0001085146-16-004771.txt : 20161114 0001085146-16-004771.hdr.sgml : 20161111 20161114085046 ACCESSION NUMBER: 0001085146-16-004771 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161114 DATE AS OF CHANGE: 20161114 EFFECTIVENESS DATE: 20161114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RFG Advisory Group, LLC CENTRAL INDEX KEY: 0001633387 IRS NUMBER: 452787436 STATE OF INCORPORATION: AL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16724 FILM NUMBER: 161990915 BUSINESS ADDRESS: STREET 1: 1400 URBAN CENTER DRIVE STREET 2: SUITE 475 CITY: BIRMINGHAM STATE: AL ZIP: 35242 BUSINESS PHONE: 205-397-2453 MAIL ADDRESS: STREET 1: 1400 URBAN CENTER DRIVE STREET 2: SUITE 475 CITY: BIRMINGHAM STATE: AL ZIP: 35242 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001633387 XXXXXXXX 09-30-2016 09-30-2016 false RFG Advisory Group, LLC

1400 URBAN CENTER DRIVE SUITE 475 BIRMINGHAM AL 35242

13F HOLDINGS REPORT 028-16724 N Hamilton P.B. Poynor 205-397-2450 /s/ Hamilton P.B. Poynor Birmingham AL 11-10-2016 0 85 109301 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ABBVIE INC COM 00287Y109 526 8352 SH SOLE 0 0 8352 ADVISORSHARES TR ADVSHS YLD ETF 00768Y644 4391 186382 SH SOLE 0 0 186382 ALTRIA GROUP INC COM 02209S103 744 12032 SH SOLE 0 0 12032 AMERICAN EXPRESS CO COM 025816109 421 6583 SH SOLE 0 0 6583 AMGEN INC COM 031162100 404 2407 SH SOLE 0 0 2407 APPLE INC COM 037833100 8035 71105 SH SOLE 0 0 71105 ARES CAP CORP COM 04010L103 375 24110 SH SOLE 0 0 24110 AT&T INC COM 00206R102 605 15134 SH SOLE 0 0 15134 BCE INC COM NEW 05534B760 429 9399 SH SOLE 0 0 9399 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 408 2851 SH SOLE 0 0 2851 CENTENE CORP DEL COM 15135B101 374 6000 SH SOLE 0 0 6000 CERNER CORP COM 156782104 306 5025 SH SOLE 0 0 5025 CHEVRON CORP NEW COM 166764100 612 6044 SH SOLE 0 0 6044 CISCO SYS INC COM 17275R102 324 10338 SH SOLE 0 0 10338 CLOROX CO DEL COM 189054109 275 2253 SH SOLE 0 0 2253 CRACKER BARREL OLD CTRY STOR COM 22410J106 251 1908 SH SOLE 0 0 1908 CUMMINS INC COM 231021106 360 2823 SH SOLE 0 0 2823 CVS HEALTH CORP COM 126650100 232 2683 SH SOLE 0 0 2683 DISNEY WALT CO COM DISNEY 254687106 466 5030 SH SOLE 0 0 5030 DOMINION RES INC VA NEW COM 25746U109 451 6258 SH SOLE 0 0 6258 EXPRESS SCRIPTS HLDG CO COM 30219G108 326 4669 SH SOLE 0 0 4669 EXXON MOBIL CORP COM 30231G102 438 5085 SH SOLE 0 0 5085 FACEBOOK INC CL A 30303M102 1214 9468 SH SOLE 0 0 9468 FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX 33733E302 1102 13487 SH SOLE 0 0 13487 FIRST TR EXCHANGE TRADED FD FIRST TR ENH NEW 33739Q408 2931 48906 SH SOLE 0 0 48906 FORD MTR CO DEL COM PAR $0.01 345370860 155 12690 SH SOLE 0 0 12690 FS INVT CORP COM 302635107 627 66864 SH SOLE 0 0 66864 GENERAL ELECTRIC CO COM 369604103 649 21971 SH SOLE 0 0 21971 GILEAD SCIENCES INC COM 375558103 484 6259 SH SOLE 0 0 6259 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 334 7713 SH SOLE 0 0 7713 GOLDMAN SACHS ETF TR ACTIVEBETA INT 381430107 794 31749 SH SOLE 0 0 31749 HANESBRANDS INC COM 410345102 322 12609 SH SOLE 0 0 12609 HIGHLAND FDS I HI LD IBOXX SRLN 430101774 3786 203342 SH SOLE 0 0 203342 ILLUMINA INC COM 452327109 362 2000 SH SOLE 0 0 2000 INTERNATIONAL BUSINESS MACHS COM 459200101 575 3681 SH SOLE 0 0 3681 INTL PAPER CO COM 460146103 262 5544 SH SOLE 0 0 5544 ISHARES AGGRES ALLOC ETF 464289859 335 7123 SH SOLE 0 0 7123 ISHARES TR CORE S&P MCP ETF 464287507 462 3023 SH SOLE 0 0 3023 ISHARES TR CORE S&P SCP ETF 464287804 472 3827 SH SOLE 0 0 3827 ISHARES TR CORE S&P TTL STK 464287150 2264 46052 SH SOLE 0 0 46052 ISHARES TR CORE S&P500 ETF 464287200 406 1877 SH SOLE 0 0 1877 ISHARES TR CORE US AGGBD ET 464287226 9199 82341 SH SOLE 0 0 82341 ISHARES TR MIN VOL EAFE ETF 46429B689 3061 45571 SH SOLE 0 0 45571 ISHARES TR MIN VOL USA ETF 46429B697 3805 85188 SH SOLE 0 0 85188 ISHARES TR NATIONAL MUN ETF 464288414 213 1900 SH SOLE 0 0 1900 ISHARES TR SELECT DIVID ETF 464287168 1410 16767 SH SOLE 0 0 16767 ISHARES TR TIPS BD ETF 464287176 1100 9500 SH SOLE 0 0 9500 JOHNSON & JOHNSON COM 478160104 1036 8724 SH SOLE 0 0 8724 JPMORGAN CHASE & CO COM 46625H100 524 7869 SH SOLE 0 0 7869 KIMBERLY CLARK CORP COM 494368103 636 5169 SH SOLE 0 0 5169 KINDER MORGAN INC DEL COM 49456B101 220 9887 SH SOLE 0 0 9887 LOCKHEED MARTIN CORP COM 539830109 228 959 SH SOLE 0 0 959 MAXIM INTEGRATED PRODS INC COM 57772K101 483 12195 SH SOLE 0 0 12195 MCDONALDS CORP COM 580135101 241 2121 SH SOLE 0 0 2121 MERCK & CO INC COM 58933Y105 512 8196 SH SOLE 0 0 8196 NATIONAL GRID PLC SPON ADR NEW 636274300 419 5998 SH SOLE 0 0 5998 NUCOR CORP COM 670346105 436 9150 SH SOLE 0 0 9150 OPKO HEALTH INC COM 68375N103 162 15302 SH SOLE 0 0 15302 PAYCHEX INC COM 704326107 523 9147 SH SOLE 0 0 9147 PFIZER INC COM 717081103 569 16865 SH SOLE 0 0 16865 PIMCO DYNMIC CREDIT AND MRT COM SHS 72202D106 348 16961 SH SOLE 0 0 16961 PIMCO HIGH INCOME FD COM SHS 722014107 452 45752 SH SOLE 0 0 45752 POWERSHARES ETF TR II VAR RATE PFD POR 73937B597 820 32030 SH SOLE 0 0 32030 POWERSHARES ETF TRUST S&P 500 QLTY PRT 73935X682 500 20042 SH SOLE 0 0 20042 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 876 37760 SH SOLE 0 0 37760 PRICE T ROWE GROUP INC COM 74144T108 299 4493 SH SOLE 0 0 4493 PROCTER AND GAMBLE CO COM 742718109 982 11119 SH SOLE 0 0 11119 QUALCOMM INC COM 747525103 271 4080 SH SOLE 0 0 4080 REALTY INCOME CORP COM 756109104 599 9404 SH SOLE 0 0 9404 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 239 4439 SH SOLE 0 0 4439 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 1060 20222 SH SOLE 0 0 20222 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 1109 15413 SH SOLE 0 0 15413 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 1007 21304 SH SOLE 0 0 21304 SOUTHERN CO COM 842587107 3202 64235 SH SOLE 0 0 64235 SPDR GOLD TRUST GOLD SHS 78463V107 224 1854 SH SOLE 0 0 1854 SPDR S&P 500 ETF TR TR UNIT 78462F103 6122 28522 SH SOLE 0 0 28522 UNITED BANKSHARES INC WEST V COM 909907107 282 7493 SH SOLE 0 0 7493 VANGUARD INDEX FDS REIT ETF 922908553 8328 99188 SH SOLE 0 0 99188 VANGUARD INDEX FDS TOTAL STK MKT 922908769 9134 82672 SH SOLE 0 0 82672 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 345 9200 SH SOLE 0 0 9200 VANGUARD WORLD FD MEGA GRWTH IND 921910816 8284 95322 SH SOLE 0 0 95322 VERIZON COMMUNICATIONS INC COM 92343V104 658 12843 SH SOLE 0 0 12843 WAL-MART STORES INC COM 931142103 450 6276 SH SOLE 0 0 6276 WELLS FARGO & CO NEW COM 949746101 416 9533 SH SOLE 0 0 9533 WELLTOWER INC COM 95040Q104 228 3175 SH SOLE 0 0 3175