FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
|
1. Name and Address of Reporting Person*
(Street)
|
2. Date of Event Requiring Statement
(Month/Day/Year) 06/16/2015 |
3. Issuer Name and Ticker or Trading Symbol
QUICKLOGIC CORPORATION [ QUIK ] |
|||||||||||||
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
|
5. If Amendment, Date of Original Filed
(Month/Day/Year) |
||||||||||||||
6. Individual or Joint/Group Filing (Check Applicable Line)
|
Table I - Non-Derivative Securities Beneficially Owned | |||
---|---|---|---|
1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 31,728 | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
---|---|---|---|---|---|---|---|
1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Restricted Stock Unit | (1) | (1) | Common Stock | 16,779 | $0.00 | D | |
Incentive Stock Option | (2) | 11/08/2017 | Common Stock | 563 | $4.17 | D | |
Incentive Stock Option | (2) | 06/09/2020 | Common Stock | 5,000 | $2.78 | D | |
Incentive Stock Option | (3) | 11/09/2021 | Common Stock | 7,000 | $2.78 | D | |
Incentive Stock Option | (4) | 08/08/2022 | Common Stock | 7,250 | $2.17 | D | |
Incentive Stock Option | (5) | 12/11/2023 | Common Stock | 9,000 | $3.39 | D |
Explanation of Responses: |
1. 25% of the RSUs shall vest on the one-year anniversary of the date of grant and one eighth (1/8th) of the RSUs shall vest every six months thereafter. |
2. The options are fully vested as of the date of the event requiring statement. |
3. Of the amount in column 3, 5,437 are fully vested and exercisable, and 1,563 will vest in 5 equal monthly installments beginning on July 10, 2015. |
4. Of the amount in column 3, 5,135 are fully vested and exercisable, and 2,115 will vest in 14 equal monthly installments beginning on July 9, 2015. |
5. Of the amount in column 3, 3,375 are fully vested and exercisable, and 5,625 will vest in 30 equal monthly installments beginning on July 9, 2015. |
/s/ Patricia Hart, by Power of Attorney | 06/26/2015 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |