EX-99.D.V 5 d176091dex99dv.htm NOTICE OF CONTINUANCE OF INVESTMENT SUB-ADVISORY AGREEMENT Notice of Continuance of Investment Sub-Advisory Agreement

NOTICE OF CONTINUANCE OF INVESTMENT SUB-ADVISORY AGREEMENT

WHEREAS, Nuveen Fund Advisors, LLC, a Delaware limited liability company (the “Manager “) and Teachers Advisors, LLC, a Delaware limited liability company (the “Sub-Adviser”) have entered into Sub-Advisory Agreements as listed below (the “Agreements”) and continued to August 1, 2021, pursuant to which the Sub-Adviser furnishes investment advisory services to the Nuveen Funds listed; and

WHEREAS, pursuant to the terms of the Agreements, the Agreements shall continue in force from year to year after the initial effective period, provided that such continuance is specifically approved for each Portfolio (as defined in each Agreement) at least annually in the manner required by the Investment Company Act of 1940 and the rules and regulations thereunder.

NOW THEREFORE, this Notice memorializes between the parties that the Board of Trustees of the Nuveen Funds, including the independent Trustees, at a meeting called in part for the purpose of reviewing the Agreements, have approved the continuance of the Agreements with respect to each Portfolio until August 1, 2022, in the manner required by the Investment Company Act of 1940.

Dated as of July 30, 2021

 

Fund   Effective Date    
of Contract    
   

Nuveen (f/k/a NuShares) Enhanced Yield U.S. Aggregate Bond ETF

   8/2/16
   

Nuveen (f/k/a NuShares) Short-Term REIT ETF

   12/5/16
   

Nuveen (f/k/a NuShares) ESG Large-Cap Growth ETF

   12/7/16
   

Nuveen (f/k/a NuShares) ESG Large-Cap Value ETF

   12/7/16
   

Nuveen (f/k/a NuShares) ESG Mid-Cap Growth ETF

   12/7/16
   

Nuveen (f/k/a NuShares) ESG Mid-Cap Value ETF

   12/7/16
   

Nuveen (f/k/a NuShares) ESG Small-Cap ETF

   12/7/16
   

Nuveen (f/k/a NuShares) Enhanced Yield 1-5 Year U.S. Aggregate Bond ETF

   3/9/17
   

Nuveen (f/k/a NuShares) ESG Emerging Markets Equity ETF

   5/16/17
   

Nuveen (f/k/a NuShares) ESG International Developed Markets Equity ETF

   5/16/17
   

Nuveen (f/k/a NuShares) ESG U.S. Aggregate Bond ETF

   9/24/17
   

Nuveen ESG Large-Cap ETF

   6/4/19
   

Nuveen ESG High Yield Corporate Bond ETF

   9/20/19
   

Nuveen Emerging Markets Debt 2022 Target Term Fund (JEMD)

   9/15/17
   

Nuveen Mortgage and Income Fund (JLS)

   10/14/19