0001656537-17-000001.txt : 20170809
0001656537-17-000001.hdr.sgml : 20170809
20170809172625
ACCESSION NUMBER: 0001656537-17-000001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20161231
FILED AS OF DATE: 20170809
DATE AS OF CHANGE: 20170809
EFFECTIVENESS DATE: 20170809
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Regal Wealth Group, Inc.
CENTRAL INDEX KEY: 0001656537
IRS NUMBER: 061763159
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-18113
FILM NUMBER: 171018996
BUSINESS ADDRESS:
STREET 1: 12501 SEAL BEACH BOULEVARD
STREET 2: SUITE 280
CITY: SEAL BEACH
STATE: CA
ZIP: 90740
BUSINESS PHONE: 562-799-1929
MAIL ADDRESS:
STREET 1: 12501 SEAL BEACH BOULEVARD
STREET 2: SUITE 280
CITY: SEAL BEACH
STATE: CA
ZIP: 90740
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001656537
XXXXXXXX
12-31-2016
12-31-2016
Regal Wealth Group, Inc.
12501 SEAL BEACH BOULEVARD
SUITE 280
SEAL BEACH
CA
90740
13F HOLDINGS REPORT
028-18113
N
Bill Beeler
Chief Compliance Officer
(800) 381-7431
Bill Beeler
Seal Beach
CA
08-09-2017
0
164
123078
false
INFORMATION TABLE
2
regal4q16.xml
AT&T INC
COM
00206R102
340
7988
SH
SOLE
0
0
7988
ACUITY BRANDS INC
COM
00508Y102
3
12
SH
SOLE
0
0
12
ADVANSIX INC
COM
00773T101
0
7
SH
SOLE
0
0
7
AIR PRODS & CHEMS INC
COM
009158106
70
485
SH
SOLE
0
0
485
ALLSTATE CORP
COM
020002101
138
1860
SH
SOLE
0
0
1860
ALPHABET INC
CAP STK CL C
02079K107
21
27
SH
SOLE
0
0
27
ALPHABET INC
CAP STK CL A
02079K305
22
28
SH
SOLE
0
0
28
ALTRIA GROUP INC
COM
02209S103
14
202
SH
SOLE
0
0
202
AMAZON COM INC
COM
023135106
4
6
SH
SOLE
0
0
6
AMERICAN ELEC PWR INC
COM
025537101
4
69
SH
SOLE
0
0
69
AMERICAN EXPRESS CO
COM
025816109
14
191
SH
SOLE
0
0
191
AMERICAN TOWER CORP NEW
COM
03027X100
13
124
SH
SOLE
0
0
124
APPLE INC
COM
037833100
196
1692
SH
SOLE
0
0
1692
BAKER HUGHES INC
COM
057224107
27
415
SH
SOLE
0
0
415
BANC OF CALIFORNIA INC
COM
05990K106
9
508
SH
SOLE
0
0
508
BANK AMER CORP
COM
060505104
78
3542
SH
SOLE
0
0
3542
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
207
1273
SH
SOLE
0
0
1273
BOEING CO
COM
097023105
4828
31010
SH
SOLE
0
0
31010
CALIFORNIA RES CORP
COM NEW
13057Q206
0
3
SH
SOLE
0
0
3
CATCHMARK TIMBER TR INC
CL A
14912Y202
13
1135
SH
SOLE
0
0
1135
CATHAY GEN BANCORP
COM
149150104
106
2784
SH
SOLE
0
0
2784
CHEMED CORP NEW
COM
16359R103
4
22
SH
SOLE
0
0
22
CHEVRON CORP NEW
COM
166764100
102
871
SH
SOLE
0
0
871
CISCO SYS INC
COM
17275R102
6
198
SH
SOLE
0
0
198
CITIGROUP INC
COM NEW
172967424
4
63
SH
SOLE
0
0
63
CLEAN ENERGY FUELS CORP
COM
184499101
4
1500
SH
SOLE
0
0
1500
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
7
130
SH
SOLE
0
0
130
COMCAST CORP NEW
CL A
20030N101
17
239
SH
SOLE
0
0
239
CORELOGIC INC
COM
21871D103
18
500
SH
SOLE
0
0
500
COSTCO WHSL CORP NEW
COM
22160K105
18
110
SH
SOLE
0
0
110
COSTAR GROUP INC
COM
22160N109
5
24
SH
SOLE
0
0
24
DEERE & CO
COM
244199105
21
200
SH
SOLE
0
0
200
DELL TECHNOLOGIES INC
COM CL V
24703L103
2
30
SH
SOLE
0
0
30
DISNEY WALT CO
COM DISNEY
254687106
72
693
SH
SOLE
0
0
693
DISCOVER FINL SVCS
COM
254709108
57
784
SH
SOLE
0
0
784
DOW CHEM CO
COM
260543103
28
485
SH
SOLE
0
0
485
EBAY INC
COM
278642103
24
819
SH
SOLE
0
0
819
EDISON INTL
COM
281020107
30
410
SH
SOLE
0
0
410
EVERSOURCE ENERGY
COM
30040W108
75
1360
SH
SOLE
0
0
1360
EXELON CORP
COM
30161N101
223
6288
SH
SOLE
0
0
6288
EXPRESS SCRIPTS HLDG CO
COM
30219G108
82
1191
SH
SOLE
0
0
1191
EXXON MOBIL CORP
COM
30231G102
14
160
SH
SOLE
0
0
160
FACEBOOK INC
CL A
30303M102
132
1150
SH
SOLE
0
0
1150
FIDELITY
QLTY FCTOR ETF
316092790
5516
209984
SH
SOLE
0
0
209984
FISERV INC
COM
337738108
2
22
SH
SOLE
0
0
22
FORD MTR CO DEL
COM PAR 0.01
345370860
51
4208
SH
SOLE
0
0
4208
FRONTIER COMMUNICATIONS CORP
COM
35906A108
0
49
SH
SOLE
0
0
49
GENERAL ELECTRIC CO
COM
369604103
603
19082
SH
SOLE
0
0
19082
GENERAL MLS INC
COM
370334104
9
144
SH
SOLE
0
0
144
GENTEX CORP
COM
371901109
5
234
SH
SOLE
0
0
234
GOPRO INC
CL A
38268T103
0
50
SH
SOLE
0
0
50
HP INC
COM
40434L105
13
849
SH
SOLE
0
0
849
HAWAIIAN ELEC INDUSTRIES
COM
419870100
31
943
SH
SOLE
0
0
943
HEALTHCARE SVCS GRP INC
COM
421906108
4
97
SH
SOLE
0
0
97
HEWLETT PACKARD ENTERPRISE C
COM
42824C109
20
850
SH
SOLE
0
0
850
HONEYWELL INTL INC
COM
438516106
20
175
SH
SOLE
0
0
175
HOST HOTELS & RESORTS INC
COM
44107P104
11
596
SH
SOLE
0
0
596
HUNTINGTON INGALLS INDS INC
COM
446413106
8
45
SH
SOLE
0
0
45
ISTAR INC
COM
45031U101
1
52
SH
SOLE
0
0
52
INTEL CORP
COM
458140100
346
9538
SH
SOLE
0
0
9538
INTERNATIONAL BUSINESS MACHS
COM
459200101
29
176
SH
SOLE
0
0
176
ISHARES
MIN VOL GBL ETF
464286525
2605
35878
SH
SOLE
0
0
35878
ISHARES
MSCI EQUAL WEITE
464286681
8312
175609
SH
SOLE
0
0
175609
ISHARES TR
CORE S&P TTL STK
464287150
192
3734
SH
SOLE
0
0
3734
ISHARES TR
SELECT DIVID ETF
464287168
157
1767
SH
SOLE
0
0
1767
ISHARES TR
CORE S&P500 ETF
464287200
7637
33942
SH
SOLE
0
0
33942
ISHARES TR
CORE US AGGBD ET
464287226
5482
50732
SH
SOLE
0
0
50732
ISHARES TR
MSCI EMG MKT ETF
464287234
101
2894
SH
SOLE
0
0
2894
ISHARES TR
IBOXX INV CP ETF
464287242
6545
55851
SH
SOLE
0
0
55851
ISHARES TR
S&P 500 GRWT ETF
464287309
11943
98064
SH
SOLE
0
0
98064
ISHARES TR
S&P 500 VAL ETF
464287408
12326
121577
SH
SOLE
0
0
121577
ISHARES TR
MSCI EAFE ETF
464287465
59
1015
SH
SOLE
0
0
1015
ISHARES TR
RUS MID-CAP ETF
464287499
45
252
SH
SOLE
0
0
252
ISHARES TR
CORE S&P MCP ETF
464287507
3352
20271
SH
SOLE
0
0
20271
ISHARES TR
RUS 1000 VAL ETF
464287598
2516
22458
SH
SOLE
0
0
22458
ISHARES TR
RUS 1000 GRW ETF
464287614
2420
23065
SH
SOLE
0
0
23065
ISHARES TR
RUS 1000 ETF
464287622
1386
11135
SH
SOLE
0
0
11135
ISHARES TR
RUS 2000 VAL ETF
464287630
463
3896
SH
SOLE
0
0
3896
ISHARES TR
RUS 2000 GRW ETF
464287648
440
2856
SH
SOLE
0
0
2856
ISHARES TR
RUSSELL 2000 ETF
464287655
1410
10454
SH
SOLE
0
0
10454
ISHARES TR
RUSSELL 3000 ETF
464287689
4
32
SH
SOLE
0
0
32
ISHARES TR
U.S. REAL ES ETF
464287739
18
236
SH
SOLE
0
0
236
ISHARES TR
CORE S&P SCP ETF
464287804
3285
23884
SH
SOLE
0
0
23884
ISHARES TR
JP MOR EM MK ETF
464288281
1
7
SH
SOLE
0
0
7
ISHARES TR
INTL SEL DIV ETF
464288448
5
153
SH
SOLE
0
0
153
ISHARES TR
IBOXX HI YD ETF
464288513
3112
35960
SH
SOLE
0
0
35960
ISHARES
INDIA 50 ETF
464289529
27
998
SH
SOLE
0
0
998
ISHARES SILVER TRUST
ISHARES
46428Q109
28
1876
SH
SOLE
0
0
1876
ISHARES TR
CORE HIGH DV ETF
46429B663
7
89
SH
SOLE
0
0
89
ISHARES TR
MIN VOL EAFE ETF
46429B689
2614
42692
SH
SOLE
0
0
42692
ISHARES TR
MIN VOL USA ETF
46429B697
9503
210141
SH
SOLE
0
0
210141
ISHARES TR
0-5YR INVT GR CP
46434V100
1289
25684
SH
SOLE
0
0
25684
ISHARES TR
0-5YR HI YL CP
46434V407
2679
56587
SH
SOLE
0
0
56587
ISHARES TR
CORE INTL AGGR
46435G672
1289
24841
SH
SOLE
0
0
24841
JPMORGAN CHASE & CO
COM
46625H100
40
461
SH
SOLE
0
0
461
JD COM INC
SPON ADR CL A
47215P106
8
300
SH
SOLE
0
0
300
JOHNSON & JOHNSON
COM
478160104
179
1553
SH
SOLE
0
0
1553
KINDER MORGAN INC DEL
COM
49456B101
17
833
SH
SOLE
0
0
833
KRAFT HEINZ CO
COM
500754106
40
462
SH
SOLE
0
0
462
LKQ CORP
COM
501889208
10
330
SH
SOLE
0
0
330
LANDS END INC NEW
COM
51509F105
1
95
SH
SOLE
0
0
95
LOCKHEED MARTIN CORP
COM
539830109
77
308
SH
SOLE
0
0
308
LOWES COS INC
COM
548661107
22
308
SH
SOLE
0
0
308
MARRIOTT VACATIONS WRLDWDE C
COM
57164Y107
13
159
SH
SOLE
0
0
159
MARRIOTT INTL INC NEW
CL A
571903202
134
1626
SH
SOLE
0
0
1626
MAXIMUS INC
COM
577933104
2
38
SH
SOLE
0
0
38
MCDONALDS CORP
COM
580135101
265
2176
SH
SOLE
0
0
2176
MERCK & CO INC
COM
58933Y105
323
5484
SH
SOLE
0
0
5484
MERITOR INC
COM
59001K100
50
4022
SH
SOLE
0
0
4022
MICROSOFT CORP
COM
594918104
1235
19882
SH
SOLE
0
0
19882
MICROCHIP TECHNOLOGY INC
COM
595017104
6
88
SH
SOLE
0
0
88
MONDELEZ INTL INC
CL A
609207105
4
82
SH
SOLE
0
0
82
MONSTER BEVERAGE CORP NEW
COM
61174X109
27
600
SH
SOLE
0
0
600
MORGAN STANLEY
COM NEW
617446448
66
1568
SH
SOLE
0
0
1568
NETFLIX INC
COM
64110L106
12
100
SH
SOLE
0
0
100
NIKE INC
CL B
654106103
20
400
SH
SOLE
0
0
400
NOKIA CORP
SPONSORED ADR
654902204
0
79
SH
SOLE
0
0
79
NORTHROP GRUMMAN CORP
COM
666807102
67
288
SH
SOLE
0
0
288
NUTANIX INC
CL A
67059N108
40
1505
SH
SOLE
0
0
1505
NUVEEN PREFERRED SECURITIES
COM
67072C105
61
6543
SH
SOLE
0
0
6543
OCCIDENTAL PETE CORP DEL
COM
674599105
20
277
SH
SOLE
0
0
277
ORACLE CORP
COM
68389X105
80
2088
SH
SOLE
0
0
2088
PAYPAL HLDGS INC
COM
70450Y103
36
914
SH
SOLE
0
0
914
PEPSICO INC
COM
713448108
12
113
SH
SOLE
0
0
113
PHILIP MORRIS INTL INC
COM
718172109
11
120
SH
SOLE
0
0
120
PRAXAIR INC
COM
74005P104
82
696
SH
SOLE
0
0
696
PRICELINE GRP INC
COM NEW
741503403
9
6
SH
SOLE
0
0
6
PROCTER AND GAMBLE CO
COM
742718109
185
2203
SH
SOLE
0
0
2203
PRUDENTIAL FINL INC
COM
744320102
19
187
SH
SOLE
0
0
187
QUALCOMM INC
COM
747525103
25
389
SH
SOLE
0
0
389
REYNOLDS AMERICAN INC
COM
761713106
5
89
SH
SOLE
0
0
89
RITCHIE BROS AUCTIONEERS
COM
767744105
4
112
SH
SOLE
0
0
112
ROCKWELL AUTOMATION INC
COM
773903109
4421
32897
SH
SOLE
0
0
32897
ROCKWELL COLLINS INC
COM
774341101
3517
37917
SH
SOLE
0
0
37917
RYDEX ETF TRUST
GUG S&P500 EQ WT
78355W106
708
8170
SH
SOLE
0
0
8170
SPDR S&P 500 ETF TR
TR UNIT
78462F103
188
841
SH
SOLE
0
0
841
SPDR GOLD TRUST
GOLD SHS
78463V107
67
614
SH
SOLE
0
0
614
SEARS CDA INC
COM
81234D109
0
135
SH
SOLE
0
0
135
SEARS HLDGS CORP
COM
812350106
3
316
SH
SOLE
0
0
316
SKYWORKS SOLUTIONS INC
COM
83088M102
1590
21301
SH
SOLE
0
0
21301
SMUCKER J M CO
COM NEW
832696405
80
624
SH
SOLE
0
0
624
SPRINT CORP
COM SER 1
85207U105
0
9
SH
SOLE
0
0
9
SQUARE INC
CL A
852234103
1
100
SH
SOLE
0
0
100
STAPLES INC
COM
855030102
10
1135
SH
SOLE
0
0
1135
STARBUCKS CORP
COM
855244109
5
86
SH
SOLE
0
0
86
TESLA MTRS INC
COM
88160R101
37
171
SH
SOLE
0
0
171
THERMO FISHER SCIENTIFIC INC
COM
883556102
19
134
SH
SOLE
0
0
134
TRANSCANADA CORP
COM
89353D107
5
120
SH
SOLE
0
0
120
TRAVELERS COMPANIES INC
COM
89417E109
15
124
SH
SOLE
0
0
124
TWITTER INC
COM
90184L102
8
500
SH
SOLE
0
0
500
ULTIMATE SOFTWARE GROUP INC
COM
90385D107
5
29
SH
SOLE
0
0
29
VANGUARD INDEX FDS
REIT ETF
922908553
500
6056
SH
SOLE
0
0
6056
VANGUARD INDEX FDS
MID CAP ETF
922908629
1382
10500
SH
SOLE
0
0
10500
VANGUARD INDEX FDS
SMALL CP ETF
922908751
812
6300
SH
SOLE
0
0
6300
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
1199
10400
SH
SOLE
0
0
10400
VERIZON COMMUNICATIONS INC
COM
92343V104
194
3634
SH
SOLE
0
0
3634
VERISK ANALYTICS INC
COM
92345Y106
8
100
SH
SOLE
0
0
100
VERSUM MATLS INC
COM
92532W103
7
242
SH
SOLE
0
0
242
VISA INC
COM CL A
92826C839
28
365
SH
SOLE
0
0
365
VODAFONE GROUP PLC NEW
SPNSR ADR
92857W308
65
2674
SH
SOLE
0
0
2674
WASTE MGMT INC DEL
COM
94106L109
4
50
SH
SOLE
0
0
50
YAHOO INC
COM
984332106
19
500
SH
SOLE
0
0
500
SEADRILL LIMITED
SHS
G7945E105
0
79
SH
SOLE
0
0
79
TRANSOCEAN LTD
REG SHS
H8817H100
1
41
SH
SOLE
0
0
41