0001683168-17-002901.txt : 20171113 0001683168-17-002901.hdr.sgml : 20171110 20171113081755 ACCESSION NUMBER: 0001683168-17-002901 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171113 DATE AS OF CHANGE: 20171113 EFFECTIVENESS DATE: 20171113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Bruderman Asset Management, LLC CENTRAL INDEX KEY: 0001633673 IRS NUMBER: 472020066 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16872 FILM NUMBER: 171193268 BUSINESS ADDRESS: STREET 1: 75 MONTEBELLO ROAD CITY: SUFFERN STATE: NY ZIP: 10901 BUSINESS PHONE: 845-368-2900 MAIL ADDRESS: STREET 1: 75 MONTEBELLO ROAD CITY: SUFFERN STATE: NY ZIP: 10901 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001633673 XXXXXXXX 09-30-2017 09-30-2017 false Bruderman Asset Management, LLC

75 Montebello Road Suffern NY 10901

13F HOLDINGS REPORT 028-16872 N Thomas A. Cattani 845-368-2900 /s/ Thomas A. Cattani Suffern NY 11-09-2017 0 121 386486 INFORMATION TABLE 2 infotable.xml SANOFI SPONSORED ADR 80105N105 4964 99702 SH SOLE 0 0 99702 NUVEEN PFD & INCM SECURTIES COM 67072C105 1025 98486 SH SOLE 0 0 98486 ISHARES TR MSCI INDONIA ETF 46429B309 2565 96114 SH SOLE 0 0 96114 NORTHROP GRUMMAN CORP COM 666807102 273 950 SH SOLE 0 0 950 TOOTSIE ROLL INDS INC COM 890516107 360 9479 SH SOLE 0 0 9479 GENUINE PARTS CO COM 372460105 893 9333 SH SOLE 0 0 9333 GENERAL MLS INC COM 370334104 467 9030 SH SOLE 0 0 9030 SMUCKER J M CO COM NEW 832696405 945 9007 SH SOLE 0 0 9007 3M CO COM 88579Y101 1886 8986 SH SOLE 0 0 8986 COMCAST CORP NEW CL A 20030N101 339 8819 SH SOLE 0 0 8819 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 293 8786 SH SOLE 0 0 8786 NUVEEN PFD & INCOME TERM FD COM 67075A106 221 8780 SH SOLE 0 0 8780 ABBVIE INC COM 00287Y109 7533 84772 SH SOLE 0 0 84772 GOLDMAN SACHS GROUP INC COM 38141G104 1970 8308 SH SOLE 0 0 8308 NUVEEN S&P 500 BUY-WRITE INC COM 6706ER101 1139 81481 SH SOLE 0 0 81481 PAYCHEX INC COM 704326107 466 7768 SH SOLE 0 0 7768 SYSCO CORP COM 871829107 403 7466 SH SOLE 0 0 7466 MEDTRONIC PLC SHS G5960L103 575 7396 SH SOLE 0 0 7396 FACEBOOK INC CL A 30303M102 1212 7094 SH SOLE 0 0 7094 CHEVRON CORP NEW COM 166764100 817 6956 SH SOLE 0 0 6956 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 3631 67268 SH SOLE 0 0 67268 MONDELEZ INTL INC CL A 609207105 267 6575 SH SOLE 0 0 6575 NUVEEN REAL ESTATE INCOME FD COM 67071B108 730 65437 SH SOLE 0 0 65437 APPLE INC COM 037833100 9882 64119 SH SOLE 0 0 64119 INTERNATIONAL BUSINESS MACHS COM 459200101 8966 61800 SH SOLE 0 0 61800 UNITED TECHNOLOGIES CORP COM 913017109 713 6146 SH SOLE 0 0 6146 STARBUCKS CORP COM 855244109 3061 56984 SH SOLE 0 0 56984 JPMORGAN CHASE & CO COM 46625H100 540 5655 SH SOLE 0 0 5655 DIAGEO P L C SPON ADR NEW 25243Q205 7462 56472 SH SOLE 0 0 56472 PEPSICO INC COM 713448108 6272 56287 SH SOLE 0 0 56287 RYDEX ETF TRUST GUG S&P500EQWTHC 78355W841 919 5245 SH SOLE 0 0 5245 SELECT SECTOR SPDR TR 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KAMAN CORP COM 483548103 221 3971 SH SOLE 0 0 3971 JOHNSON & JOHNSON COM 478160104 5095 39192 SH SOLE 0 0 39192 WALGREENS BOOTS ALLIANCE INC COM 931427108 295 3815 SH SOLE 0 0 3815 ISHARES TR HDG MSCI EAFE 46434V803 1098 37957 SH SOLE 0 0 37957 HEALTHCARE SVCS GRP INC COM 421906108 202 3742 SH SOLE 0 0 3742 PIMCO DYNMIC CREDIT AND MRT COM SHS 72202D106 862 37400 SH SOLE 0 0 37400 CISCO SYS INC COM 17275R102 12542 372952 SH SOLE 0 0 372952 WD-40 CO COM 929236107 409 3658 SH SOLE 0 0 3658 DOWDUPONT INC COM 26078J100 252 3636 SH SOLE 0 0 3636 AUTOMATIC DATA PROCESSING IN COM 053015103 393 3597 SH SOLE 0 0 3597 PIMCO INCOME OPPORTUNITY FD COM 72202B100 946 35896 SH SOLE 0 0 35896 SPDR SERIES TRUST S&P BIOTECH 78464A870 3102 35835 SH SOLE 0 0 35835 WAL-MART STORES INC COM 931142103 2777 35544 SH SOLE 0 0 35544 VERIZON COMMUNICATIONS INC COM 92343V104 17068 344877 SH SOLE 0 0 344877 PFIZER INC COM 717081103 12286 344154 SH SOLE 0 0 344154 ALPHABET INC CAP STK CL C 02079K107 317 331 SH SOLE 0 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78464A763 2479 27139 SH SOLE 0 0 27139 PROCTER AND GAMBLE CO COM 742718109 2348 25809 SH SOLE 0 0 25809 ALTRIA GROUP INC COM 02209S103 1618 25509 SH SOLE 0 0 25509 TOTAL S A SPONSORED ADR 89151E109 13636 254775 SH SOLE 0 0 254775 DARDEN RESTAURANTS INC COM 237194105 200 2543 SH SOLE 0 0 2543 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 3029 25388 SH SOLE 0 0 25388 RYDEX ETF TRUST GUG S&P500 EQ WT 78355W106 2291 23976 SH SOLE 0 0 23976 CATERPILLAR INC DEL COM 149123101 2865 22970 SH SOLE 0 0 22970 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 13982 223564 SH SOLE 0 0 223564 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 405 2210 SH SOLE 0 0 2210 TEXAS INSTRS INC COM 882508104 1847 20605 SH SOLE 0 0 20605 THOR INDS INC COM 885160101 254 2015 SH SOLE 0 0 2015 GENERAL MTRS CO COM 37045V100 7679 190180 SH SOLE 0 0 190180 INFOSYS LTD SPONSORED ADR 456788108 277 18963 SH SOLE 0 0 18963 TJX COS INC NEW COM 872540109 1395 18922 SH SOLE 0 0 18922 BECTON DICKINSON & CO COM 075887109 369 1884 SH 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122785 SH SOLE 0 0 122785 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 978 11937 SH SOLE 0 0 11937 GABELLI EQUITY TR INC COM 362397101 76 11700 SH SOLE 0 0 11700 PHILIP MORRIS INTL INC COM 718172109 12223 110108 SH SOLE 0 0 110108 LOCKHEED MARTIN CORP COM 539830109 3406 10977 SH SOLE 0 0 10977 DUKE ENERGY CORP NEW COM NEW 26441C204 8958 106748 SH SOLE 0 0 106748 PINNACLE WEST CAP CORP COM 723484101 893 10564 SH SOLE 0 0 10564 NOVARTIS A G SPONSORED ADR 66987V109 880 10248 SH SOLE 0 0 10248 EXXON MOBIL CORP COM 30231G102 832 10152 SH SOLE 0 0 10152 CME GROUP INC COM CL A 12572Q105 13574 100046 SH SOLE 0 0 100046