8-A12B 1 a16-22146_18a12b.htm 8-A12B

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

FORM 8-A

 

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES

PURSUANT TO SECTION 12(b) OR (g) OF THE

SECURITIES EXCHANGE ACT OF 1934

 

Brookfield Real Assets Income Fund Inc.

(Exact Name of Registrant as Specified in Its Charter)

 

MARYLAND

 

81-2623723

(State of Incorporation
or Organization)

 

(I.R.S. Employer
Identification No.)

 

Brookfield Place, 250 Vesey Street, 15th Floor

New York, New York 10281-1023

(Address of Principal Executive Offices)

 

Copies to:

 

Brian F. Hurley, Esq.

 

Michael R. Rosella, Esq.

Brookfield Investment Management Inc.

 

Paul Hastings LLP

Brookfield Place, 250 Vesey Street, 15th Floor

 

200 Park Avenue

New York, New York 10281-1023

 

New York, New York 10166

 

Securities to be registered pursuant to Section 12(b) of the Act:

 

Title of Each Class
to be so Registered

 

Name of Each Exchange On Which
Each Class is to be Registered

Shares of Common Stock, $0.001 Par Value per Share

 

New York Stock Exchange

 

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), please check the following box. x

 

If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), please check the following box. o

 

Securities Act registration statement file number to which this form relates: 333-211408

 

Securities to be registered pursuant to Section 12(g) of the Act:

 

NONE

(Title of Class)

 

 

 


 

Item 1. Description of Registrant’s Securities to be Registered.

 

The shares (the “Shares”) to be registered hereunder are shares of common stock, $0.001 par value per share, of Brookfield Real Assets Income Fund Inc. (the “Registrant”). The description of the Shares is contained in the joint proxy statement/prospectus included in the post-effective amendment no. 3 to the Registrant’s registration statement on Form N-14 (the “Registration Statement), which was filed with the U.S. Securities and Exchange Commission (the “Commission”) under the Securities Act of 1933, as amended (the “Securities Act”), and the Investment Company Act of 1940, as amended, on October 14, 2016 (Registration Nos. 333-211408 and 811-23157), and such description is incorporated herein by reference.  In addition, the above-referenced description included in the joint proxy statement/ prospectus relating to the Registration Statement filed with the Commission pursuant to Rule 497 under the Securities Act shall be deemed to be incorporated herein by reference.

 

Item 2. Exhibits.

 

1.              Articles of Incorporation of the Registrant, dated October 6, 2015, are incorporated herein by reference to the Registrant’s initial registration statement on Form N-14 (File No. 333-211408), filed on May 16, 2016.

2.              Bylaws of the Registrant are incorporated herein by reference to the Registrant’s initial registration statement on Form N-14 (File No. 333-211408), filed on May 16, 2016.

 

[The remainder of this page was left blank intentionally. The signature is on the following page.]

 


 

SIGNATURE

 

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.

 

Date: November 23, 2016

 

 

Brookfield Real Assets Income Fund Inc.

 

 

 

 

 

By:

/s/ Brian F. Hurley

 

Name: Brian F. Hurley

 

Title: President

 

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