ADDRESS: STREET 1: 265 YOUNG STREET CITY: FAIRHOPE STATE: AL ZIP: 36532 BUSINESS PHONE: (251) 517-7198 MAIL ADDRESS: STREET 1: 265 YOUNG STREET CITY: FAIRHOPE STATE: AL ZIP: 36532 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001664193 XXXXXXXX 03-31-2020 03-31-2020 false Aptus Capital Advisors, LLC

265 YOUNG STREET FAIRHOPE AL 36532

13F HOLDINGS REPORT 028-19129 N Beckham D. Wyrick, Jr 251-517-7198 /s/ Beckham D. Wyrick, Jr Fairhope AL 05-06-2020 0 415 1156929 INFORMATION TABLE 2 fp0052669_13fhr-table.xml 13F INFORMATION TABLE ABBOTT LABS COM 002824100 2587 32780 SH SOLE 30891 0 1889 ABBVIE INC COM 00287Y109 2109 27689 SH SOLE 26010 0 1679 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 4169 25539 SH SOLE 24804 0 735 ADOBE INC COM 00724F101 2032 6385 SH SOLE 6082 0 303 ADOBE INC COM 00724F101 5187 16300 SH Call SOLE 16300 0 0 AIR PRODS & CHEMS INC COM 009158106 2067 10358 SH SOLE 9524 0 834 ALGONQUIN PWR UTILS CORP COM 015857105 919 68595 SH SOLE 68595 0 0 ALLIANZGI NFJ DIVID INT & PR COM 01883A107 163 17034 SH SOLE 0 0 17034 ALPHABET INC CAP STK CL C 02079K107 4231 3639 SH SOLE 3391 0 248 ALPHABET INC CAP STK CL A 02079K305 385 332 SH SOLE 0 0 332 ALTRIA GROUP INC COM 02209S103 2494 64521 SH SOLE 53174 0 11347 AMAZON COM INC COM 023135106 8082 4146 SH SOLE 3134 0 1012 AMAZON COM INC COM 023135106 12088 6200 SH Call SOLE 6200 0 0 AMERICAN ELEC PWR CO INC COM 025537101 212 2661 SH SOLE 0 0 2661 AMERICAN TOWER CORP NEW COM 03027X100 5499 25259 SH SOLE 20446 0 4813 AMERICOLD RLTY TR COM 03064D108 727 21347 SH SOLE 21347 0 0 AMERISAFE INC COM 03071H100 685 10625 SH SOLE 10625 0 0 AMGEN INC COM 031162100 2368 11686 SH SOLE 11055 0 631 ANALOG DEVICES INC COM 032654105 1828 20398 SH SOLE 20126 0 272 ANNALY CAPITAL MANAGEMENT IN COM 035710409 52 10300 SH SOLE 0 0 10300 APPLE INC COM 037833100 11368 44707 SH SOLE 26620 0 18087 APPLE INC COM 037833100 6052 23800 SH Call SOLE 23800 0 0 APPLIED MATLS INC COM 038222105 2048 44729 SH SOLE 43529 0 1200 APTARGROUP INC COM 038336103 719 7225 SH SOLE 7225 0 0 ARK ETF TR INNOVATION ETF 00214Q104 242 5519 SH SOLE 0 0 5519 AT&T INC COM 00206R102 4429 151954 SH SOLE 130001 0 21953 ATLANTICA YIELD PLC SHS G0751N103 633 28366 SH SOLE 28366 0 0 AUBURN NATL BANCORP COM 050473107 1291 30763 SH SOLE 0 0 30763 AUTOMATIC DATA PROCESSING IN COM 053015103 4773 34925 SH SOLE 33881 0 1044 AUTOMATIC DATA PROCESSING IN COM 053015103 6178 45200 SH Call SOLE 45200 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 3519 19252 SH SOLE 12269 0 6983 BG STAFFING INC COM 05544A109 309 41358 SH SOLE 41358 0 0 BGC PARTNERS INC CL A 05541T101 305 121000 SH SOLE 121000 0 0 BIOGEN INC COM 09062X103 2792 8826 SH SOLE 8673 0 153 BK OF AMERICA CORP COM 060505104 322 15200 SH SOLE 0 0 15200 BLACKROCK INC COM 09247X101 5383 12237 SH SOLE 10069 0 2168 BLACKROCK INVT QUALITY MUN T COM 09247D105 206 13675 SH SOLE 0 0 13675 BLACKSTONE MTG TR INC COM CL A 09257W100 329 17680 SH SOLE 17680 0 0 BOEING CO COM 097023105 259 1738 SH SOLE 0 0 1738 BRIGHAM MINERALS INC CL A COM 10918L103 385 46531 SH SOLE 46531 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 2437 43730 SH SOLE 42097 0 1633 BRISTOL-MYERS SQUIBB CO RIGHT 99/99/9999 110122157 1 425 SH SOLE 0 0 425 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 2782 29349 SH SOLE 21472 0 7877 CARETRUST REIT INC COM 14174T107 454 30685 SH SOLE 30685 0 0 CARLISLE COS INC COM 142339100 650 5185 SH SOLE 5185 0 0 CAROLINA FINL CORP NEW COM 143873107 372 14376 SH SOLE 14376 0 0 CHEMED CORP NEW COM 16359R103 3695 8530 SH SOLE 8530 0 0 CHEVRON CORP NEW COM 166764100 367 5068 SH SOLE 0 0 5068 CHUBB LIMITED COM H1467J104 2010 17997 SH SOLE 17252 0 745 CHURCHILL DOWNS INC COM 171484108 808 7845 SH SOLE 7845 0 0 CISCO SYS INC COM 17275R102 409 10417 SH SOLE 0 0 10417 COCA COLA CO COM 191216100 406 9188 SH SOLE 0 0 9188 COLUMBIA SPORTSWEAR CO COM 198516106 487 6983 SH SOLE 6983 0 0 COMCAST CORP NEW CL A 20030N101 4097 119189 SH SOLE 111862 0 7327 COMMUNITY HEALTHCARE TR INC COM 20369C106 659 17207 SH SOLE 17207 0 0 CONAGRA BRANDS INC COM 205887102 1054 35934 SH SOLE 0 0 35934 COPART INC COM 217204106 629 9185 SH SOLE 0 0 9185 COSTCO WHSL CORP NEW COM 22160K105 4535 15909 SH SOLE 15026 0 883 COSTCO WHSL CORP NEW COM 22160K105 6786 23800 SH Call SOLE 23800 0 0 CRANE CO COM 224399105 297 6035 SH SOLE 6035 0 0 DHT HOLDINGS INC SHS NEW Y2065G121 729 95044 SH SOLE 95044 0 0 DIAGEO P L C SPON ADR NEW 25243Q205 209 1650 SH SOLE 0 0 1650 DISNEY WALT CO COM DISNEY 254687106 514 5324 SH SOLE 0 0 5324 DOLBY LABORATORIES INC COM CL A 25659T107 567 10456 SH SOLE 10456 0 0 DOLLAR GEN CORP NEW COM 256677105 5332 35311 SH SOLE 30443 0 4868 DOMINOS PIZZA INC COM 25754A201 2915 8994 SH SOLE 8994 0 0 DOUBLELINE INCOME SOLUTIONS COM 258622109 460 34521 SH SOLE 0 0 34521 DUKE ENERGY CORP NEW COM NEW 26441C204 412 5096 SH SOLE 0 0 5096 EASTGROUP PPTY INC COM 277276101 599 5735 SH SOLE 5735 0 0 EATON VANCE TX MGD DIV EQ IN COM 27828N102 1783 191335 SH SOLE 0 0 191335 ENCOMPASS HEALTH CORP COM 29261A100 708 11050 SH SOLE 11050 0 0 ENSIGN GROUP INC COM 29358P101 848 22547 SH SOLE 22547 0 0 ESSENTIAL PPTYS RLTY TR INC COM 29670E107 413 31630 SH SOLE 31630 0 0 ETF MANAGERS TR PRIME MOBILE PAY 26924G409 600 16109 SH SOLE 0 0 16109 ETF MANAGERS TR ETFMG ALTR HRVST 26924G508 0 55 SH SOLE 0 0 55 ETF MANAGERS TR ETHO CLIMATE LEA 26924G888 8 253 SH SOLE 0 0 253 ETF SER SOLUTIONS APTUS COLLARED 26922A222 79851 3325744 SH SOLE 0 0 3325744 ETF SER SOLUTIONS APTUS DEFINED 26922A388 155202 5527149 SH SOLE 0 0 5527149 ETF SER SOLUTIONS OPUS SML CP VL 26922A446 24814 1327625 SH SOLE 0 0 1327625 ETF SER SOLUTIONS APTUS DRAWDOWN 26922A784 70600 2509782 SH SOLE 0 0 2509782 EXCHANGE TRADED CONCEPTS TR INNOVATION SHS 301505764 48 2000 SH SOLE 0 0 2000 EXCHANGE TRADED CONCEPTS TR EMQQ EM INTERN 301505889 193 6128 SH SOLE 0 0 6128 EXXON MOBIL CORP COM 30231G102 364 9603 SH SOLE 0 0 9603 FACEBOOK INC CL A 30303M102 2362 14166 SH SOLE 12916 0 1250 FIDELITY NATL INFORMATION SV COM 31620M106 2179 17920 SH SOLE 17552 0 368 FIRST TR EXCH TRADED FD III MANAGD MUN ETF 33739N108 420 7775 SH SOLE 0 0 7775 FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 7 283 SH SOLE 0 0 283 FIRST TR EXCHANGE TRADED FD DJ GLBL DIVID 33734X200 9 616 SH SOLE 0 0 616 FIRST TR EXCHANGE TRADED FD INDXX NAT RE ETF 33734X838 172 20444 SH SOLE 0 0 20444 FIRST TR EXCHANGE TRADED FD NASDAQ CYB ETF 33734X846 72 2800 SH SOLE 0 0 2800 FIRST TR EXCHANGE-TRADED FD CAP STRENGTH ETF 33733E104 11427 229918 SH SOLE 0 0 229918 FIRST TR EXCHANGE-TRADED FD DORSEY WRIGHT PE 33733E880 43 1731 SH SOLE 0 0 1731 FIRST TR EXCHANGE-TRADED FD NO AMER ENERGY 33738D101 215 12120 SH SOLE 0 0 12120 FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 69 1653 SH SOLE 0 0 1653 FIRST TR EXCHANGE-TRADED FD MULTI ASSET DI 33738R100 61 5284 SH SOLE 0 0 5284 FIRST TR EXCHANGE-TRADED FD NASD TECH DIV 33738R118 31 889 SH SOLE 0 0 889 FIRST TR EXCHANGE-TRADED FD RISNG DIVD ACHIV 33738R506 41 1628 SH SOLE 0 0 1628 FIRST TR EXCHANGE-TRADED FD DORSEY WRT 5 ETF 33738R605 407 15855 SH SOLE 0 0 15855 FIRST TR EXCHANGE-TRADED FD DORSEY WRIGHT 33738R878 603 26854 SH SOLE 0 0 26854 FIRST TR EXCHANGE-TRADED FD DORSEY WRIGHT 33738R886 16 1229 SH SOLE 0 0 1229 FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 339 6650 SH SOLE 0 0 6650 FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 11241 190437 SH SOLE 0 0 190437 FIRST TR MORNINGSTAR DIVID L SHS 336917109 627 28108 SH SOLE 0 0 28108 FIRST TR NAS100 EQ WEIGHTED SHS 337344105 2003 32159 SH SOLE 0 0 32159 FIRSTCASH INC COM 33767D105 537 7488 SH SOLE 7488 0 0 FISERV INC COM 337738108 2204 23211 SH SOLE 22752 0 459 FLIR SYS INC COM 302445101 475 14918 SH SOLE 14677 0 241 FORWARD AIR CORP COM 349853101 586 11560 SH SOLE 11560 0 0 GENERAL ELECTRIC CO COM 369604103 104 13172 SH SOLE 0 0 13172 GENERAL MLS INC COM 370334104 231 4388 SH SOLE 0 0 4388 GENESIS HEALTHCARE INC CL A COM 37185X106 10 12300 SH SOLE 0 0 12300 GERMAN AMERN BANCORP INC COM 373865104 497 18105 SH SOLE 18105 0 0 GILDAN ACTIVEWEAR INC COM 375916103 246 19295 SH SOLE 19295 0 0 GILEAD SCIENCES INC COM 375558103 282 3775 SH SOLE 0 0 3775 GLOBAL X FDS US PFD ETF 37954Y657 1277 58370 SH SOLE 0 0 58370 GLOBE LIFE INC COM 37959E102 971 13501 SH SOLE 0 0 13501 GOLDMAN SACHS GROUP INC COM 38141G104 235 1521 SH SOLE 0 0 1521 GRUPO AEROPORTUARIO DEL CENT SPON ADR 400501102 387 14365 SH SOLE 14365 0 0 HANNON ARMSTRONG SUST INFR C COM 41068X100 399 19890 SH SOLE 19890 0 0 HANOVER INS GROUP INC COM 410867105 485 5355 SH SOLE 5355 0 0 HASBRO INC COM 418056107 806 11267 SH SOLE 11110 0 157 HEXCEL CORP NEW COM 428291108 395 10629 SH SOLE 10629 0 0 HILL ROM HLDGS INC COM 431475102 682 6777 SH SOLE 6777 0 0 HINGHAM INSTN SVGS MASS COM 433323102 468 3230 SH SOLE 3230 0 0 HOME DEPOT INC COM 437076102 6209 33258 SH SOLE 25682 0 7576 HONEYWELL INTL INC COM 438516106 2102 15716 SH SOLE 15414 0 302 HUBBELL INC COM 443510607 546 4760 SH SOLE 4760 0 0 ICF INTL INC COM 44925C103 495 7201 SH SOLE 7142 0 59 INDEPENDENT BANK CORP MASS COM 453836108 460 7140 SH SOLE 7140 0 0 INTEL CORP COM 458140100 3643 67330 SH SOLE 37684 0 29646 INTEL CORP COM 458140100 8989 166100 SH Call SOLE 166100 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 2298 20713 SH SOLE 18306 0 2407 INTUITIVE SURGICAL INC COM NEW 46120E602 243 491 SH SOLE 0 0 491 INVESCO ACTIVELY MANAGED ETF VAR RATE INVT 46090A879 1236 54370 SH SOLE 0 0 54370 INVESCO ACTIVELY MANAGED ETF ULTRA SHRT DUR 46090A887 5 108 SH SOLE 0 0 108 INVESCO EXCH TRD SLF IDX FD BULSHS 2020 CB 46138J502 62007 2951346 SH SOLE 2887500 0 63846 INVESCO EXCH TRD SLF IDX FD BULSHS 2021 CB 46138J700 31614 1507650 SH SOLE 1443750 0 63900 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 CB 46138J882 1339 63239 SH SOLE 0 0 63239 INVESCO EXCHANGE TRADED FD T AEROSPACE DEFN 46137V100 623 12501 SH SOLE 0 0 12501 INVESCO EXCHANGE TRADED FD T S&P SML 600 EQ 46137V183 17 493 SH SOLE 0 0 493 INVESCO EXCHANGE TRADED FD T S&P500 QUALITY 46137V241 92 3106 SH SOLE 0 0 3106 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 217 2591 SH SOLE 0 0 2591 INVESCO EXCHANGE TRADED FD T S&P MDCP MOMNTUM 46137V464 4 91 SH SOLE 0 0 91 INVESCO EXCHANGE-TRADED FD T S&P500 LOW VOL 46138E354 209 4465 SH SOLE 0 0 4465 INVESCO EXCHANGE-TRADED FD T S&P500 HDL VOL 46138E362 1 58 SH SOLE 0 0 58 INVESCO EXCHANGE-TRADED FD T CEF INM COMPSI 46138E404 3 193 SH SOLE 0 0 193 INVESCO EXCHANGE-TRADED FD T PFD ETF 46138E511 33 2530 SH SOLE 0 0 2530 INVESCO EXCHANGE-TRADED FD T EMRNG MKT SVRG 46138E784 52 2199 SH SOLE 0 0 2199 INVESCO QQQ TR UNIT SER 1 46090E103 73 387 SH SOLE 0 0 387 INVESCO QQQ TR UNIT SER 1 46090E103 57120 300000 SH Put SOLE 300000 0 0 ISHARES TR S&P 100 ETF 464287101 666 5616 SH SOLE 0 0 5616 ISHARES TR CORE S&P TTL STK 464287150 1 29 SH SOLE 0 0 29 ISHARES TR SELECT DIVID ETF 464287168 28 382 SH SOLE 0 0 382 ISHARES TR TIPS BD ETF 464287176 34 305 SH SOLE 0 0 305 ISHARES TR CHINA LG-CAP ETF 464287184 3 80 SH SOLE 0 0 80 ISHARES TR TRANS AVG ETF 464287192 0 02 SH SOLE 0 0 2 ISHARES TR CORE S&P500 ETF 464287200 332 1286 SH SOLE 0 0 1286 ISHARES TR CORE US AGGBD ET 464287226 31 274 SH SOLE 0 0 274 ISHARES TR MSCI EMG MKT ETF 464287234 46 1043 SH SOLE 0 0 1043 ISHARES TR IBOXX INV CP ETF 464287242 53 430 SH SOLE 0 0 430 ISHARES TR GLOBAL TECH ETF 464287291 5 30 SH SOLE 0 0 30 ISHARES TR S&P 500 GRWT ETF 464287309 11 72 SH SOLE 0 0 72 ISHARES TR GLOBAL ENERG ETF 464287341 255 15100 SH SOLE 0 0 15100 ISHARES TR S&P 500 VAL ETF 464287408 4 49 SH SOLE 0 0 49 ISHARES TR 20 YR TR BD ETF 464287432 15 92 SH SOLE 0 0 92 ISHARES TR BARCLAYS 7 10 YR 464287440 12 107 SH SOLE 0 0 107 ISHARES TR 1 3 YR TREAS BD 464287457 66 766 SH SOLE 0 0 766 ISHARES TR MSCI EAFE ETF 464287465 35 537 SH SOLE 0 0 537 ISHARES TR RUS MDCP VAL ETF 464287473 139 2169 SH SOLE 0 0 2169 ISHARES TR RUS MD CP GR ETF 464287481 181 1496 SH SOLE 0 0 1496 ISHARES TR RUS MID CAP ETF 464287499 367 8516 SH SOLE 0 0 8516 ISHARES TR CORE S&P MCP ETF 464287507 46 326 SH SOLE 0 0 326 ISHARES TR NASDAQ BIOTECH 464287556 42 396 SH SOLE 0 0 396 ISHARES TR U.S. CNSM SV ETF 464287580 80 455 SH SOLE 0 0 455 ISHARES TR RUS 1000 VAL ETF 464287598 188 1896 SH SOLE 0 0 1896 ISHARES TR S&P MC 400GR ETF 464287606 2 12 SH SOLE 0 0 12 ISHARES TR RUS 1000 GRW ETF 464287614 302 2007 SH SOLE 0 0 2007 ISHARES TR RUS 1000 ETF 464287622 1952 13796 SH SOLE 0 0 13796 ISHARES TR RUS 2000 VAL ETF 464287630 11 145 SH SOLE 0 0 145 ISHARES TR RUS 2000 GRW ETF 464287648 30 193 SH SOLE 0 0 193 ISHARES TR RUSSELL 2000 ETF 464287655 58 426 SH SOLE 0 0 426 ISHARES TR S&P MC 400VL ETF 464287705 1 18 SH SOLE 0 0 18 ISHARES TR U.S. REAL ES ETF 464287739 0 11 SH SOLE 0 0 11 ISHARES TR CORE S&P SCP ETF 464287804 123 2197 SH SOLE 0 0 2197 ISHARES TR EUROPE ETF 464287861 319 9046 SH SOLE 0 0 9046 ISHARES TR MSCI AC ASIA ETF 464288182 24 404 SH SOLE 0 0 404 ISHARES TR EAFE SML CP ETF 464288273 41 935 SH SOLE 0 0 935 ISHARES TR JPMORGAN USD EMG 464288281 237 2458 SH SOLE 0 0 2458 ISHARES TR NATIONAL MUN ETF 464288414 35 317 SH SOLE 0 0 317 ISHARES TR IBOXX HI YD ETF 464288513 27 360 SH SOLE 0 0 360 ISHARES TR MSCI KLD400 SOC 464288570 31 323 SH SOLE 0 0 323 ISHARES TR MBS ETF 464288588 0 04 SH SOLE 0 0 4 ISHARES TR 3 7 YR TREAS BD 464288661 12 91 SH SOLE 0 0 91 ISHARES TR PFD AND INCM SEC 464288687 339 10659 SH SOLE 0 0 10659 ISHARES TR MSCI USA ESG SLC 464288802 28 263 SH SOLE 0 0 263 ISHARES TR U.S. MED DVC ETF 464288810 4 20 SH SOLE 0 0 20 ISHARES TR US HLTHCR PR ETF 464288828 1 07 SH SOLE 0 0 7 ISHARES TR EAFE VALUE ETF 464288877 2 62 SH SOLE 0 0 62 ISHARES TR US TREAS BD ETF 46429B267 389 13905 SH SOLE 0 0 13905 ISHARES TR MSCI INDIA ETF 46429B598 1 64 SH SOLE 0 0 64 ISHARES TR CORE HIGH DV ETF 46429B663 15 215 SH SOLE 0 0 215 ISHARES TR MSCI MIN VOL ETF 46429B697 1562 28936 SH SOLE 0 0 28936 ISHARES TR 0-5YR HI YL CP 46434V407 64 1577 SH SOLE 0 0 1577 ISHARES TR INTL QLTY FACTOR 46434V456 50 1954 SH SOLE 0 0 1954 ISHARES TR CORE DIV GRWTH 46434V621 0 00 SH SOLE 0 0 0 ISHARES TR GLOBAL REIT ETF 46434V647 12 676 SH SOLE 0 0 676 ISHARES TR ULTR SH TRM BD 46434V878 7790 155975 SH SOLE 0 0 155975 ISHARES TR IBONDS DEC20 ETF 46434VAQ3 29141 1158377 SH SOLE 1158377 0 0 ISHARES TR IBONDS DEC23 ETF 46434VAX8 30027 1204113 SH SOLE 1204113 0 0 ISHARES TR IBONDS DEC22 ETF 46434VBA7 29897 1208879 SH SOLE 1208879 0 0 ISHARES TR IBONDS DEC21 ETF 46434VBK5 29970 1218558 SH SOLE 1218558 0 0 ISHARES TR BROAD USD HIGH 46435U853 236 6673 SH SOLE 0 0 6673 ISHARES U S ETF TR SHT MAT BD ETF 46431W507 448 9249 SH SOLE 0 0 9249 J P MORGAN EXCHANGE-TRADED F DIV RTN INT EQ 46641Q209 117 2729 SH SOLE 0 0 2729 J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 8211 165317 SH SOLE 0 0 165317 JOHNSON & JOHNSON COM 478160104 5037 38416 SH SOLE 32706 0 5710 JPMORGAN CHASE & CO COM 46625H100 5071 56331 SH SOLE 40238 0 16093 KADANT INC COM 48282T104 470 6290 SH SOLE 6290 0 0 KAISER ALUMINUM CORP COM PAR $0.01 483007704 371 5355 SH SOLE 5355 0 0 LADDER CAP CORP CL A 505743104 182 38350 SH SOLE 38350 0 0 LAKELAND FINL CORP COM 511656100 475 12920 SH SOLE 12920 0 0 LAM RESEARCH CORP COM 512807108 4320 18003 SH SOLE 17835 0 168 LATTICE STRATEGIES TR HARTFORD MLT ETF 518416102 12593 571394 SH SOLE 0 0 571394 LAUDER ESTEE COS INC CL A 518439104 1908 11978 SH SOLE 11668 0 310 LILLY ELI & CO COM 532457108 2267 16347 SH SOLE 14024 0 2323 LOCKHEED MARTIN CORP COM 539830109 2151 6348 SH SOLE 6102 0 246 LOGITECH INTL S A SHS H50430232 775 18050 SH SOLE 18050 0 0 LOWES COS INC COM 548661107 255 2969 SH SOLE 0 0 2969 MAGIC SOFTWARE ENTERPRISES L ORD 559166103 474 58920 SH SOLE 58920 0 0 MASTERCARD INC CL A 57636Q104 4280 17717 SH SOLE 16934 0 783 MCDONALDS CORP COM 580135101 2340 14151 SH SOLE 11562 0 2589 MERCK & CO. INC COM 58933Y105 571 7426 SH SOLE 0 0 7426 MICROSOFT CORP COM 594918104 9871 62595 SH SOLE 47150 0 15445 MICROSOFT CORP COM 594918104 7759 49200 SH Call SOLE 49200 0 0 MID AMER APT CMNTYS INC COM 59522J103 1941 18842 SH SOLE 18842 0 0 MOBILE MINI INC COM 60740F105 545 20788 SH SOLE 20788 0 0 MSC INDL DIRECT INC CL A 553530106 374 6800 SH SOLE 6800 0 0 MSCI INC COM 55354G100 2866 9919 SH SOLE 9919 0 0 NATIONAL STORAGE AFFILIATES COM SHS BEN IN 637870106 496 16750 SH SOLE 16750 0 0 NETFLIX INC COM 64110L106 2569 6842 SH SOLE 6782 0 60 NETFLIX INC COM 64110L106 6459 17200 SH Call SOLE 17200 0 0 NEXPOINT RESIDENTIAL TR INC COM 65341D102 337 13350 SH SOLE 13350 0 0 NEXTERA ENERGY INC COM 65339F101 4904 20385 SH SOLE 19821 0 564 NEXTERA ENERGY PARTNERS LP COM UNIT PART IN 65341B106 830 19309 SH SOLE 19260 0 49 NIC INC COM 62914B100 966 41986 SH SOLE 41986 0 0 NORDSON CORP COM 655663102 643 4760 SH SOLE 4760 0 0 NORFOLK SOUTHERN CORP COM 655844108 411 2821 SH SOLE 0 0 2821 NORTHROP GRUMMAN CORP COM 666807102 2063 6822 SH SOLE 6314 0 508 NOVARTIS A G SPONSORED ADR 66987V109 214 2597 SH SOLE 0 0 2597 NUVEEN MUNICIPAL CREDIT INC COM SH BEN INT 67070X101 188 13430 SH SOLE 0 0 13430 NVIDIA CORP COM 67066G104 3450 13090 SH SOLE 11023 0 2067 NVIDIA CORP COM 67066G104 6458 24500 SH Call SOLE 24500 0 0 OSI ETF TR OSHARES FTSE 67110P100 431 20595 SH SOLE 0 0 20595 OSI ETF TR OSHARS FTSE US 67110P407 8 278 SH SOLE 0 0 278 OUTFRONT MEDIA INC COM 69007J106 361 26790 SH SOLE 26790 0 0 OWENS CORNING NEW COM 690742101 509 13124 SH SOLE 13124 0 0 PACIFIC PREMIER BANCORP COM 69478X105 325 17267 SH SOLE 17267 0 0 PACKAGING CORP AMER COM 695156109 686 7901 SH SOLE 0 0 7901 PAYCHEX INC COM 704326107 2178 34620 SH SOLE 33184 0 1436 PAYPAL HLDGS INC COM 70450Y103 2525 26372 SH SOLE 23789 0 2583 PAYPAL HLDGS INC COM 70450Y103 5878 61400 SH Call SOLE 61400 0 0 PEPSICO INC COM 713448108 4189 34888 SH SOLE 31616 0 3272 PEPSICO INC COM 713448108 7891 65700 SH Call SOLE 65700 0 0 PFIZER INC COM 717081103 2240 68651 SH SOLE 59736 0 8915 PHILIP MORRIS INTL INC COM 718172109 2206 30236 SH SOLE 28902 0 1334 POOL CORPORATION COM 73278L105 3338 16963 SH SOLE 16846 0 117 PREFERRED BK LOS ANGELES CA COM NEW 740367404 354 10455 SH SOLE 10455 0 0 PRICE T ROWE GROUP INC COM 74144T108 1821 18646 SH SOLE 18624 0 22 PROCTER & GAMBLE CO COM 742718109 818 7438 SH SOLE 0 0 7438 PROGRESSIVE CORP OHIO COM 743315103 1873 25368 SH SOLE 25368 0 0 QUALCOMM INC COM 747525103 2200 32521 SH SOLE 27830 0 4691 RAYTHEON CO COM NEW 755111507 2581 19687 SH SOLE 19131 0 556 RCI HOSPITALITY HLDGS INC COM 74934Q108 339 33954 SH SOLE 33954 0 0 REGIONS FINANCIAL CORP NEW COM 7591EP100 178 19933 SH SOLE 0 0 19933 RELIANCE STEEL & ALUMINUM CO COM 759509102 402 4590 SH SOLE 4590 0 0 ROPER TECHNOLOGIES INC COM 776696106 2968 9519 SH SOLE 7212 0 2307 ROYAL BK CDA COM 780087102 252 4108 SH SOLE 0 0 4108 ROYAL GOLD INC COM 780287108 574 6550 SH SOLE 6450 0 100 RPM INTL INC COM 749685103 602 10115 SH SOLE 10115 0 0 S&P GLOBAL INC COM 78409V104 2071 8452 SH SOLE 8452 0 0 SALESFORCE COM INC COM 79466L302 114 798 SH SOLE 0 0 798 SALESFORCE COM INC COM 79466L302 5356 37200 SH Call SOLE 37200 0 0 SAPIENS INTL CORP N V SHS G7T16G103 705 37071 SH SOLE 37071 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 95 1575 SH SOLE 0 0 1575 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 3295 53799 SH SOLE 0 0 53799 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 48 609 SH SOLE 0 0 609 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 15 348 SH SOLE 0 0 348 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 6 148 SH SOLE 0 0 148 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 95 1853 SH SOLE 0 0 1853 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 3684 178064 SH SOLE 0 0 178064 SCHWAB STRATEGIC TR SCHWB FDT EMK LG 808524730 34 1694 SH SOLE 0 0 1694 SCHWAB STRATEGIC TR SCHWB FDT INT SC 808524748 27 1176 SH SOLE 0 0 1176 SCHWAB STRATEGIC TR SCHWB FDT INT LG 808524755 451 21451 SH SOLE 0 0 21451 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 43 1695 SH SOLE 0 0 1695 SCHWAB STRATEGIC TR SCHWAB FDT US LG 808524771 67 2153 SH SOLE 0 0 2153 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 15 343 SH SOLE 0 0 343 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 84 3274 SH SOLE 0 0 3274 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 192 3555 SH SOLE 0 0 3555 SCHWAB STRATEGIC TR US REIT ETF 808524847 19 606 SH SOLE 0 0 606 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 22 442 SH SOLE 0 0 442 SCHWAB STRATEGIC TR US TIPS ETF 808524870 5 87 SH SOLE 0 0 87 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 26 1091 SH SOLE 0 0 1091 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 34 775 SH SOLE 0 0 775 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 93 1060 SH SOLE 0 0 1060 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 6 113 SH SOLE 0 0 113 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 71 728 SH SOLE 0 0 728 SELECT SECTOR SPDR TR ENERGY 81369Y506 20 704 SH SOLE 0 0 704 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 36 1769 SH SOLE 0 0 1769 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 6 112 SH SOLE 0 0 112 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 24 311 SH SOLE 0 0 311 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 67 1220 SH SOLE 0 0 1220 SERVISFIRST BANCSHARES INC COM 81768T108 640 21823 SH SOLE 21823 0 0 SMARTFINANCIAL INC COM NEW 83190L208 228 15002 SH SOLE 0 0 15002 SONOCO PRODS CO COM 835495102 402 8670 SH SOLE 8670 0 0 SOUTHERN CO COM 842587107 1393 25737 SH SOLE 0 0 25737 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 1977 9020 SH SOLE 0 0 9020 SPDR INDEX SHS FDS S&P GLBDIV ETF 78463X459 7 156 SH SOLE 0 0 156 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 7211 253389 SH SOLE 0 0 253389 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 8 239 SH SOLE 0 0 239 SPDR INDEX SHS FDS S&P EMKTSC ETF 78463X756 1 44 SH SOLE 0 0 44 SPDR INDEX SHS FDS S&P INTL ETF 78463X772 33 1085 SH SOLE 0 0 1085 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 2 126 SH SOLE 0 0 126 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 8971 374758 SH SOLE 0 0 374758 SPDR S&P 500 ETF TR TR UNIT 78462F103 2547 9884 SH SOLE 0 0 9884 SPDR S&P 500 ETF TR TR UNIT 78462F103 36085 140000 SH Put SOLE 140000 0 0 SPDR SER TR S&P 600 SMCP GRW 78464A201 0 10 SH SOLE 0 0 10 SPDR SER TR NUVEEN BBG BRCLY 78464A284 4 75 SH SOLE 0 0 75 SPDR SER TR BLMBRG BRC CNVRT 78464A359 112 2283 SH SOLE 0 0 2283 SPDR SER TR PORTFOLIO INTRMD 78464A375 96 2830 SH SOLE 0 0 2830 SPDR SER TR PRTFLO S&P500 GW 78464A409 96 2714 SH SOLE 0 0 2714 SPDR SER TR PRTFLO S&P500 VL 78464A508 6 250 SH SOLE 0 0 250 SPDR SER TR S&P TELECOM 78464A540 7 124 SH SOLE 0 0 124 SPDR SER TR HLTH CR EQUIP 78464A581 0 01 SH SOLE 0 0 1 SPDR SER TR PORTFOLIO AGRGTE 78464A649 1422 47077 SH SOLE 0 0 47077 SPDR SER TR PORTFLI TIPS ETF 78464A656 203 7000 SH SOLE 0 0 7000 SPDR SER TR PORTFOLIO LN TSR 78464A664 4 89 SH SOLE 0 0 89 SPDR SER TR S&P PHARMAC 78464A722 3 95 SH SOLE 0 0 95 SPDR SER TR PORTFOLI S&P1500 78464A805 776 24677 SH SOLE 0 0 24677 SPDR SER TR S&P 600 SML CAP 78464A813 13 270 SH SOLE 0 0 270 SPDR SER TR PORTFOLIO S&P400 78464A847 96 3808 SH SOLE 0 0 3808 SPDR SER TR PORTFOLIO S&P500 78464A854 12580 415879 SH SOLE 0 0 415879 SPDR SER TR PORTFOLIO SH TSR 78468R101 58 1893 SH SOLE 0 0 1893 SPDR SER TR BLOMBERG BRC INV 78468R200 44 1468 SH SOLE 0 0 1468 SPDR SER TR BLOOMBERG SRT TR 78468R408 105 4317 SH SOLE 0 0 4317 SPDR SER TR BLOOMBERG BRCLYS 78468R622 288 3417 SH SOLE 0 0 3417 SPDR SER TR SPDR BLOOMBERG 78468R663 259 2836 SH SOLE 0 0 2836 SPDR SER TR NUVEEN BRC MUNIC 78468R721 18 378 SH SOLE 0 0 378 SPDR SER TR SSGA GNDER ETF 78468R747 3 59 SH SOLE 0 0 59 SPDR SER TR PRTFLO S&P500 HI 78468R788 1073 43654 SH SOLE 0 0 43654 SPDR SER TR PORTFOLIO S&P600 78468R853 6 310 SH SOLE 0 0 310 STARBUCKS CORP COM 855244109 4326 65799 SH SOLE 58710 0 7089 STEWART INFORMATION SVCS COR COM 860372101 342 12835 SH SOLE 12835 0 0 STOCK YDS BANCORP INC COM 861025104 386 13345 SH SOLE 13345 0 0 STRYKER CORP COM 863667101 2135 12831 SH SOLE 12310 0 521 SYNNEX CORP COM 87162W100 342 4675 SH SOLE 4675 0 0 TARGET CORP COM 87612E106 2058 22139 SH SOLE 17876 0 4263 TERADYNE INC COM 880770102 2259 41717 SH SOLE 41692 0 25 TEXAS INSTRS INC COM 882508104 227 2272 SH SOLE 0 0 2272 TEXAS ROADHOUSE INC COM 882681109 576 13953 SH SOLE 13953 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 1830 6454 SH SOLE 6314 0 140 TORO CO COM 891092108 786 12079 SH SOLE 12079 0 0 TOUGHBUILT INDS INC COM 89157G207 1 10000 SH SOLE 0 0 10000 TOWNEBANK PORTSMOUTH VA COM 89214P109 277 15300 SH SOLE 15300 0 0 TRUIST FINL CORP COM 89832Q109 1687 54720 SH SOLE 0 0 54720 U S PHYSICAL THERAPY INC COM 90337L108 480 6962 SH SOLE 6962 0 0 UNION PAC CORP COM 907818108 2109 14957 SH SOLE 14772 0 185 UNITED PARCEL SERVICE INC CL B 911312106 1883 20165 SH SOLE 19054 0 1111 UNITED TECHNOLOGIES CORP COM 913017109 268 2848 SH SOLE 0 0 2848 UNITEDHEALTH GROUP INC COM 91324P102 5163 20705 SH SOLE 17354 0 3351 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 4 195 SH SOLE 0 0 195 VANECK VECTORS ETF TR ENVIRONMENTAL SV 92189F304 9 120 SH SOLE 0 0 120 VANECK VECTORS ETF TR FALLEN ANGEL HG 92189F437 1 70 SH SOLE 0 0 70 VANECK VECTORS ETF TR MORNINGSTAR WIDE 92189F643 826 18889 SH SOLE 0 0 18889 VANECK VECTORS ETF TR AGRIBUSINESS ETF 92189F700 3 62 SH SOLE 0 0 62 VANGUARD BD INDEX FDS LONG TERM BOND 921937793 29 322 SH SOLE 0 0 322 VANGUARD BD INDEX FDS INTERMED TERM 921937819 56 638 SH SOLE 0 0 638 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 170 2073 SH SOLE 0 0 2073 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 204 2401 SH SOLE 0 0 2401 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 5444 22991 SH SOLE 0 0 22991 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 21 263 SH SOLE 0 0 263 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 35 279 SH SOLE 0 0 279 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 92 1327 SH SOLE 0 0 1327 VANGUARD INDEX FDS SML CP GRW ETF 922908595 4 29 SH SOLE 0 0 29 VANGUARD INDEX FDS MID CAP ETF 922908629 1032 7843 SH SOLE 0 0 7843 VANGUARD INDEX FDS GROWTH ETF 922908736 296 1895 SH SOLE 0 0 1895 VANGUARD INDEX FDS VALUE ETF 922908744 252 2833 SH SOLE 0 0 2833 VANGUARD INDEX FDS SMALL CP ETF 922908751 749 6493 SH SOLE 0 0 6493 VANGUARD INDEX FDS TOTAL STK MKT 922908769 189 1473 SH SOLE 0 0 1473 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 2 34 SH SOLE 0 0 34 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 0 14 SH SOLE 0 0 14 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 321 9581 SH SOLE 0 0 9581 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 6 147 SH SOLE 0 0 147 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 203 2575 SH SOLE 0 0 2575 VANGUARD SCOTTSDALE FDS VNG RUS2000VAL 92206C649 0 04 SH SOLE 0 0 4 VANGUARD SCOTTSDALE FDS INTER TERM TREAS 92206C706 2 32 SH SOLE 0 0 32 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 92 1703 SH SOLE 0 0 1703 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 99 1138 SH SOLE 0 0 1138 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 3928 37997 SH SOLE 0 0 37997 VANGUARD STAR FDS VG TL INTL STK F 921909768 208 4963 SH SOLE 0 0 4963 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 234 7032 SH SOLE 0 0 7032 VERIZON COMMUNICATIONS INC COM 92343V104 2619 48750 SH SOLE 34150 0 14600 VISA INC COM CL A 92826C839 5309 32952 SH SOLE 26054 0 6898 WALMART INC COM 931142103 4930 43394 SH SOLE 37641 0 5753 WASHINGTON TR BANCORP COM 940610108 339 9265 SH SOLE 9265 0 0 WASTE MGMT INC DEL COM 94106L109 4658 50330 SH SOLE 40716 0 9614 WATSCO INC COM 942622200 815 5160 SH SOLE 5160 0 0 WELLS FARGO CO NEW COM 949746101 288 10063 SH SOLE 0 0 10063 WEST BANCORPORATION INC CAP STK 95123P106 389 23800 SH SOLE 23800 0 0 WESTERN ALLIANCE BANCORP COM 957638109 469 15318 SH SOLE 15318 0 0 WISDOMTREE TR ITL HDG QTLY DIV 97717X594 114 3770 SH SOLE 0 0 3770 WISDOMTREE TR EURO QTLY DIV GR 97717X610 12 559 SH SOLE 0 0 559 WISDOMTREE TR FLOATNG RAT TREA 97717X628 49 1990 SH SOLE 0 0 1990 WISDOMTREE TR US S CAP QTY DIV 97717X651 4 192 SH SOLE 0 0 192 WISDOMTREE TR US QTLY DIV GRT 97717X669 116 2993 SH SOLE 0 0 2993 WISDOMTREE TR WSDM EMKTBD FD 97717X784 29 475 SH SOLE 0 0 475