0001656537-17-000001.txt : 20170809 0001656537-17-000001.hdr.sgml : 20170809 20170809172625 ACCESSION NUMBER: 0001656537-17-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170809 DATE AS OF CHANGE: 20170809 EFFECTIVENESS DATE: 20170809 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Regal Wealth Group, Inc. CENTRAL INDEX KEY: 0001656537 IRS NUMBER: 061763159 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18113 FILM NUMBER: 171018996 BUSINESS ADDRESS: STREET 1: 12501 SEAL BEACH BOULEVARD STREET 2: SUITE 280 CITY: SEAL BEACH STATE: CA ZIP: 90740 BUSINESS PHONE: 562-799-1929 MAIL ADDRESS: STREET 1: 12501 SEAL BEACH BOULEVARD STREET 2: SUITE 280 CITY: SEAL BEACH STATE: CA ZIP: 90740 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001656537 XXXXXXXX 12-31-2016 12-31-2016 Regal Wealth Group, Inc.
12501 SEAL BEACH BOULEVARD SUITE 280 SEAL BEACH CA 90740
13F HOLDINGS REPORT 028-18113 N
Bill Beeler Chief Compliance Officer (800) 381-7431 Bill Beeler Seal Beach CA 08-09-2017 0 164 123078 false
INFORMATION TABLE 2 regal4q16.xml AT&T INC COM 00206R102 340 7988 SH SOLE 0 0 7988 ACUITY BRANDS INC COM 00508Y102 3 12 SH SOLE 0 0 12 ADVANSIX INC COM 00773T101 0 7 SH SOLE 0 0 7 AIR PRODS & CHEMS INC COM 009158106 70 485 SH SOLE 0 0 485 ALLSTATE CORP COM 020002101 138 1860 SH SOLE 0 0 1860 ALPHABET INC CAP STK CL C 02079K107 21 27 SH SOLE 0 0 27 ALPHABET INC CAP STK CL A 02079K305 22 28 SH SOLE 0 0 28 ALTRIA GROUP INC COM 02209S103 14 202 SH SOLE 0 0 202 AMAZON COM INC COM 023135106 4 6 SH SOLE 0 0 6 AMERICAN ELEC PWR INC COM 025537101 4 69 SH SOLE 0 0 69 AMERICAN EXPRESS CO COM 025816109 14 191 SH SOLE 0 0 191 AMERICAN TOWER CORP NEW COM 03027X100 13 124 SH SOLE 0 0 124 APPLE INC COM 037833100 196 1692 SH SOLE 0 0 1692 BAKER HUGHES INC COM 057224107 27 415 SH SOLE 0 0 415 BANC OF CALIFORNIA INC COM 05990K106 9 508 SH SOLE 0 0 508 BANK AMER CORP COM 060505104 78 3542 SH SOLE 0 0 3542 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 207 1273 SH SOLE 0 0 1273 BOEING CO COM 097023105 4828 31010 SH SOLE 0 0 31010 CALIFORNIA RES CORP COM NEW 13057Q206 0 3 SH SOLE 0 0 3 CATCHMARK TIMBER TR INC CL A 14912Y202 13 1135 SH SOLE 0 0 1135 CATHAY GEN BANCORP COM 149150104 106 2784 SH SOLE 0 0 2784 CHEMED CORP NEW COM 16359R103 4 22 SH SOLE 0 0 22 CHEVRON CORP NEW COM 166764100 102 871 SH SOLE 0 0 871 CISCO SYS INC COM 17275R102 6 198 SH SOLE 0 0 198 CITIGROUP INC COM NEW 172967424 4 63 SH SOLE 0 0 63 CLEAN ENERGY FUELS CORP COM 184499101 4 1500 SH SOLE 0 0 1500 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 7 130 SH SOLE 0 0 130 COMCAST CORP NEW CL A 20030N101 17 239 SH SOLE 0 0 239 CORELOGIC INC COM 21871D103 18 500 SH SOLE 0 0 500 COSTCO WHSL CORP NEW COM 22160K105 18 110 SH SOLE 0 0 110 COSTAR GROUP INC COM 22160N109 5 24 SH SOLE 0 0 24 DEERE & CO COM 244199105 21 200 SH SOLE 0 0 200 DELL TECHNOLOGIES INC COM CL V 24703L103 2 30 SH SOLE 0 0 30 DISNEY WALT CO COM DISNEY 254687106 72 693 SH SOLE 0 0 693 DISCOVER FINL SVCS COM 254709108 57 784 SH SOLE 0 0 784 DOW CHEM CO COM 260543103 28 485 SH SOLE 0 0 485 EBAY INC COM 278642103 24 819 SH SOLE 0 0 819 EDISON INTL COM 281020107 30 410 SH SOLE 0 0 410 EVERSOURCE ENERGY COM 30040W108 75 1360 SH SOLE 0 0 1360 EXELON CORP COM 30161N101 223 6288 SH SOLE 0 0 6288 EXPRESS SCRIPTS HLDG CO COM 30219G108 82 1191 SH SOLE 0 0 1191 EXXON MOBIL CORP COM 30231G102 14 160 SH SOLE 0 0 160 FACEBOOK INC CL A 30303M102 132 1150 SH SOLE 0 0 1150 FIDELITY QLTY FCTOR ETF 316092790 5516 209984 SH SOLE 0 0 209984 FISERV INC COM 337738108 2 22 SH SOLE 0 0 22 FORD MTR CO DEL COM PAR 0.01 345370860 51 4208 SH SOLE 0 0 4208 FRONTIER COMMUNICATIONS CORP COM 35906A108 0 49 SH SOLE 0 0 49 GENERAL ELECTRIC CO COM 369604103 603 19082 SH SOLE 0 0 19082 GENERAL MLS INC COM 370334104 9 144 SH SOLE 0 0 144 GENTEX CORP COM 371901109 5 234 SH SOLE 0 0 234 GOPRO INC CL A 38268T103 0 50 SH SOLE 0 0 50 HP INC COM 40434L105 13 849 SH SOLE 0 0 849 HAWAIIAN ELEC INDUSTRIES COM 419870100 31 943 SH SOLE 0 0 943 HEALTHCARE SVCS GRP INC COM 421906108 4 97 SH SOLE 0 0 97 HEWLETT PACKARD ENTERPRISE C COM 42824C109 20 850 SH SOLE 0 0 850 HONEYWELL INTL INC COM 438516106 20 175 SH SOLE 0 0 175 HOST HOTELS & RESORTS INC COM 44107P104 11 596 SH SOLE 0 0 596 HUNTINGTON INGALLS INDS INC COM 446413106 8 45 SH SOLE 0 0 45 ISTAR INC COM 45031U101 1 52 SH SOLE 0 0 52 INTEL CORP COM 458140100 346 9538 SH SOLE 0 0 9538 INTERNATIONAL BUSINESS MACHS COM 459200101 29 176 SH SOLE 0 0 176 ISHARES MIN VOL GBL ETF 464286525 2605 35878 SH SOLE 0 0 35878 ISHARES MSCI EQUAL WEITE 464286681 8312 175609 SH SOLE 0 0 175609 ISHARES TR CORE S&P TTL STK 464287150 192 3734 SH SOLE 0 0 3734 ISHARES TR SELECT DIVID ETF 464287168 157 1767 SH SOLE 0 0 1767 ISHARES TR CORE S&P500 ETF 464287200 7637 33942 SH SOLE 0 0 33942 ISHARES TR CORE US AGGBD ET 464287226 5482 50732 SH SOLE 0 0 50732 ISHARES TR MSCI EMG MKT ETF 464287234 101 2894 SH SOLE 0 0 2894 ISHARES TR IBOXX INV CP ETF 464287242 6545 55851 SH SOLE 0 0 55851 ISHARES TR S&P 500 GRWT ETF 464287309 11943 98064 SH SOLE 0 0 98064 ISHARES TR S&P 500 VAL ETF 464287408 12326 121577 SH SOLE 0 0 121577 ISHARES TR MSCI EAFE ETF 464287465 59 1015 SH SOLE 0 0 1015 ISHARES TR RUS MID-CAP ETF 464287499 45 252 SH SOLE 0 0 252 ISHARES TR CORE S&P MCP ETF 464287507 3352 20271 SH SOLE 0 0 20271 ISHARES TR RUS 1000 VAL ETF 464287598 2516 22458 SH SOLE 0 0 22458 ISHARES TR RUS 1000 GRW ETF 464287614 2420 23065 SH SOLE 0 0 23065 ISHARES TR RUS 1000 ETF 464287622 1386 11135 SH SOLE 0 0 11135 ISHARES TR RUS 2000 VAL ETF 464287630 463 3896 SH SOLE 0 0 3896 ISHARES TR RUS 2000 GRW ETF 464287648 440 2856 SH SOLE 0 0 2856 ISHARES TR RUSSELL 2000 ETF 464287655 1410 10454 SH SOLE 0 0 10454 ISHARES TR RUSSELL 3000 ETF 464287689 4 32 SH SOLE 0 0 32 ISHARES TR U.S. REAL ES ETF 464287739 18 236 SH SOLE 0 0 236 ISHARES TR CORE S&P SCP ETF 464287804 3285 23884 SH SOLE 0 0 23884 ISHARES TR JP MOR EM MK ETF 464288281 1 7 SH SOLE 0 0 7 ISHARES TR INTL SEL DIV ETF 464288448 5 153 SH SOLE 0 0 153 ISHARES TR IBOXX HI YD ETF 464288513 3112 35960 SH SOLE 0 0 35960 ISHARES INDIA 50 ETF 464289529 27 998 SH SOLE 0 0 998 ISHARES SILVER TRUST ISHARES 46428Q109 28 1876 SH SOLE 0 0 1876 ISHARES TR CORE HIGH DV ETF 46429B663 7 89 SH SOLE 0 0 89 ISHARES TR MIN VOL EAFE ETF 46429B689 2614 42692 SH SOLE 0 0 42692 ISHARES TR MIN VOL USA ETF 46429B697 9503 210141 SH SOLE 0 0 210141 ISHARES TR 0-5YR INVT GR CP 46434V100 1289 25684 SH SOLE 0 0 25684 ISHARES TR 0-5YR HI YL CP 46434V407 2679 56587 SH SOLE 0 0 56587 ISHARES TR CORE INTL AGGR 46435G672 1289 24841 SH SOLE 0 0 24841 JPMORGAN CHASE & CO COM 46625H100 40 461 SH SOLE 0 0 461 JD COM INC SPON ADR CL A 47215P106 8 300 SH SOLE 0 0 300 JOHNSON & JOHNSON COM 478160104 179 1553 SH SOLE 0 0 1553 KINDER MORGAN INC DEL COM 49456B101 17 833 SH SOLE 0 0 833 KRAFT HEINZ CO COM 500754106 40 462 SH SOLE 0 0 462 LKQ CORP COM 501889208 10 330 SH SOLE 0 0 330 LANDS END INC NEW COM 51509F105 1 95 SH SOLE 0 0 95 LOCKHEED MARTIN CORP COM 539830109 77 308 SH SOLE 0 0 308 LOWES COS INC COM 548661107 22 308 SH SOLE 0 0 308 MARRIOTT VACATIONS WRLDWDE C COM 57164Y107 13 159 SH SOLE 0 0 159 MARRIOTT INTL INC NEW CL A 571903202 134 1626 SH SOLE 0 0 1626 MAXIMUS INC COM 577933104 2 38 SH SOLE 0 0 38 MCDONALDS CORP COM 580135101 265 2176 SH SOLE 0 0 2176 MERCK & CO INC COM 58933Y105 323 5484 SH SOLE 0 0 5484 MERITOR INC COM 59001K100 50 4022 SH SOLE 0 0 4022 MICROSOFT CORP COM 594918104 1235 19882 SH SOLE 0 0 19882 MICROCHIP TECHNOLOGY INC COM 595017104 6 88 SH SOLE 0 0 88 MONDELEZ INTL INC CL A 609207105 4 82 SH SOLE 0 0 82 MONSTER BEVERAGE CORP NEW COM 61174X109 27 600 SH SOLE 0 0 600 MORGAN STANLEY COM NEW 617446448 66 1568 SH SOLE 0 0 1568 NETFLIX INC COM 64110L106 12 100 SH SOLE 0 0 100 NIKE INC CL B 654106103 20 400 SH SOLE 0 0 400 NOKIA CORP SPONSORED ADR 654902204 0 79 SH SOLE 0 0 79 NORTHROP GRUMMAN CORP COM 666807102 67 288 SH SOLE 0 0 288 NUTANIX INC CL A 67059N108 40 1505 SH SOLE 0 0 1505 NUVEEN PREFERRED SECURITIES COM 67072C105 61 6543 SH SOLE 0 0 6543 OCCIDENTAL PETE CORP DEL COM 674599105 20 277 SH SOLE 0 0 277 ORACLE CORP COM 68389X105 80 2088 SH SOLE 0 0 2088 PAYPAL HLDGS INC COM 70450Y103 36 914 SH SOLE 0 0 914 PEPSICO INC COM 713448108 12 113 SH SOLE 0 0 113 PHILIP MORRIS INTL INC COM 718172109 11 120 SH SOLE 0 0 120 PRAXAIR INC COM 74005P104 82 696 SH SOLE 0 0 696 PRICELINE GRP INC COM NEW 741503403 9 6 SH SOLE 0 0 6 PROCTER AND GAMBLE CO COM 742718109 185 2203 SH SOLE 0 0 2203 PRUDENTIAL FINL INC COM 744320102 19 187 SH SOLE 0 0 187 QUALCOMM INC COM 747525103 25 389 SH SOLE 0 0 389 REYNOLDS AMERICAN INC COM 761713106 5 89 SH SOLE 0 0 89 RITCHIE BROS AUCTIONEERS COM 767744105 4 112 SH SOLE 0 0 112 ROCKWELL AUTOMATION INC COM 773903109 4421 32897 SH SOLE 0 0 32897 ROCKWELL COLLINS INC COM 774341101 3517 37917 SH SOLE 0 0 37917 RYDEX ETF TRUST GUG S&P500 EQ WT 78355W106 708 8170 SH SOLE 0 0 8170 SPDR S&P 500 ETF TR TR UNIT 78462F103 188 841 SH SOLE 0 0 841 SPDR GOLD TRUST GOLD SHS 78463V107 67 614 SH SOLE 0 0 614 SEARS CDA INC COM 81234D109 0 135 SH SOLE 0 0 135 SEARS HLDGS CORP COM 812350106 3 316 SH SOLE 0 0 316 SKYWORKS SOLUTIONS INC COM 83088M102 1590 21301 SH SOLE 0 0 21301 SMUCKER J M CO COM NEW 832696405 80 624 SH SOLE 0 0 624 SPRINT CORP COM SER 1 85207U105 0 9 SH SOLE 0 0 9 SQUARE INC CL A 852234103 1 100 SH SOLE 0 0 100 STAPLES INC COM 855030102 10 1135 SH SOLE 0 0 1135 STARBUCKS CORP COM 855244109 5 86 SH SOLE 0 0 86 TESLA MTRS INC COM 88160R101 37 171 SH SOLE 0 0 171 THERMO FISHER SCIENTIFIC INC COM 883556102 19 134 SH SOLE 0 0 134 TRANSCANADA CORP COM 89353D107 5 120 SH SOLE 0 0 120 TRAVELERS COMPANIES INC COM 89417E109 15 124 SH SOLE 0 0 124 TWITTER INC COM 90184L102 8 500 SH SOLE 0 0 500 ULTIMATE SOFTWARE GROUP INC COM 90385D107 5 29 SH SOLE 0 0 29 VANGUARD INDEX FDS REIT ETF 922908553 500 6056 SH SOLE 0 0 6056 VANGUARD INDEX FDS MID CAP ETF 922908629 1382 10500 SH SOLE 0 0 10500 VANGUARD INDEX FDS SMALL CP ETF 922908751 812 6300 SH SOLE 0 0 6300 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1199 10400 SH SOLE 0 0 10400 VERIZON COMMUNICATIONS INC COM 92343V104 194 3634 SH SOLE 0 0 3634 VERISK ANALYTICS INC COM 92345Y106 8 100 SH SOLE 0 0 100 VERSUM MATLS INC COM 92532W103 7 242 SH SOLE 0 0 242 VISA INC COM CL A 92826C839 28 365 SH SOLE 0 0 365 VODAFONE GROUP PLC NEW SPNSR ADR 92857W308 65 2674 SH SOLE 0 0 2674 WASTE MGMT INC DEL COM 94106L109 4 50 SH SOLE 0 0 50 YAHOO INC COM 984332106 19 500 SH SOLE 0 0 500 SEADRILL LIMITED SHS G7945E105 0 79 SH SOLE 0 0 79 TRANSOCEAN LTD REG SHS H8817H100 1 41 SH SOLE 0 0 41