0001633227-16-000005.txt : 20160212
0001633227-16-000005.hdr.sgml : 20160212
20160212142456
ACCESSION NUMBER: 0001633227-16-000005
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20151231
FILED AS OF DATE: 20160212
DATE AS OF CHANGE: 20160212
EFFECTIVENESS DATE: 20160212
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: McGowan Group Asset Management, Inc.
CENTRAL INDEX KEY: 0001633227
IRS NUMBER: 270603296
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16514
FILM NUMBER: 161417788
BUSINESS ADDRESS:
STREET 1: 200 CRESCENT COURT
STREET 2: SUITE 657
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 214.720.4400
MAIL ADDRESS:
STREET 1: 200 CRESCENT COURT
STREET 2: SUITE 657
CITY: DALLAS
STATE: TX
ZIP: 75201
13F-HR
1
primary_doc.xml
13F-HR
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true
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0001633227
XXXXXXXX
12-31-2015
12-31-2015
McGowan Group Asset Management, Inc.
200 CRESCENT COURT
SUITE 657
DALLAS
TX
75201
13F HOLDINGS REPORT
028-16514
N
Ismael Lee Sanchez
CCO
214-720-4400
Ismael Lee Sanchez
Dallas
TX
02-12-2016
0
127
505207
false
INFORMATION TABLE
2
MGAM4QTR2015_13F-HR.xml
MGAM 4QTR 2015
ABERDEEN ASIA-PACIFIC INCOME FD INC COM
COM
003009107
1892
414095
SH
SOLE
N/A
414095
0
0
ALLIANCEBERSTEIN GLOBAL HIGH INCOME FD INC
COM
01879R106
24163
2241497
SH
SOLE
N/A
2241497
0
0
ALON USA PARTNERS LPUNIT LTD PARTNERSHIP
UT LTDPART INT
02052T109
8957
385267
SH
SOLE
N/A
385267
0
0
ALPHABET INC CAP STK CL A
CAP STK CL A
02079K305
297
382
SH
SOLE
N/A
382
0
0
ALPINE GLOBAL PREMIER PPTYS FD COM SHS OF
COM SBI
02083A103
12941
2242843
SH
SOLE
N/A
2242843
0
0
ALTRIA GROUP INC
COM
02209S103
772
13260
SH
SOLE
N/A
13260
0
0
AMAZON COM INC
COM
023135106
484
716
SH
SOLE
N/A
716
0
0
APPLE INC COM
COM
037833100
948
9011
SH
SOLE
N/A
9011
0
0
ARES CAP CORP COM
COM
04010L103
11677
819446
SH
SOLE
N/A
819446
0
0
AT&T INC COM
COM
00206R102
1176
34182
SH
SOLE
N/A
34182
0
0
BERKSHIRE HATHAWAY INC DEL CL B NEW
CL B NEW
084670702
283
2140
SH
SOLE
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2140
0
0
BLACKROCK CREDIT ALLOCATION INCOME TR IV I
COM
092508100
600
48642
SH
SOLE
N/A
48642
0
0
BLACKSTONE MTG TR INC COM CL A
COM CL A
09257W100
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294992
SH
SOLE
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294992
0
0
BRISTOL MYERS SQUIBB CO COM
COM
110122108
234
3404
SH
SOLE
N/A
3404
0
0
CALAMOS GLOBAL DYNAMIC INCOME FD COM SHS B
COM
12811L107
4167
582037
SH
SOLE
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582037
0
0
CALAMOS STRATEGIC TOTAL RETURN FD COM SH B
COM SH BEN INT
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3581
361755
SH
SOLE
N/A
361755
0
0
CBRE CLARION GLOBAL REAL ESTATE INCOME FD
COM
12504G100
14995
1962680
SH
SOLE
N/A
1962680
0
0
COHEN & STEERS INFRASTRUCTURE FD INC COM
COM
19248A109
11851
621125
SH
SOLE
N/A
621125
0
0
COHEN & STEERS QUALITY INCOME RLTY FD INC
COM
19247L106
21619
1769130
SH
SOLE
N/A
1769130
0
0
COHEN & STEERS REIT & PFD INCOME FD INC CO
COM
19247X100
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SH
SOLE
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COMPASS DIVERSIFIED HLDGS
SH BEN INT
20451Q104
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80291
SH
SOLE
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80291
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DOUBLELINE INCOME SOLUTIONS FD
COM
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1493835
SH
SOLE
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0
0
EATON VANCE TAX ADVANTAGED DIVID INCOME FU
COM
27828G107
360
18608
SH
SOLE
N/A
18608
0
0
ELI LILLY & CO COM
COM
532457108
1811
21492
SH
SOLE
N/A
21492
0
0
ENERGY TRANSFER PARTNERS L P UNIT LTD PART
UNIT LTD PARTN
29273R109
444
13169
SH
SOLE
N/A
13169
0
0
EXXON MOBIL CORP COM
COM
30231G102
843
10818
SH
SOLE
N/A
10818
0
0
FACEBOOK INC CL A
CL A
30303M102
336
3210
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SOLE
N/A
3210
0
0
FIDELITY CASH RESERVES FUND
MONEY MARKET
316067107
734
733749
SH
SOLE
N/A
733749
0
0
FIRST TR ENHANCED EQUITY INCOME FD COM
COM
337318109
365
27645
SH
SOLE
N/A
27645
0
0
FIRST TR INTER DURATION PRD & INCOME FD
COM
33718W103
24390
1146685
SH
SOLE
N/A
1146685
0
0
FLAHERTY & CRUMRINE DYNAMIC PFD & INCOME
SHS
33848W106
6694
292327
SH
SOLE
N/A
292327
0
0
FORD MOTOR CO DEL COM PAR
COM PAR $0.01
345370860
208
14793
SH
SOLE
N/A
14793
0
0
GENERAL ELECTRIC CO COM
COM
369604103
295
9467
SH
SOLE
N/A
9467
0
0
GENERAL MILLS INC COM
COM
370334104
325
5635
SH
SOLE
N/A
5635
0
0
GENERAL MNY MKT FUND
MONEY MARKET
370990228
32802
32801642
SH
SOLE
N/A
32801642
0
0
GILEAD SCIENCES INC
COM
375558103
620
6132
SH
SOLE
N/A
6132
0
0
GOLAR LNG PARTNERS LP PARTNERS
COM UNIT LPI
Y2745C102
3931
293778
SH
SOLE
N/A
293778
0
0
INVESCO QUALITY MUN INCOME TR COM
COM
46133G107
272
21417
SH
SOLE
N/A
21417
0
0
JOHNSON & JOHNSON COM
COM
478160104
422
4105
SH
SOLE
N/A
4105
0
0
MEDICAL PROPERTIES TR INC
COM
58463J304
6270
544719
SH
SOLE
N/A
544719
0
0
MERCK & CO INC NEW COM
COM
58933Y105
237
4488
SH
SOLE
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4488
0
0
MICROSOFT CORP COM
COM
594918104
300
5404
SH
SOLE
N/A
5404
0
0
NESTLE SA SPONSORED ADRS REGISTERED
SPONSORED ADR
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213
2862
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SOLE
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0
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NEW YORK COMMUNITY BANCORP
COM
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SH
SOLE
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0
0
NUVEEN GLOBAL HIGH INCOME FD SHS
SHS
67075G103
5626
409477
SH
SOLE
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409477
0
0
NUVEEN INSURED TAX FREE ADVANTAGE
COM
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SH
SOLE
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0
0
NUVEEN MUNICIPAL ADVANTAGE FUND INC
COM
67062H106
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SH
SOLE
N/A
514805
0
0
NUVEEN PA INVT QUALITY MUN FUND
COM
670972108
2846
207713
SH
SOLE
N/A
207713
0
0
NUVEEN PFD INCOME
COM
67073B106
22109
2413605
SH
SOLE
N/A
2413605
0
0
NUVEEN QUALITY PREFERRED INCOME
COM
67071S101
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SH
SOLE
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476115
0
0
OGE ENERGY CORP
COM
670837103
285
10834
SH
SOLE
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10834
0
0
PHILIP MORRIS INTL INC COM
COM
718172109
565
6428
SH
SOLE
N/A
6428
0
0
PIMCO DYNAMIC CREDIT INCOME FD COM SHS
COM SHS
72202D106
30141
1671717
SH
SOLE
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1671717
0
0
PROCTER & GAMBLE CO COM
COM
742718109
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SH
SOLE
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0
0
PROSPECT CAP CORP COM
COM
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658992
SH
SOLE
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658992
0
0
STARWOOD PPTY TR INC
COM
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308228
SH
SOLE
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308228
0
0
TEXAS INSTRUMENTS INC
COM
882508104
2704
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SH
SOLE
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49325
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TRIANGLE CAPITAL CORP
COM
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SH
SOLE
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VANGUARD PRIME MONEY MARKET FUND INVESTOR
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200311
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SOLE
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VISA INC COM CL A
COM CL A
92826C839
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SH
SOLE
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VOYA GLOBAL EQUITY DIVID & PREM OPPTY FD
COM
92912T100
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671763
SH
SOLE
N/A
671763
0
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ARIZONA ST HLTH FACS AUTH HLTH CARE FACS REVENUE BEATITUDES CAMPUS PROJ
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PRN
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BAY CNTY FLA EDL FAC REV BAY HAVEN CHARTER ACADEMY
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PRN
SOLE
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0
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CALIFORNIA ST STWD COMMUNITY DEV AUTH EDU FAC REVENUE INDEPENDENCE PROJ
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PRN
SOLE
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0
CAMERON TX EDU CORP REVENUE FAITH FAMILY ACADEMY - SERIES A
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133582AN6
1966
1965000
PRN
SOLE
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1965000
0
0
CAPITAL TR AGY FLA REV 1ST MTG-SILVER CREEK ST. AUGUSTINE PROJ
MUNICIPAL BOND
14052WBV8
2476
2700000
PRN
SOLE
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2700000
0
0
CAPITAL TR AGY FLA REV TAXABLE 1ST MTG-SILVER CREEK ST. AUGUSTINE PROJ
MUNICIPAL BOND
14052WBX4
883
975000
PRN
SOLE
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0
0
CHICAGO ILL OHARE INTL ARPT REV
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167593HK1
506
500000
PRN
SOLE
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500000
0
0
COLORADO ST EDUCATION & CULTURAL FACS AUTH - ATLAS PREP CHARTER SCHOOL
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19645RC25
1420
1450000
PRN
SOLE
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1450000
0
0
DALLAS FT WORTH TX INTERNATIONAL ARPT REV AMT REF SER E
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235036YE4
2745
2670000
PRN
SOLE
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2670000
0
0
DUTCHESS CNTY NY INDL DEV AGY-ELANT FISHKILL
MUNICIPAL BOND
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PRN
SOLE
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0
0
FANNIN CNTY TX PUBLIC FAC CORP REVENUE TXBLE
MUNICIPAL BOND
307149AM6
2559
2500000
PRN
SOLE
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2500000
0
0
FANNIN CNTY TX PUBLIC FAC CORP REVENUE TXBLE-REF
MUNICIPAL BOND
307149AN4
663
650000
PRN
SOLE
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0
0
FL CHARTER SCHOOL REVENUE RIVER CITY EDU SVCS INC PROJ- SER A
MUNICIPAL BOND
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PRN
SOLE
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1555000
0
0
FL CHARTER SCHOOL REVENUE RIVER CITY EDU SVCS INC PROJ-SER A
MUNICIPAL BOND
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735000
PRN
SOLE
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0
0
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810000
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MUNICIPAL BOND
34061UBV9
1007
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PRN
SOLE
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FLORIDA ST DEV FIN CORP SENIOR LIVING REVENUE TXBL-TUSCAB ISLE OBLIG GRP
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FORT BEND CNTY TX MUNI UTILITY DIST #134C
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PRN
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GREATER PHILADELPHIA HEALTH ACTION INC-SERIES B
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GREATER PHILADELPHIA HEALTH ACTION INC-SERIES B TAXABLE
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476
470000
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HENDERSON NV LOCAL IMPT DISTS NO T-18
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HUDSON CNTY NJ IMPT AUTH REV TAXABLE
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HUDSON CNTY NJ IMPT AUTH SOLID WST REV
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465000
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MUNICIPAL BOND
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1998
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0
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LA VERNIA TX HIGHER EDU FIN CORP REVENUE SOUTHWEST WINNERS FNDTN INC - A
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1885
1890000
PRN
SOLE
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1890000
0
0
LAKE CNTY FL INDL DEV REVEBYE CRANES VIEW LODGE PROJ SR A
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508328AC5
4428
4480000
PRN
SOLE
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4480000
0
0
LOUISIANA ST LOCAL GOVT ENVIRONMENTAL FACS & COMMMNTY DEV AUTH REF-SER A
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1109
1100000
PRN
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1100000
0
0
LOUISIANA ST LOCAL GOVT ENVIRONMENTAL FACS & COMMMNTY DEV AUTH REF-SER A
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1177
1175000
PRN
SOLE
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1175000
0
0
MOBILE AL SPRING HILL COLLEGE EDUCATIONAL BUILDING AUTH HGR EDU REVENUE
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60720PAB3
1316
1400000
PRN
SOLE
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1400000
0
0
MONTGOMERY CNTY PA INDL DEV AUTH REF-WHITEMARSH CCRC
MUNICIPAL BOND
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975000
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975000
0
0
MOUNT ORAB OH PORT AUTH AUTOMALL PROJECT - 6.750% TAXABLE 12/01/36
MUNICIPAL BOND
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5610000
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5610000
0
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NEW JERSEY ST TRANSPORTATION TRUST FUND AUTH PROGRAM - SERIES AA
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4900000
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4900000
0
0
OHIO CNTY W VA CNTY COMMN SPL DIST EXCISE TAX RE V TAXABLE-FORT HENRY
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1662
1575000
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0
0
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1233
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1200000
0
0
PIMA CNTY AX INDL DEV AUTH EDU REVENUE AMERICAN CHARTER SCH FDNT A
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72177MJP3
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6550000
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6550000
0
0
PIMA CNTY AZ INDL DEV AUTH EDU REVENUE GRIFFIN FNDTN PROJ SER A
MUNICIPAL BOND
72177MJQ1
4678
4845000
PRN
SOLE
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4845000
0
0
PIMA CNTY AZ INDL DEV AUTH EDU REVENUE GRIFFIN FNDTN PROJ SER B
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72177MJR9
695
720000
PRN
SOLE
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720000
0
0
PIMA CNTY AZ INDL DEV AUTH EDU REVENUE ODYSSEY PREP
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72177PAZ3
2009
2000000
PRN
SOLE
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2000000
0
0
PRAIRIELAND DETENTION CENTER PROJ - PUB FAC CORP TEXAS PROJ REV TAXABLE
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73972CAN4
6408
6505000
PRN
SOLE
N/A
6505000
0
0
PUBLIC FIN AITH WIS ED REV TRIAD EDUCATION SERVICES INC-TXBL SER B
MUNICIPAL BOND
74442EAY6
510
515000
PRN
SOLE
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515000
0
0
PUBLIC FIN AUTH WI REVENUE 1ST MTGE-VISTA GRANDE VILLA PROJ-SER A
MUNICIPAL BOND
74442PBG9
873
875000
PRN
SOLE
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875000
0
0
PUBLIC FIN AUTH WI REVENUE 1ST MTGE-VISTA GRANDE VILLA VILLA PROJ-SER B
MUNICIPAL BOND
74442PBS3
969
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1000000
0
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PUBLIC FIN AUTH WIS ED REV TRIAD EDUCATION SERVICES INC
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74442EAX8
1917
1925000
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1925000
0
0
RED RIVER TX HLTH FAC DEV CORP FIRST MTGE REV PARKVIEW HOLLYBROOK
MUNICIPAL BOND
75687RAH5
2401
3400000
PRN
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3400000
0
0
RED RIVER TX HLTH FAC DEV CORP FIRST MTGE REV TXBL PARKVIEW HOLLYBROOK
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75687RAL6
4053
5810000
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5810000
0
0
RIVERHEAD NY ECONOMIC JOB DEV CORP EDL REV RIVERHEAD CHARTER 7% 08/1/48
MUNICIPAL BOND
76876RAM3
922
1050000
PRN
SOLE
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1050000
0
0
RIVERHEAD NY ECONOMIC JOB DEV CORP REV RIVERHEAD CHARTER 7.000% 08/01/43
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76876RAL5
1573
1755000
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1755000
0
0
RIVERHEAD NY IDA ECONOMIC JOB DEV CORP EDL REV TAXABLE 7.65% 08/01/34
MUNICIPAL BOND
76876RAN1
4366
4740000
PRN
SOLE
N/A
4740000
0
0
RIVERHEAD NY INDL DEV AGY 6.5% 8/1/2033 TAX EXEMPT
MUNICIPAL BOND
76876RAK7
826
910000
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910000
0
0
SAN ANTONIO TEX CONVENTION CTR HOTEL FIN CORP CO NTRACT REV EMPOWERMENT
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796245AC2
612
610000
PRN
SOLE
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610000
0
0
SAN ANTONIO TX CONVENTION CTR
MUNICIPAL BOND
796245AB4
216
215000
PRN
SOLE
N/A
215000
0
0
SHELBY CNTY TN HEALTH EDL & HSG FACS BRD REV RFDG-TREZEVANT MANOR
MUNICIPAL BOND
821697H77
463
455000
PRN
SOLE
N/A
455000
0
0
TANGIPAHOA PARISH LA HOSP SVC DIST NO 1 HOSP REV TAXABLE-NORTH OAKS
MUNICIPAL BOND
875518EL2
801
750000
PRN
SOLE
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750000
0
0
TULANE UNIV LA RFDG-TULANE UNIV-C 0.523% 02/15/36 B/E DTD 05/31/07 CLB
MUNICIPAL BOND
899062BQ5
876
975000
PRN
SOLE
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975000
0
0
TUSCAN GARDENS SENIOR LIVING CMNTY PROJ-SER A FL REVENUE CPAITAL TR AGY
MUNICIPAL BOND
14052WCC9
5357
5350000
PRN
SOLE
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5350000
0
0
WARREN CNTY KY HOTEL TAX REV BUILD AMER BDS-DIRECT PMT
MUNICIPAL BOND
934866BF0
550
520000
PRN
SOLE
N/A
520000
0
0
WASHINGTON ST HSG FIN COM NONPFT RVN SKYLINE AT FIRST HILL PJ-SER A
MUNICIPAL BOND
93978LDD5
1959
1950000
PRN
SOLE
N/A
1950000
0
0
WEST HARRIS CNTY TX MUNI UTILITY DIST #7
MUNICIPAL BOND
953084FK1
501
500000
PRN
SOLE
N/A
500000
0
0
WHEELING JESUIT UNIV INC WV SER 2006-C 7.75% 6/1/32 TAXABLE REF BD
MUNICIPAL BOND
963131AA5
250
250000
PRN
SOLE
N/A
250000
0
0
WHEELING JESUIT UNIV INC WV SER 2006-C TAXABLE REF BD
MUNICIPAL BOND
963131AM9
235
235000
PRN
SOLE
N/A
235000
0
0
WHEELING JESUIT UNIV INC WV SER 2006-C TAXABLE REF BD
MUNICIPAL BOND
963131AL1
446
445000
PRN
SOLE
N/A
445000
0
0
WHEELING JESUIT UNIV INC WV SER 2006-C TAXABLE REF BD
MUNICIPAL BOND
963131AQ0
1127
1125000
PRN
SOLE
N/A
1125000
0
0
WISCONSIN ST HEALTH & EDL FACS AUTH REV RFDG ASPIRUS INC OBLIG GROUP
MUNICIPAL BOND
97710B7W6
623
610000
PRN
SOLE
N/A
610000
0
0