0001616034-20-000003.txt : 20200427
0001616034-20-000003.hdr.sgml : 20200427
20200427142838
ACCESSION NUMBER: 0001616034-20-000003
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200331
FILED AS OF DATE: 20200427
DATE AS OF CHANGE: 20200427
EFFECTIVENESS DATE: 20200427
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: HighPoint Advisor Group LLC
CENTRAL INDEX KEY: 0001616034
IRS NUMBER: 455322403
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16828
FILM NUMBER: 20819327
BUSINESS ADDRESS:
STREET 1: 2001 BUTTERFIELD RD.
STREET 2: SUITE 1000
CITY: DOWNERS GROVE
STATE: IL
ZIP: 60515
BUSINESS PHONE: 630-719-9222
MAIL ADDRESS:
STREET 1: 2001 BUTTERFIELD RD.
STREET 2: SUITE 1000
CITY: DOWNERS GROVE
STATE: IL
ZIP: 60515
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001616034
XXXXXXXX
03-31-2020
03-31-2020
HighPoint Advisor Group LLC
2001 BUTTERFIELD RD.
SUITE 1000
DOWNERS GROVE
IL
60515
13F HOLDINGS REPORT
028-16828
N
Peter Aldworth
Investment Operations Manager
331-214-9214
Peter M Aldworth
Downers Grove
IL
04-27-2020
0
354
6341597
false
INFORMATION TABLE
2
13F-HR.xml
3M COMPANY
Common Stock
88579Y101
3704
20644
SH
SOLE
20644
0
0
A O SMITH
Common Stock
831865209
484
10398
SH
SOLE
10398
0
0
ABB LIMITED SPONSORED ADR
Common Stock
000375204
242
10225
SH
SOLE
10225
0
0
ABBOTT LABORATORIES
Common Stock
002824100
6687
74533
SH
SOLE
74533
0
0
ABBVIE INC
Common Stock
00287Y109
7895
89827
SH
SOLE
89827
0
0
ACCENTURE PLC COM
Common Stock
G1151C101
716
3429
SH
SOLE
3429
0
0
ACORDA THERAPEUTICS INC
Common Stock
00484M106
20
10305
SH
SOLE
10305
0
0
ADOBE INC
Common Stock
00724F101
1692
4835
SH
SOLE
4835
0
0
ADVANCED MICRO DEVICES INC
Common Stock
007903107
1043
20450
SH
SOLE
20450
0
0
ADVANTAGE LITHIUM CORP
Common Stock
00782P108
8
33800
SH
SOLE
33800
0
0
AEMETIS INC NEW
Common Stock
00770K103
23
26826
SH
SOLE
26826
0
0
AFLAC INC
Common Stock
001055102
422
8023
SH
SOLE
8023
0
0
AGNC INVESTMENT CORP
Common Stock
00123Q104
227
12344
SH
SOLE
12344
0
0
AIR PRODUCTS & CHEMICALS INC
Common Stock
009158106
258
1092
SH
SOLE
1092
0
0
AK STEEL HOLDING CORP
Common Stock
001547108
72
24213
SH
SOLE
24213
0
0
ALASKA AIR GROUP INC
Common Stock
011659109
220
3400
SH
SOLE
3400
0
0
ALIBABA GROUP HOLDING LTD SPONS ADS REPSTG 8 ORD SHS
Common Stock
01609W102
1708
7689
SH
SOLE
7689
0
0
ALIGN TECHNOLOGY INC
Common Stock
016255101
448
1643
SH
SOLE
1643
0
0
ALLERGAN PLC
Common Stock
G0177J108
304
1584
SH
SOLE
1584
0
0
ALLIANT ENERGY CORP
Common Stock
188021085
649
11304
SH
SOLE
11304
0
0
ALLSTATE CORP
Common Stock
020002101
1352
11478
SH
SOLE
11478
0
0
ALPHABET INC CL A
Common Stock
02079K305
9437
6367
SH
SOLE
6367
0
0
ALPHABET INC CL C
Common Stock
02079K107
4454
3004
SH
SOLE
3004
0
0
ALTRIA GROUP INC
Common Stock
02209S103
2825
55406
SH
SOLE
55406
0
0
AMAG PHARMACEUTICALS INC
Common Stock
00163U106
133
11633
SH
SOLE
11633
0
0
AMAZON COM INC COM
Common Stock
023135106
14175
7495
SH
SOLE
7495
0
0
AMEREN CORP
Common Stock
236081024
295
3686
SH
SOLE
3686
0
0
AMERICAN ELECTRIC POWER CO INC COM
Common Stock
025537101
710
7142
SH
SOLE
7142
0
0
AMERICAN EXPRESS CO
Common Stock
258161092
2029
15479
SH
SOLE
15479
0
0
AMERICAN TOWER CORP COM
Common Stock
03027X100
687
2903
SH
SOLE
2903
0
0
AMERICAN WATER WOR COM
Common Stock
030420103
482
3623
SH
SOLE
3623
0
0
AMERIPRISE FINANCIAL INC
Common Stock
03076C106
320
1859
SH
SOLE
1859
0
0
AMGEN INC
Common Stock
031162100
1846
7772
SH
SOLE
7772
0
0
AMPIO PHARMACEUTICALS INC
Common Stock
03209T109
29
43900
SH
SOLE
43900
0
0
ANNALY CAPITAL MANAGEMENT INC
Common Stock
035710409
341
35040
SH
SOLE
35040
0
0
ANSYS INC
Common Stock
03662Q105
236
864
SH
SOLE
864
0
0
ANTHEM INC
Common Stock
94973V107
469
1534
SH
SOLE
1534
0
0
AON PLC CL A
Common Stock
G0408V102
619
2933
SH
SOLE
2933
0
0
APPLE HOSPITALITY REIT INC NEW
Common Stock
03784Y200
258
16304
SH
SOLE
16304
0
0
APPLE INC
Common Stock
037833100
36020
113929
SH
SOLE
113929
0
0
APPLIED MATERIALS INC
Common Stock
038222105
844
13382
SH
SOLE
13382
0
0
APTIV PLC
Common Stock
G6095L109
296
3261
SH
SOLE
3261
0
0
AQUA AMERICA INC
Common Stock
03836W103
211
4145
SH
SOLE
4145
0
0
ARAMARK
Common Stock
03852U106
331
7085
SH
SOLE
7085
0
0
ARCOSA INC
Common Stock
039653100
290
6305
SH
SOLE
6305
0
0
ARTHUR J GALLAGHER & COMPANY
Common Stock
363576109
305
3179
SH
SOLE
3179
0
0
ASTRAZENECA ADR SPONSORED
Common Stock
046353108
259
5115
SH
SOLE
5115
0
0
AT&T INC
Common Stock
00206R102
13731
356538
SH
SOLE
356538
0
0
AURORA CANNABIS INC
Common Stock
05156X108
139
69403
SH
SOLE
69403
0
0
AUTOMATIC DATA PROCESSING INC
Common Stock
053015103
816
4632
SH
SOLE
4632
0
0
AUTOZONE INC
Common Stock
053332102
291
252
SH
SOLE
252
0
0
AXON ENTERPRISE INC
Common Stock
05464C101
713
9482
SH
SOLE
9482
0
0
AXONICS MODULATION TECHNOLOGIES INC
Common Stock
88875G101
1059
33272
SH
SOLE
33272
0
0
BADGER DAYLIGHTING LTD
Common Stock
05651W209
235
8662
SH
SOLE
8662
0
0
BAIDU INC SPON ADR REPSTG ORD SHS CL A
Common Stock
056752108
316
2306
SH
SOLE
2306
0
0
BALL CORP
Common Stock
058498106
627
9054
SH
SOLE
9054
0
0
BANCO SANTANDER S A ADR
Common Stock
05964H105
100
25404
SH
SOLE
25404
0
0
BANK FINCASTLE VA
Common Stock
062113105
62
20942
SH
SOLE
20942
0
0
BANK MONTREAL QUEBEC
Common Stock
063671101
6858
85977
SH
SOLE
85977
0
0
BANK NEW YORK MELLON CORP
Common Stock
064058100
569
12177
SH
SOLE
12177
0
0
BANK OF AMERICA CORP
Common Stock
060505104
2212
64634
SH
SOLE
64634
0
0
BARCLAYS PLC ADR
Common Stock
06738E204
116
12861
SH
SOLE
12861
0
0
BAXTER INTERNATIONAL INC COM
Common Stock
718131099
827
9083
SH
SOLE
9083
0
0
BCE INC COM
Common Stock
05534B760
305
6468
SH
SOLE
6468
0
0
BECTON DICKINSON & CO
Common Stock
075887109
412
1485
SH
SOLE
1485
0
0
BERKSHIRE HATHAWAY INC CL A
Common Stock
084670702
685
2
SH
SOLE
2
0
0
BERKSHIRE HATHAWAY INC CL B NEW
Common Stock
084670108
5524
24164
SH
SOLE
24164
0
0
BEYOND MEAT INC
Common Stock
08862E109
726
5637
SH
SOLE
5637
0
0
BIOGEN INC
Common Stock
09062X103
249
869
SH
SOLE
869
0
0
BLACKROCK INC
Common Stock
09247X101
648
1225
SH
SOLE
1225
0
0
BLACKSTONE GROUP INC CL A
Common Stock
09253U108
1156
18906
SH
SOLE
18906
0
0
BLUEBIRD BIO INC
Common Stock
09606G100
217
2274
SH
SOLE
2274
0
0
BMC STOCK HOLDINGS INC
Common Stock
05591B109
946
30620
SH
SOLE
30620
0
0
BOEING CO
Common Stock
097023105
2685
8568
SH
SOLE
8568
0
0
BOOKING HOLDINGS INC
Common Stock
09857L108
388
195
SH
SOLE
195
0
0
BP ADR SPONSORED
Common Stock
055622104
2442
63684
SH
SOLE
63684
0
0
BRISTOL MYERS SQUIBB COMPANY
Common Stock
110122108
2140
31821
SH
SOLE
31821
0
0
BROADCOM INC
Common Stock
Y09827109
558
1812
SH
SOLE
1812
0
0
CANADIAN IMPERIAL BANK COMMERCE
Common Stock
136069101
232
2811
SH
SOLE
2811
0
0
CANADIAN NATIONAL RAILWAY COMPANY
Common Stock
136375102
351
3672
SH
SOLE
3672
0
0
CANOPY GROWTH CORP
Common Stock
138035100
373
15463
SH
SOLE
15463
0
0
CAPITAL ONE FINANCIAL CORP
Common Stock
14040H105
385
3776
SH
SOLE
3776
0
0
CARDINAL HEALTH INC
Common Stock
14149Y108
319
5936
SH
SOLE
5936
0
0
CATERPILLAR INC
Common Stock
149123101
2601
17908
SH
SOLE
17908
0
0
CENTENE CORP DEL
Common Stock
15135B101
241
3684
SH
SOLE
3684
0
0
CENTRUS ENERGY CORP CL A
Common Stock
15643U104
206
31356
SH
SOLE
31356
0
0
CENTURYLINK INC
Common Stock
156700106
155
10563
SH
SOLE
10563
0
0
CGI INC CL A SUB VOTING
Common Stock
12532H104
338
3930
SH
SOLE
3930
0
0
CHARTER COMMUNICATIONS INC COM CL A
Common Stock
16119P108
349
694
SH
SOLE
694
0
0
CHESAPEAKE ENERGY CORP
Common Stock
165167107
7
12372
SH
SOLE
12372
0
0
CHEVRON CORP
Common Stock
166764100
3206
28345
SH
SOLE
28345
0
0
CHIPOTLE MEXICAN GRILL INC CL A
Common Stock
169656105
316
364
SH
SOLE
364
0
0
CHUBB LIMITED COM
Common Stock
H1467J104
783
5131
SH
SOLE
5131
0
0
CIENA CORP NEW
Common Stock
171779309
205
4865
SH
SOLE
4865
0
0
CIGNA CORP NEW
Common Stock
125509109
356
1676
SH
SOLE
1676
0
0
CINCINNATI FINANCIAL CORP
Common Stock
172062101
208
1968
SH
SOLE
1968
0
0
CINTAS CORP
Common Stock
172908105
307
1092
SH
SOLE
1092
0
0
CISCO SYSTEMS INC
Common Stock
17275R102
2139
43883
SH
SOLE
43883
0
0
CITIGROUP INC COM
Common Stock
172967424
722
9071
SH
SOLE
9071
0
0
CITIZENS FINANCIAL GROUP INC
Common Stock
174610105
528
13194
SH
SOLE
13194
0
0
CK HUTCHISON HOLDINGS LTD UNSPON ADR
Common Stock
12562Y100
132
13906
SH
SOLE
13906
0
0
CLOROX COMPANY
Common Stock
189054109
263
1656
SH
SOLE
1656
0
0
CME GROUP INC CL A
Common Stock
189054109
12849
62110
SH
SOLE
62110
0
0
COCA-COLA CO COM
Common Stock
191216100
2644
46239
SH
SOLE
46239
0
0
COCA-COLA CONSOLIDATED INC
Common Stock
191098102
5362
19200
SH
SOLE
19200
0
0
COLGATE-PALMOLIVE CO COM
Common Stock
194162103
803
11274
SH
SOLE
11274
0
0
COLLEGIUM PHARMACEUTICAL INC
Common Stock
194858205
987
45780
SH
SOLE
45780
0
0
COLONY CREDIT REAL ESTATE INC CL A
Common Stock
19626A101
539
40691
SH
SOLE
40691
0
0
COLUMBIA PROPERTY TRUST INC NEW
Common Stock
198287203
782
35173
SH
SOLE
35173
0
0
COMCAST CORP CL A NEW
Common Stock
20030N101
2969
62883
SH
SOLE
62883
0
0
COMERICA INC
Common Stock
200340107
197
2977
SH
SOLE
2977
0
0
COMPAGNIE DE ST GOBAIN ADR
Common Stock
204280309
98
12602
SH
SOLE
12602
0
0
CONOCOPHILLIPS
Common Stock
20825C104
718
11255
SH
SOLE
11255
0
0
CONSOLIDATED EDISON INC
Common Stock
209115104
564
6203
SH
SOLE
6203
0
0
CONSTELLATION BRANDS INC CL A
Common Stock
21036P108
411
2162
SH
SOLE
2162
0
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CONSTRUCTION PARTNERS INC CL A
Common Stock
21044C107
533
30648
SH
SOLE
30648
0
0
COOPER COS INC NEW
Common Stock
216648402
271
758
SH
SOLE
758
0
0
CORNING INC
Common Stock
219350105
362
12218
SH
SOLE
12218
0
0
CORTEVA INC
Common Stock
22052L104
214
7740
SH
SOLE
7740
0
0
COSTCO WHOLESALE CORP
Common Stock
22160K105
6198
19786
SH
SOLE
19786
0
0
COUPA SOFTWARE INC
Common Stock
22266L106
666
3929
SH
SOLE
3929
0
0
COVIA HLDGS CORP
Common Stock
22305A103
60
32089
SH
SOLE
32089
0
0
CRACKER BARREL OLD COUNTRY STORE INC
Common Stock
22410J106
207
1317
SH
SOLE
1317
0
0
CRONOS GROUP INC
Common Stock
22717L101
279
34264
SH
SOLE
34264
0
0
CROWN CASTLE INTL CORP COM
Common Stock
228227104
264
1786
SH
SOLE
1786
0
0
CSX CORP
Common Stock
126408103
1197
15999
SH
SOLE
15999
0
0
CUMMINS INC
Common Stock
231021106
306
1793
SH
SOLE
1793
0
0
CVS HEALTH CORP
Common Stock
126650100
1359
18232
SH
SOLE
18232
0
0
DANAHER CORP
Common Stock
235851102
604
3695
SH
SOLE
3695
0
0
DARDEN RESTAURANTS INC
Common Stock
237194105
337
2943
SH
SOLE
2943
0
0
DEERE & CO
Common Stock
244199105
842
4888
SH
SOLE
4888
0
0
DIAGEO ADR SPONSORED
Common Stock
G42089113
466
2756
SH
SOLE
2756
0
0
DISCOVER FINANCIAL SERVICES
Common Stock
254709108
541
6477
SH
SOLE
6477
0
0
DOCUSIGN INC
Common Stock
256163106
395
5402
SH
SOLE
5402
0
0
DOLLAR GENERAL CORP COM
Common Stock
256677105
330
2097
SH
SOLE
2097
0
0
DOMINION ENERGY INC
Common Stock
25746U109
974
11606
SH
SOLE
11606
0
0
DOW INC
Common Stock
26078J100
401
7693
SH
SOLE
7693
0
0
DTE ENERGY CO
Common Stock
233331107
550
4112
SH
SOLE
4112
0
0
DUKE ENERGY CORP COM
Common Stock
26441C204
1106
11663
SH
SOLE
11663
0
0
DUPONT DE NEMOURS INC
Common Stock
26614N102
472
7684
SH
SOLE
7684
0
0
DYNAVAX TECHNOLOGIES CORP NEW
Common Stock
268158201
77
12700
SH
SOLE
12700
0
0
EATON CORP PLC
Common Stock
G29183103
360
3817
SH
SOLE
3817
0
0
EBAY INC
Common Stock
278642103
215
6023
SH
SOLE
6023
0
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ECOLAB INC
Common Stock
278865100
2339
11961
SH
SOLE
11961
0
0
EDWARDS LIFESCIENCES CORP
Common Stock
28176E108
1276
5272
SH
SOLE
5272
0
0
ELI LILLY & CO
Common Stock
532457108
1296
9212
SH
SOLE
9212
0
0
EMCOR GROUP INC
Common Stock
29084Q100
266
3083
SH
SOLE
3083
0
0
EMERSON ELECTRIC CO
Common Stock
291011104
592
7692
SH
SOLE
7692
0
0
ENBRIDGE INC
Common Stock
29250N105
497
12210
SH
SOLE
12210
0
0
ENEL SOCIETA PER AZIONI ADR
Common Stock
29274F104
114
13712
SH
SOLE
13712
0
0
ENTERGY CORP COM
Common Stock
29364G103
383
3013
SH
SOLE
3013
0
0
EPAM SYSTEMS INC
Common Stock
29414B104
674
2909
SH
SOLE
2909
0
0
ESTEE LAUDER CO INC
Common Stock
518439104
248
1141
SH
SOLE
1141
0
0
EVERSOURCE ENERGY
Common Stock
30040W108
388
4330
SH
SOLE
4330
0
0
EXELON CORP
Common Stock
30161N101
3346
70344
SH
SOLE
70344
0
0
EXXON MOBIL CORP
Common Stock
30231G102
10167
150338
SH
SOLE
150338
0
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FACEBOOK INC CL A
Common Stock
30303M102
4591
20765
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SOLE
20765
0
0
FANNIE MAE VOTING SHS
Common Stock
313586109
44
13902
SH
SOLE
13902
0
0
FASTENAL CO
Common Stock
311900104
666
18639
SH
SOLE
18639
0
0
FEDEX CORP
Common Stock
31428X106
445
2826
SH
SOLE
2826
0
0
FIDELITY NATIONAL FINANCIAL INC NEW FNF GROUP COM
Common Stock
31620R303
619
13146
SH
SOLE
13146
0
0
FIDELITY NATIONAL INFORMATION SERVICES INC
Common Stock
31620M106
504
3414
SH
SOLE
3414
0
0
FIFTH THIRD BANCORP
Common Stock
316773100
414
14286
SH
SOLE
14286
0
0
FIRST FINANCIAL BANCORP OHIO
Common Stock
320209109
631
25417
SH
SOLE
25417
0
0
FIRST MERCHANTS CORP
Common Stock
320817109
238
5835
SH
SOLE
5835
0
0
FIRST MIDWEST BANCORP DELAWARE
Common Stock
320867104
320
14868
SH
SOLE
14868
0
0
FIRST SOLAR INC
Common Stock
336433107
261
5064
SH
SOLE
5064
0
0
FIRSTENERGY CORP
Common Stock
336433107
314
6378
SH
SOLE
6378
0
0
FISERV INC
Common Stock
337932107
466
3870
SH
SOLE
3870
0
0
FORD MOTOR CO COM
Common Stock
337738108
895
97323
SH
SOLE
97323
0
0
FREEPORT MCMORAN INC
Common Stock
35671D857
264
21523
SH
SOLE
21523
0
0
GENERAL DYNAMICS CORP
Common Stock
369550108
400
2183
SH
SOLE
2183
0
0
GENERAL ELECTRIC CO
Common Stock
369550108
1266
108622
SH
SOLE
108622
0
0
GENERAL MILLS INC
Common Stock
369604103
461
8506
SH
SOLE
8506
0
0
GENERAL MOTORS CO
Common Stock
370334104
423
12142
SH
SOLE
12142
0
0
GENTEX CORP
Common Stock
371901109
698
22909
SH
SOLE
22909
0
0
GILEAD SCIENCES INC
Common Stock
37045V100
933
14874
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Common Stock
92939U106
2625
26877
SH
SOLE
26877
0
0
WELLS FARGO & CO NEW
Common Stock
949746101
1632
33437
SH
SOLE
33437
0
0
WELLTOWER INC
Common Stock
95040Q104
636
7256
SH
SOLE
7256
0
0
WILLIAMS COMPANIES INC COM
Common Stock
96949L105
344
15110
SH
SOLE
15110
0
0
WINTRUST FINANCIAL CORP
Common Stock
97665W108
207
3103
SH
SOLE
3103
0
0
WOODWARD INC
Common Stock
980745103
377
3052
SH
SOLE
3052
0
0
XCEL ENERGY INC
Common Stock
98389B100
360
5468
SH
SOLE
5468
0
0
XENIA HOTELS & RESORTS INC
Common Stock
984017103
881
43251
SH
SOLE
43251
0
0
XYLEM INC
Common Stock
98419M100
382
4625
SH
SOLE
4625
0
0
YUM BRANDS INC
Common Stock
988498101
580
5502
SH
SOLE
5502
0
0
YUM CHINA HOLDINGS INC
Common Stock
98850P109
207
4509
SH
SOLE
4509
0
0
ZEBRA TECHNOLOGIES CORP CL A
Common Stock
989207105
455
1806
SH
SOLE
1806
0
0
ZIMMER BIOMET HOLDINGS INC
Common Stock
98956P102
234
1571
SH
SOLE
1571
0
0
ZOETIS INC CL A
Common Stock
98978V103
583
4118
SH
SOLE
4118
0
0