0001085146-20-002956.txt : 20201113 0001085146-20-002956.hdr.sgml : 20201113 20201113132242 ACCESSION NUMBER: 0001085146-20-002956 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201113 DATE AS OF CHANGE: 20201113 EFFECTIVENESS DATE: 20201113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Compass Ion Advisors, LLC CENTRAL INDEX KEY: 0001621100 IRS NUMBER: 263205926 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-19660 FILM NUMBER: 201310484 BUSINESS ADDRESS: STREET 1: 300 CONSHOHOCKEN STATE ROAD STREET 2: SUITE 230 CITY: CONSHOHOCKEN STATE: PA ZIP: 19428 BUSINESS PHONE: 877-799-6830 MAIL ADDRESS: STREET 1: 300 CONSHOHOCKEN STATE ROAD STREET 2: SUITE 230 CITY: CONSHOHOCKEN STATE: PA ZIP: 19428 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false false false 0001621100 XXXXXXXX 09-30-2020 09-30-2020 true 1 RESTATEMENT Compass Ion Advisors, LLC

300 CONSHOHOCKEN STATE ROAD SUITE 230 CONSHOHOCKEN PA 19428

13F HOLDINGS REPORT 028-19660 N Matthew D. Kane 610-783-4263 /s/ Matthew D. Kane Conshohocken PA 11-12-2020 0 79 157446 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE ALPHABET INC CAP STK CL A 02079K305 346 236 SH SOLE 236 0 0 ALPHABET INC CAP STK CL C 02079K107 304 207 SH SOLE 207 0 0 AMAZON COM INC COM 023135106 2084 662 SH SOLE 662 0 0 AMBEV SA SPONSORED ADR 02319V103 28 12394 SH SOLE 12394 0 0 AMERICAN TOWER CORP NEW COM 03027X100 302 1248 SH SOLE 1248 0 0 APPLE INC COM 037833100 1056 9115 SH SOLE 9115 0 0 ARK ETF TR FINTECH INNOVA 00214Q708 563 14190 SH SOLE 14190 0 0 ARK ETF TR INNOVATION ETF 00214Q104 1436 15613 SH SOLE 15613 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1089 5115 SH SOLE 5115 0 0 BLACKSTONE GROUP INC COM CL A 09260D107 1260 24139 SH SOLE 24139 0 0 DISNEY WALT CO COM DISNEY 254687106 254 2050 SH SOLE 2050 0 0 EXXON MOBIL CORP COM 30231G102 460 13398 SH SOLE 13398 0 0 FACEBOOK INC CL A 30303M102 509 1942 SH SOLE 1942 0 0 FIRST TR EXCHANGE TRADED FD TECH ALPHADEX 33734X176 221 2431 SH SOLE 2431 0 0 FIRST TR EXCHANGE-TRADED FD CAP STRENGTH ETF 33733E104 434 6852 SH SOLE 6852 0 0 FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 1345 22415 SH SOLE 22415 0 0 GALLAGHER ARTHUR J & CO COM 363576109 231 2190 SH SOLE 2190 0 0 GLOBUS MED INC CL A 379577208 598 12083 SH SOLE 12083 0 0 HEXO CORP COM 428304109 9 13868 SH SOLE 13868 0 0 ISHARES GOLD TRUST ISHARES 464285105 196 10876 SH SOLE 10876 0 0 ISHARES TR CORE S&P TTL STK 464287150 801 10612 SH SOLE 10612 0 0 ISHARES TR CORE S&P500 ETF 464287200 2261 6729 SH SOLE 6729 0 0 ISHARES TR 3 7 YR TREAS BD 464288661 828 6200 SH SOLE 6200 0 0 ISHARES TR ESG AWARE MODRTE 46436E684 421 15994 SH SOLE 15994 0 0 ISHARES TR CONSER ALLOC ETF 464289883 259 6979 SH SOLE 6979 0 0 ISHARES TR CORE DIV GRWTH 46434V621 458 11505 SH SOLE 11505 0 0 ISHARES TR MODERT ALLOC ETF 464289875 918 22365 SH SOLE 22365 0 0 ISHARES TR 1 3 YR TREAS BD 464287457 280 3242 SH SOLE 3242 0 0 ISHARES TR NATIONAL MUN ETF 464288414 853 7355 SH SOLE 7355 0 0 J P MORGAN EXCHANGE-TRADED F MUNICIPAL ETF 46641Q647 3637 66716 SH SOLE 66716 0 0 JOHNSON & JOHNSON COM 478160104 1081 7260 SH SOLE 7260 0 0 LULULEMON ATHLETICA INC COM 550021109 230 697 SH SOLE 697 0 0 MASTERCARD INCORPORATED CL A 57636Q104 303 896 SH SOLE 896 0 0 MCDONALDS CORP COM 580135101 389 1772 SH SOLE 1772 0 0 MEDTRONIC PLC SHS G5960L103 297 2858 SH SOLE 2858 0 0 MERCK & CO. INC COM 58933Y105 347 4187 SH SOLE 4187 0 0 MICROSOFT CORP COM 594918104 983 4672 SH SOLE 4672 0 0 MONDELEZ INTL INC CL A 609207105 335 5826 SH SOLE 5826 0 0 NIKE INC CL B 654106103 241 1923 SH SOLE 1923 0 0 NORFOLK SOUTHN CORP COM 655844108 443 2070 SH SOLE 2070 0 0 NOVARTIS AG SPONSORED ADR 66987V109 241 2768 SH SOLE 2768 0 0 NVIDIA CORPORATION COM 67066G104 419 775 SH SOLE 775 0 0 OUTLOOK THERAPEUTICS INC *W EXP 02/18/202 69012T115 1 10000 SH SOLE 10000 0 0 PAYPAL HLDGS INC COM 70450Y103 369 1873 SH SOLE 1873 0 0 PEPSICO INC COM 713448108 243 1751 SH SOLE 1751 0 0 PIMCO ETF TR SHTRM MUN BD ACT 72201R874 1706 33277 SH SOLE 33277 0 0 PIMCO ETF TR INTER MUN BD ACT 72201R866 2667 47449 SH SOLE 47449 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 1091 13697 SH SOLE 13697 0 0 SCHWAB STRATEGIC TR INTRM TRM TRES 808524854 278 4733 SH SOLE 4733 0 0 SEA LTD SPONSORD ADS 81141R100 273 1773 SH SOLE 1773 0 0 SERVICENOW INC COM 81762P102 355 732 SH SOLE 732 0 0 SOUTHWEST AIRLS CO COM 844741108 341 9103 SH SOLE 9103 0 0 SPDR GOLD TR GOLD SHS 78463V107 10128 57183 SH SOLE 57183 0 0 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 219 7487 SH SOLE 7487 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 1052 3140 SH SOLE 3140 0 0 SPDR SER TR PORTFOLIO S&P500 78464A854 19917 506154 SH SOLE 506154 0 0 SPDR SER TR PORTFOLIO SHORT 78464A474 667 21256 SH SOLE 21256 0 0 SPDR SER TR PORTFOLI S&P1500 78464A805 324 7914 SH SOLE 7914 0 0 SPDR SER TR S&P DIVID ETF 78464A763 981 10617 SH SOLE 10617 0 0 SPDR SER TR PORTFOLIO S&P400 78464A847 280 8570 SH SOLE 8570 0 0 TRUSTCO BK CORP N Y COM 898349105 104 20000 SH SOLE 20000 0 0 UNIVEST FINANCIAL CORPORATIO COM 915271100 737 51314 SH SOLE 51314 0 0 VANGUARD BD INDEX FDS INTERMED TERM 921937819 46425 496627 SH SOLE 496627 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 23721 139279 SH SOLE 139279 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 663 2914 SH SOLE 2914 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 462 3004 SH SOLE 3004 0 0 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 4026 49924 SH SOLE 49924 0 0 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 695 12763 SH SOLE 12763 0 0 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 972 7557 SH SOLE 7557 0 0 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 706 17258 SH SOLE 17258 0 0 VANGUARD WORLD FD MEGA GRWTH IND 921910816 241 1300 SH SOLE 1300 0 0 VANGUARD WORLD FD ESG US STK ETF 921910733 370 5978 SH SOLE 5978 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 400 6716 SH SOLE 6716 0 0 VISA INC COM CL A 92826C839 379 1893 SH SOLE 1893 0 0 WALMART INC COM 931142103 263 1881 SH SOLE 1881 0 0 WATSCO INC CL B CONV 942622101 625 2727 SH SOLE 2727 0 0 WATSCO INC COM 942622200 638 2739 SH SOLE 2739 0 0 WISDOMTREE TR EM EX ST-OWNED 97717X578 6039 179370 SH SOLE 179370 0 0 WISDOMTREE TR CLOUD COMPUTNG 97717Y691 338 7920 SH SOLE 7920 0 0