0001085146-19-001186.txt : 20190417 0001085146-19-001186.hdr.sgml : 20190417 20190416200606 ACCESSION NUMBER: 0001085146-19-001186 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190331 FILED AS OF DATE: 20190417 DATE AS OF CHANGE: 20190416 EFFECTIVENESS DATE: 20190417 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NWAM LLC CENTRAL INDEX KEY: 0001655006 IRS NUMBER: 000000000 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17002 FILM NUMBER: 19752009 BUSINESS ADDRESS: STREET 1: 2835 82ND AVE SE STREET 2: SUITE 300 CITY: MERCER ISLAND STATE: WA ZIP: 98040 BUSINESS PHONE: (206)838-3680 MAIL ADDRESS: STREET 1: 2835 82ND AVE SE STREET 2: SUITE 300 CITY: MERCER ISLAND STATE: WA ZIP: 98040 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001655006 XXXXXXXX 03-31-2019 03-31-2019 false NWAM LLC

2835 82ND AVE SE SUITE 300 MERCER ISLAND WA 98040

13F HOLDINGS REPORT 028-17002 N Greg Headrick 206-838-3680 /s/ Greg Headrick Mercer Island WA 04-16-2019 0 356 463654 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 1216 5853 SH SOLE 0 0 5853 ABBOTT LABS COM 002824100 446 5573 SH SOLE 0 0 5573 ABBVIE INC COM 00287Y109 790 9801 SH SOLE 0 0 9801 ABERDEEN ASIA PACIFIC INCOM COM 003009107 802 189490 SH SOLE 0 0 189490 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 511 2903 SH SOLE 0 0 2903 ACTIVISION BLIZZARD INC COM 00507V109 235 5165 SH SOLE 0 0 5165 ADVANCED MICRO DEVICES INC COM 007903107 203 7974 SH SOLE 0 0 7974 ADVISORSHARES TR ADVISORSHS ETF 00768Y206 1450 31867 SH SOLE 0 0 31867 AEMETIS INC COM NEW 00770K202 25 30602 SH SOLE 0 0 30602 AIR PRODS & CHEMS INC COM 009158106 233 1220 SH SOLE 0 0 1220 ALARM COM HLDGS INC COM 011642105 266 4100 SH SOLE 0 0 4100 ALCOA CORP COM 013872106 352 12513 SH SOLE 0 0 12513 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 1681 9213 SH SOLE 0 0 9213 ALLERGAN PLC SHS G0177J108 753 5146 SH SOLE 0 0 5146 ALLIANCEBERNSTEIN GBL HGH IN COM 01879R106 906 78149 SH SOLE 0 0 78149 ALPHABET INC CAP STK CL C 02079K107 2509 2138 SH SOLE 0 0 2138 ALPHABET INC CAP STK CL A 02079K305 2330 1980 SH SOLE 0 0 1980 ALTRIA GROUP INC COM 02209S103 931 16212 SH SOLE 0 0 16212 AMAZON COM INC COM 023135106 7435 4175 SH SOLE 0 0 4175 AMERICAN EXPRESS CO COM 025816109 226 2068 SH SOLE 0 0 2068 AMERIGAS PARTNERS L P UNIT L P INT 030975106 220 7137 SH SOLE 0 0 7137 AMGEN INC COM 031162100 825 4342 SH SOLE 0 0 4342 AMIRA NATURE FOODS LTD SHS G0335L102 40 23450 SH SOLE 0 0 23450 ANALOG DEVICES INC COM 032654105 355 3377 SH SOLE 0 0 3377 ANI PHARMACEUTICALS INC COM 00182C103 557 7899 SH SOLE 0 0 7899 ANNALY CAP MGMT INC COM 035710409 721 72151 SH SOLE 0 0 72151 ANWORTH MORTGAGE ASSET CP COM 037347101 462 114445 SH SOLE 0 0 114445 AON PLC SHS CL A G0408V102 288 1690 SH SOLE 0 0 1690 APPLE INC COM 037833100 12091 63655 SH SOLE 0 0 63655 ARES CAP CORP COM 04010L103 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SH SOLE 0 0 15101 FIRST TR EXCHANGE TRADED FD US EQTY OPPT ETF 336920103 203 2709 SH SOLE 0 0 2709 FIRST TR MULTI CAP GR ALPHAD COM SHS 33733F101 704 9824 SH SOLE 0 0 9824 FIRST TR VALUE LINE DIVID IN SHS 33734H106 1078 33187 SH SOLE 0 0 33187 FISERV INC COM 337738108 261 2961 SH SOLE 0 0 2961 FLAHERTY & CRUMRINE TOTAL RE COM 338479108 6069 315767 SH SOLE 0 0 315767 FLAHERTY&CRMN PFD SEC INCOM COM 338478100 3006 158964 SH SOLE 0 0 158964 FLEXSHARES TR QUALT DIVD IDX 33939L860 456 10168 SH SOLE 0 0 10168 FORD MTR CO DEL COM 345370860 381 43350 SH SOLE 0 0 43350 FORTIVE CORP COM 34959J108 377 4498 SH SOLE 0 0 4498 FRANKLIN LTD DURATION INC TR COM 35472T101 521 54070 SH SOLE 0 0 54070 GAMCO GLOBAL GOLD NAT RES & COM SH BEN INT 36465A109 528 121734 SH SOLE 0 0 121734 GENERAL ELECTRIC CO COM 369604103 536 53679 SH SOLE 0 0 53679 GENERAL MLS INC COM 370334104 664 12831 SH SOLE 0 0 12831 GENESIS ENERGY L P UNIT LTD PARTN 371927104 356 15266 SH SOLE 0 0 15266 GERDAU S A SPON ADR REP PFD 373737105 253 65114 SH SOLE 0 0 65114 GILEAD SCIENCES INC COM 375558103 782 12033 SH SOLE 0 0 12033 GREEN PLAINS PARTNERS LP COM REP PTR IN 393221106 400 25280 SH SOLE 0 0 25280 HANCOCK JOHN INCOME SECS TR COM 410123103 212 14925 SH SOLE 0 0 14925 HANCOCK JOHN PFD INCOME FD SH BEN INT 41013W108 483 21298 SH SOLE 0 0 21298 HANCOCK JOHN PFD INCOME FD I COM 41021P103 1287 68704 SH SOLE 0 0 68704 HANNON ARMSTRONG SUST INFR C COM 41068X100 535 20863 SH SOLE 0 0 20863 HERITAGE FINL CORP WASH COM 42722X106 2085 69187 SH SOLE 0 0 69187 HI-CRUSH PARTNERS LP COM UNIT LTD 428337109 472 106143 SH SOLE 0 0 106143 HIGHLAND FDS I HI LD IBOXX SRLN 430101774 267 15175 SH SOLE 0 0 15175 HOEGH LNG PARTNERS LP COM UNIT LTD Y3262R100 1302 66609 SH SOLE 0 0 66609 HOME DEPOT INC COM 437076102 710 3700 SH SOLE 0 0 3700 HONEYWELL INTL INC COM 438516106 705 4438 SH SOLE 0 0 4438 HSBC HLDGS PLC SPON ADR NEW 404280406 380 9355 SH SOLE 0 0 9355 INTEL CORP COM 458140100 2778 51727 SH SOLE 0 0 51727 INTERNATIONAL BUSINESS MACHS COM 459200101 1535 10880 SH SOLE 0 0 10880 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 318 2472 SH SOLE 0 0 2472 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 5331 51048 SH SOLE 0 0 51048 INVESCO EXCHANGE TRADED FD T DWA MOMENTUM 46137V837 356 6273 SH SOLE 0 0 6273 INVESCO EXCHNG TRADED FD TR S&P500 LOW VOL 46138E354 207 3923 SH SOLE 0 0 3923 INVESCO EXCHNG TRADED FD TR FNDMNTL HY CRP 46138E719 895 47971 SH SOLE 0 0 47971 INVESCO EXCHNG TRADED FD TR SR LN ETF 46138G508 1022 45138 SH SOLE 0 0 45138 INVESCO EXCHNG TRADED FD TR SOLAR ETF 46138G706 1245 53744 SH SOLE 0 0 53744 INVESCO QQQ TR UNIT SER 1 46090E103 9766 54358 SH SOLE 0 0 54358 INVESCO TR INVT GRADE MUNS COM 46131M106 174 14070 SH SOLE 0 0 14070 IQIYI INC SPONSORED ADS 46267X108 348 14535 SH SOLE 0 0 14535 ISHARES INC EM MKTS DIV ETF 464286319 1061 26386 SH SOLE 0 0 26386 ISHARES INC CORE MSCI EMKT 46434G103 933 18045 SH SOLE 0 0 18045 ISHARES TR S&P 100 ETF 464287101 1249 9971 SH SOLE 0 0 9971 ISHARES TR CORE S&P TTL STK 464287150 1258 19529 SH SOLE 0 0 19529 ISHARES TR SELECT DIVID ETF 464287168 2197 22379 SH SOLE 0 0 22379 ISHARES TR TIPS BD ETF 464287176 1501 13273 SH SOLE 0 0 13273 ISHARES TR CORE S&P500 ETF 464287200 8461 29732 SH SOLE 0 0 29732 ISHARES TR CORE US AGGBD ET 464287226 3115 28563 SH SOLE 0 0 28563 ISHARES TR MSCI EMG MKT ETF 464287234 1806 42089 SH SOLE 0 0 42089 ISHARES TR IBOXX INV CP ETF 464287242 684 5748 SH SOLE 0 0 5748 ISHARES TR S&P 500 GRWT ETF 464287309 901 5225 SH SOLE 0 0 5225 ISHARES TR GLOB HLTHCRE ETF 464287325 493 8073 SH SOLE 0 0 8073 ISHARES TR S&P 500 VAL ETF 464287408 487 4321 SH SOLE 0 0 4321 ISHARES TR 20 YR TR BD ETF 464287432 761 6019 SH SOLE 0 0 6019 ISHARES TR BARCLAYS 7 10 YR 464287440 771 7231 SH SOLE 0 0 7231 ISHARES TR MSCI EAFE ETF 464287465 1069 16480 SH SOLE 0 0 16480 ISHARES TR RUS MD CP GR ETF 464287481 1667 12288 SH SOLE 0 0 12288 ISHARES TR CORE S&P MCP ETF 464287507 4921 25981 SH SOLE 0 0 25981 ISHARES TR EXPANDED TECH 464287515 2453 11636 SH SOLE 0 0 11636 ISHARES TR NASDAQ BIOTECH 464287556 931 8327 SH SOLE 0 0 8327 ISHARES TR RUS 1000 VAL ETF 464287598 8724 70642 SH SOLE 0 0 70642 ISHARES TR RUS 1000 GRW ETF 464287614 6733 44481 SH SOLE 0 0 44481 ISHARES TR RUS 1000 ETF 464287622 408 2596 SH SOLE 0 0 2596 ISHARES TR RUS 2000 VAL ETF 464287630 815 6797 SH SOLE 0 0 6797 ISHARES TR RUS 2000 GRW ETF 464287648 1695 8619 SH SOLE 0 0 8619 ISHARES TR RUSSELL 2000 ETF 464287655 811 5295 SH SOLE 0 0 5295 ISHARES TR CORE S&P US VLU 464287663 208 3788 SH SOLE 0 0 3788 ISHARES TR S&P MC 400VL ETF 464287705 967 6163 SH SOLE 0 0 6163 ISHARES TR U.S. TECH ETF 464287721 506 2657 SH SOLE 0 0 2657 ISHARES TR U.S. ENERGY ETF 464287796 922 25598 SH SOLE 0 0 25598 ISHARES TR CORE S&P SCP ETF 464287804 3411 44212 SH SOLE 0 0 44212 ISHARES TR U.S. BAS MTL ETF 464287838 965 10553 SH SOLE 0 0 10553 ISHARES TR SP SMCP600VL ETF 464287879 1675 11355 SH SOLE 0 0 11355 ISHARES TR S&P SML 600 GWT 464287887 353 1975 SH SOLE 0 0 1975 ISHARES TR MSCI AC ASIA ETF 464288182 1133 16024 SH SOLE 0 0 16024 ISHARES TR MRGSTR MD CP ETF 464288208 799 4252 SH SOLE 0 0 4252 ISHARES TR EAFE SML CP ETF 464288273 378 6583 SH SOLE 0 0 6583 ISHARES TR JPMORGAN USD EMG 464288281 1268 11518 SH SOLE 0 0 11518 ISHARES TR MRGSTR MD CP VAL 464288406 1487 9546 SH SOLE 0 0 9546 ISHARES TR IBOXX HI YD ETF 464288513 275 3186 SH SOLE 0 0 3186 ISHARES TR MRNING SM CP ETF 464288703 246 1781 SH SOLE 0 0 1781 ISHARES TR U.S. MED DVC ETF 464288810 1738 7508 SH SOLE 0 0 7508 ISHARES TR MICRO-CAP ETF 464288869 444 4787 SH SOLE 0 0 4787 ISHARES TR MIN VOL USA ETF 46429B697 2056 34973 SH SOLE 0 0 34973 ISHARES TR CORE MSCI TOTAL 46432F834 369 6358 SH SOLE 0 0 6358 ISHARES TR CORE MSCI EAFE 46432F842 367 6046 SH SOLE 0 0 6046 ISHARES TR EDGE MSCI MINM 46435G433 621 19263 SH SOLE 0 0 19263 JOHNSON & JOHNSON COM 478160104 3014 21559 SH SOLE 0 0 21559 JOHNSON CTLS INTL PLC SHS G51502105 340 9196 SH SOLE 0 0 9196 JP MORGAN EXCHANGE TRADED FD GLOBAL BD OPRT 46641Q852 206 4200 SH SOLE 0 0 4200 JPMORGAN CHASE & CO COM 46625H100 1792 17701 SH SOLE 0 0 17701 KAYNE ANDERSN MLP MIDS INVT COM 486606106 770 48013 SH SOLE 0 0 48013 KEMET CORP COM NEW 488360207 346 20380 SH SOLE 0 0 20380 KEYCORP NEW COM 493267108 497 31552 SH SOLE 0 0 31552 KIMBERLY CLARK CORP COM 494368103 210 1691 SH SOLE 0 0 1691 KINDER MORGAN INC DEL COM 49456B101 260 12980 SH SOLE 0 0 12980 LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 415 67984 SH SOLE 0 0 67984 LILLY ELI & CO COM 532457108 432 3331 SH SOLE 0 0 3331 LINDE PLC COM G5494J103 494 2806 SH SOLE 0 0 2806 LOCKHEED MARTIN CORP COM 539830109 373 1243 SH SOLE 0 0 1243 LOWES COS INC COM 548661107 244 2228 SH SOLE 0 0 2228 MAIDEN HOLDINGS LTD SHS G5753U112 68 90952 SH SOLE 0 0 90952 MASTERCARD INC CL A 57636Q104 310 1316 SH SOLE 0 0 1316 MCDONALDS CORP COM 580135101 672 3537 SH SOLE 0 0 3537 MEDLEY CAP CORP COM 58503F106 61 19550 SH SOLE 0 0 19550 MEDTRONIC PLC SHS G5960L103 304 3332 SH SOLE 0 0 3332 MERCADOLIBRE INC COM 58733R102 1188 2340 SH SOLE 0 0 2340 MERCK & CO INC COM 58933Y105 984 11832 SH SOLE 0 0 11832 MFA FINL INC COM 55272X102 471 64775 SH SOLE 0 0 64775 MFS MULTIMARKET INCOME TR SH BEN INT 552737108 220 38716 SH SOLE 0 0 38716 MICRON TECHNOLOGY INC COM 595112103 402 9723 SH SOLE 0 0 9723 MICROSOFT CORP COM 594918104 32183 272872 SH SOLE 0 0 272872 MONGODB INC CL A 60937P106 382 2600 SH SOLE 0 0 2600 MORGAN STANLEY EMER MKTS DEB COM 61744H105 129 14325 SH SOLE 0 0 14325 MOSAIC CO NEW COM 61945C103 351 12843 SH SOLE 0 0 12843 NETFLIX INC COM 64110L106 505 1415 SH SOLE 0 0 1415 NEUBERGER BERMAN MUNI FD INC COM 64124P101 1207 84101 SH SOLE 0 0 84101 NEW MEDIA INVT GROUP INC COM 64704V106 362 34437 SH SOLE 0 0 34437 NEW RESIDENTIAL INVT CORP COM NEW 64828T201 3339 197446 SH SOLE 0 0 197446 NEXTERA ENERGY INC COM 65339F101 257 1330 SH SOLE 0 0 1330 NIKE INC CL B 654106103 570 6763 SH SOLE 0 0 6763 NORDSTROM INC COM 655664100 374 8421 SH SOLE 0 0 8421 NOVARTIS A G SPONSORED ADR 66987V109 348 3623 SH SOLE 0 0 3623 NUTRIEN LTD COM 67077M108 436 8258 SH SOLE 0 0 8258 NUVEEN AMT FREE MUN CR INC F COM 67071L106 694 45923 SH SOLE 0 0 45923 NUVEEN AMT FREE QLTY MUN INC COM 670657105 906 67851 SH SOLE 0 0 67851 NUVEEN CA QUALTY MUN INCOME COM 67066Y105 166 12012 SH SOLE 0 0 12012 NUVEEN CR STRATEGIES INCM FD COM SHS 67073D102 809 104680 SH SOLE 0 0 104680 NUVEEN MULTI MKT INCOME FD COM 67075J107 75 10601 SH SOLE 0 0 10601 NUVEEN MUNICIPAL CREDIT INC COM SH BEN INT 67070X101 360 23868 SH SOLE 0 0 23868 NUVEEN NEW YORK AMT QLT MUNI COM 670656107 265 20838 SH SOLE 0 0 20838 NUVEEN QUALITY MUNCP INCOME COM 67066V101 499 36757 SH SOLE 0 0 36757 NUVEEN REAL ASSET INM AND GW COM 67074Y105 1554 96860 SH SOLE 0 0 96860 NVIDIA CORP COM 67066G104 578 3221 SH SOLE 0 0 3221 OASIS MIDSTREAM PARTNERS LP COM UNITS REPS 67420T206 645 31749 SH SOLE 0 0 31749 OMEROS CORP COM 682143102 553 31859 SH SOLE 0 0 31859 ORACLE CORP COM 68389X105 635 11815 SH SOLE 0 0 11815 PACCAR INC COM 693718108 2138 31383 SH SOLE 0 0 31383 PAYCHEX INC COM 704326107 233 2911 SH SOLE 0 0 2911 PAYCOM SOFTWARE INC COM 70432V102 303 1602 SH SOLE 0 0 1602 PAYPAL HLDGS INC COM 70450Y103 352 3393 SH SOLE 0 0 3393 PEPSICO INC COM 713448108 1405 11464 SH SOLE 0 0 11464 PFIZER INC COM 717081103 2364 55669 SH SOLE 0 0 55669 PHILIP MORRIS INTL INC COM 718172109 274 3099 SH SOLE 0 0 3099 PIMCO CORPORATE & INCOME OPP COM 72201B101 351 20050 SH SOLE 0 0 20050 PIMCO CORPORATE INCOME STRAT COM 72200U100 862 50066 SH SOLE 0 0 50066 PIMCO DYNMIC CREDIT AND MRT COM SHS 72202D106 499 21312 SH SOLE 0 0 21312 PPL CORP COM 69351T106 612 19283 SH SOLE 0 0 19283 PROCTER AND GAMBLE CO COM 742718109 3173 30492 SH SOLE 0 0 30492 PROSHARES TR ULTRA FNCLS NEW 74347X633 234 5846 SH SOLE 0 0 5846 PUTNAM MASTER INTER INCOME T SH BEN INT 746909100 84 18500 SH SOLE 0 0 18500 QUALCOMM INC COM 747525103 678 11894 SH SOLE 0 0 11894 RAYTHEON CO COM NEW 755111507 309 1698 SH SOLE 0 0 1698 REALTY INCOME CORP COM 756109104 495 6732 SH SOLE 0 0 6732 RIBBON COMMUNICATIONS INC COM 762544104 54 10490 SH SOLE 0 0 10490 RIO TINTO PLC SPONSORED ADR 767204100 362 6150 SH SOLE 0 0 6150 RITE AID CORP COM 767754104 9 14000 SH SOLE 0 0 14000 ROYAL BK CDA MONTREAL QUE COM 780087102 402 5321 SH SOLE 0 0 5321 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 304 4758 SH SOLE 0 0 4758 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 943 15059 SH SOLE 0 0 15059 SALESFORCE COM INC COM 79466L302 447 2824 SH SOLE 0 0 2824 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 667 8401 SH SOLE 0 0 8401 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 686 12531 SH SOLE 0 0 12531 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 268 8559 SH SOLE 0 0 8559 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 1023 20373 SH SOLE 0 0 20373 SCHWAB STRATEGIC TR US TIPS ETF 808524870 439 7977 SH SOLE 0 0 7977 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 1659 14571 SH SOLE 0 0 14571 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 213 8296 SH SOLE 0 0 8296 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 202 2733 SH SOLE 0 0 2733 SHIP FINANCE INTERNATIONAL L SHS G81075106 437 35403 SH SOLE 0 0 35403 SHOPIFY INC CL A 82509L107 306 1479 SH SOLE 0 0 1479 SNAP INC CL A 83304A106 169 15303 SH SOLE 0 0 15303 SOUTHERN CO COM 842587107 508 9837 SH SOLE 0 0 9837 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 230 887 SH SOLE 0 0 887 SPDR S&P 500 ETF TR TR UNIT 78462F103 2115 7487 SH SOLE 0 0 7487 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 1979 5730 SH SOLE 0 0 5730 SPDR SER TR NUVEEN BRC MUNIC 78468R721 787 15977 SH SOLE 0 0 15977 SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 751 12452 SH SOLE 0 0 12452 SPDR SERIES TRUST BLOOMBERG BRCLYS 78464A417 1126 31292 SH SOLE 0 0 31292 SPDR SERIES TRUST S&P PHARMAC 78464A722 676 16255 SH SOLE 0 0 16255 SPDR SERIES TRUST OILGAS EQUIP 78464A748 167 14479 SH SOLE 0 0 14479 SPDR SERIES TRUST S&P DIVID ETF 78464A763 2436 24502 SH SOLE 0 0 24502 SPECIAL OPPORTUNITIES FD INC COM 84741T104 233 17369 SH SOLE 0 0 17369 SPIRIT RLTY CAP INC NEW COM NEW 84860W300 265 6675 SH SOLE 0 0 6675 STARBUCKS CORP COM 855244109 6863 92319 SH SOLE 0 0 92319 STEALTHGAS INC SHS Y81669106 109 31150 SH SOLE 0 0 31150 TCW STRATEGIC INCOME FUND IN COM 872340104 257 46765 SH SOLE 0 0 46765 TEMPLETON EMERG MKTS INCOME COM 880192109 104 10136 SH SOLE 0 0 10136 TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS 881624209 418 26629 SH SOLE 0 0 26629 TEXAS INSTRS INC COM 882508104 652 6151 SH SOLE 0 0 6151 TILLYS INC CL A 886885102 313 28125 SH SOLE 0 0 28125 TRANSOCEAN LTD REG SHS H8817H100 278 31943 SH SOLE 0 0 31943 TRAVELERS COMPANIES INC COM 89417E109 219 1600 SH SOLE 0 0 1600 TURQUOISE HILL RES LTD COM 900435108 131 78761 SH SOLE 0 0 78761 TWITTER INC COM 90184L102 232 7065 SH SOLE 0 0 7065 UNION PACIFIC CORP COM 907818108 1300 7773 SH SOLE 0 0 7773 UNITED PARCEL SERVICE INC CL B 911312106 824 7375 SH SOLE 0 0 7375 UNITED TECHNOLOGIES CORP COM 913017109 435 3373 SH SOLE 0 0 3373 UNITEDHEALTH GROUP INC COM 91324P102 823 3329 SH SOLE 0 0 3329 UQM TECHNOLOGIES INC COM 903213106 68 41288 SH SOLE 0 0 41288 US BANCORP DEL COM NEW 902973304 6122 127049 SH SOLE 0 0 127049 VANECK MERK GOLD TRUST GOLD TRUST 921078101 550 43415 SH SOLE 0 0 43415 VANGUARD ADMIRAL FDS INC MIDCP 400 GRTH 921932869 409 3019 SH SOLE 0 0 3019 VANGUARD BD INDEX FD INC LONG TERM BOND 921937793 1174 12740 SH SOLE 0 0 12740 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 5655 71046 SH SOLE 0 0 71046 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 8007 98637 SH SOLE 0 0 98637 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 2362 42351 SH SOLE 0 0 42351 VANGUARD GROUP DIV APP ETF 921908844 2964 27034 SH SOLE 0 0 27034 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 334 1285 SH SOLE 0 0 1285 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 507 4700 SH SOLE 0 0 4700 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 2822 19764 SH SOLE 0 0 19764 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 8450 97226 SH SOLE 0 0 97226 VANGUARD INDEX FDS SM CP VAL ETF 922908611 1858 14430 SH SOLE 0 0 14430 VANGUARD INDEX FDS MID CAP ETF 922908629 3266 20319 SH SOLE 0 0 20319 VANGUARD INDEX FDS LARGE CAP ETF 922908637 3846 29629 SH SOLE 0 0 29629 VANGUARD INDEX FDS GROWTH ETF 922908736 12785 81738 SH SOLE 0 0 81738 VANGUARD INDEX FDS VALUE ETF 922908744 13185 122505 SH SOLE 0 0 122505 VANGUARD INDEX FDS SMALL CP ETF 922908751 4869 31862 SH SOLE 0 0 31862 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1463 10111 SH SOLE 0 0 10111 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 1180 11328 SH SOLE 0 0 11328 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 2163 43122 SH SOLE 0 0 43122 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1640 38584 SH SOLE 0 0 38584 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 614 9318 SH SOLE 0 0 9318 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 805 15011 SH SOLE 0 0 15011 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 306 6294 SH SOLE 0 0 6294 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 2062 25849 SH SOLE 0 0 25849 VANGUARD SCOTTSDALE FDS INTER TERM TREAS 92206C706 924 14325 SH SOLE 0 0 14325 VANGUARD SCOTTSDALE FDS LONG TERM TREAS 92206C847 322 4145 SH SOLE 0 0 4145 VANGUARD STAR FD VG TL INTL STK F 921909768 367 7072 SH SOLE 0 0 7072 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 4494 109948 SH SOLE 0 0 109948 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 4979 58120 SH SOLE 0 0 58120 VANGUARD WHITEHALL FDS INC EMERG MKT BD ETF 921946885 830 10603 SH SOLE 0 0 10603 VANGUARD WORLD FD MEGA GRWTH IND 921910816 798 6420 SH SOLE 0 0 6420 VEEVA SYS INC CL A COM 922475108 204 1612 SH SOLE 0 0 1612 VERIZON COMMUNICATIONS INC COM 92343V104 2339 39557 SH SOLE 0 0 39557 VISA INC COM CL A 92826C839 1335 8547 SH SOLE 0 0 8547 WALMART INC COM 931142103 330 3383 SH SOLE 0 0 3383 WD-40 CO COM 929236107 220 1300 SH SOLE 0 0 1300 WELLS FARGO CO NEW COM 949746101 348 7201 SH SOLE 0 0 7201 WELLS FARGO MULTI SECTOR INC COM 94987D101 2915 240928 SH SOLE 0 0 240928 WELLTOWER INC COM 95040Q104 318 4102 SH SOLE 0 0 4102 WESTERN ASSET EMRG MKT DEBT COM 95766A101 723 53035 SH SOLE 0 0 53035 WESTERN ASSET MTG DEF OPPTY COM 95790B109 847 40827 SH SOLE 0 0 40827 WESTPORT FUEL SYSTEMS INC COM NEW 960908309 39 25000 SH SOLE 0 0 25000 WEYERHAEUSER CO COM 962166104 219 8319 SH SOLE 0 0 8319 WISDOMTREE TR EMG MKTS SMCAP 97717W281 205 4343 SH SOLE 0 0 4343 WIX COM LTD SHS M98068105 205 1700 SH SOLE 0 0 1700 YPF SOCIEDAD ANONIMA SPON ADR CL D 984245100 193 13775 SH SOLE 0 0 13775