0001615135-15-000002.txt : 20150211
0001615135-15-000002.hdr.sgml : 20150211
20150211171036
ACCESSION NUMBER: 0001615135-15-000002
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140930
FILED AS OF DATE: 20150211
DATE AS OF CHANGE: 20150211
EFFECTIVENESS DATE: 20150211
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Ironsides Asset Advisors, LLC
CENTRAL INDEX KEY: 0001615135
IRS NUMBER: 271582811
STATE OF INCORPORATION: NC
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16208
FILM NUMBER: 15600423
BUSINESS ADDRESS:
STREET 1: P. O. BOX 912
CITY: ROCKY MOUNT
STATE: NC
ZIP: 27802
BUSINESS PHONE: 252-443-7041
MAIL ADDRESS:
STREET 1: P. O. BOX 912
CITY: ROCKY MOUNT
STATE: NC
ZIP: 27802
13F-HR/A
1
primary_doc.xml
13F-HR/A
LIVE
false
true
false
0001615135
XXXXXXXX
09-30-2014
09-30-2014
true
1
RESTATEMENT
Ironsides Asset Advisors, LLC
P. O. BOX 912
ROCKY MOUNT
NC
27802
13F HOLDINGS REPORT
028-16208
Y
Reporting software double-counted certain securities. Discovered while preparing the December filing. Corrected June and September filings and submitted amendments.
E. Wayne Gibson
Manager
252-443-7041
E. Wayne Gibson
Rocky Mount
NC
02-11-2015
0
163
345137
false
INFORMATION TABLE
2
13F20140930informationtable.xml
LOWES COS INC
COM
548661107
73242
1384020
SH
SOLE
1384020
0
0
VANGUARD HIGH DVD YIELD ETF
HIGH DIV YLD
921946406
16374
246552
SH
SOLE
246552
0
0
GUGGENHEIM S&P 500 EQUAL WEI
GUG S&P500 EQ WT
78355W106
16139
212950
SH
SOLE
212950
0
0
VANGUARD DIVIDEND APPREC ETF
DIV APP ETF
921908844
12234
158984
SH
SOLE
158984
0
0
SPDR S&P 500 ETF TRUST
TR UNIT
78462F103
11588
58814
SH
SOLE
58814
0
0
VANGUARD S/T CORP BOND ETF
SHRT TRM CORP BD
92206C409
7651
95789
SH
SOLE
95789
0
0
VANGUARD FTSE ALL-WORLD EX-U
ALLWRLD EX US
922042775
6856
139239
SH
SOLE
139239
0
0
VANGUARD MID-CAP ETF
MID CAP ETF
922908629
6610
56349
SH
SOLE
56349
0
0
SPDR BARCLAYS SHORT-TERM HIG
SHT TRM HGH YLD
78468R408
6100
203815
SH
SOLE
203815
0
0
ISHARES RUSSELL MID-CAP VALU
RUS MDCP VAL ETF
464287473
5775
82500
SH
SOLE
82500
0
0
ISHARES RUSSELL 1000 VALUE E
RUS 1000 VAL ETF
464287598
5756
57510
SH
SOLE
57510
0
0
ISHARES 1-3 YEAR CREDIT BOND
1-3 YR CR BD ETF
464288646
5584
53044
SH
SOLE
53044
0
0
GUGGENHEIM SPIN-OFF ETF
GUGG SPINOFF ETF
18383M605
5161
114381
SH
SOLE
114381
0
0
SPDR DJ GLOBAL REAL ESTATE E
DJ GLB RL ES ETF
78463X749
4971
112142
SH
SOLE
112142
0
0
SPDR BARCLAYS CONVERTIBLE SE
BRC CNV SECS ETF
78464A359
4899
98669
SH
SOLE
98669
0
0
JPMORGAN ALERIAN MLP INDEX
ALERIAN ML ETN
46625H365
4111
77449
SH
SOLE
77449
0
0
PHILIP MORRIS INTERNATIONAL
COM
718172109
3817
45765
SH
SOLE
45765
0
0
CS LONG/SHORT LIQUID INDEX
EXCH NT LKD 20
22542D878
3551
142600
SH
SOLE
142600
0
0
GUGGENHEIM RUSSELL MIDCAP EW
GUG RUSS MCP EQL
78355W577
3422
69372
SH
SOLE
69372
0
0
SPDR NUVEEN BARCLAYS S/T MUN
NUVN BR SHT MUNI
78464A425
3189
130650
SH
SOLE
130650
0
0
GUGGENHEIM S&P 500 EQUAL WEI
GUG S&P500EQWTTE
78355W817
3175
37336
SH
SOLE
37336
0
0
AMERICAN EXPRESS CO
COM
25816109
3089
35284
SH
SOLE
35284
0
0
VANGUARD FTSE DEVELOPED ETF
FTSE DEV MKT ETF
921943858
2922
73500
SH
SOLE
73500
0
0
EXXON MOBIL CORP
COM
30231G102
2766
29408
SH
SOLE
29408
0
0
COVIDIEN PLC
SHS
G2554F113
2674
30908
SH
SOLE
30908
0
0
VANGUARD GROWTH ETF
GROWTH ETF
922908736
2628
26366
SH
SOLE
26366
0
0
QUALCOMM INC
COM
747525103
2615
34976
SH
SOLE
34976
0
0
PFIZER INC
COM
717081103
2483
83977
SH
SOLE
83977
0
0
GENERAL ELECTRIC CO
COM
369604103
2448
95524
SH
SOLE
95524
0
0
LAS VEGAS SANDS CORP
COM
517834107
2445
39310
SH
SOLE
39310
0
0
ALTRIA GROUP INC
COM
02209S103
2391
52040
SH
SOLE
52040
0
0
PENNYMAC MORTGAGE INVESTMENT
COM
70931T103
2338
109108
SH
SOLE
109108
0
0
INTL BUSINESS MACHINES CORP
COM
459200101
2334
12293
SH
SOLE
12293
0
0
VANGUARD REIT ETF
REIT ETF
922908553
2329
32414
SH
SOLE
32414
0
0
CAPITAL ONE FINANCIAL CORP
COM
14040H105
2268
27791
SH
SOLE
27791
0
0
BAXTER INTERNATIONAL INC
COM
71813109
2230
31067
SH
SOLE
31067
0
0
WISDOMTREE EMG MKTS EQ INCOM
EMERG MKTS ETF
97717W315
2187
45774
SH
SOLE
45774
0
0
BRISTOL-MYERS SQUIBB CO
COM
110122108
2118
41385
SH
SOLE
41385
0
0
VANGUARD SMALL-CAP ETF
SMALL CP ETF
922908751
2066
18678
SH
SOLE
18678
0
0
VANGUARD VALUE ETF
VALUE ETF
922908744
2003
24669
SH
SOLE
24669
0
0
WISDOMTREE INTL S/C DVD FUND
INTL SMCAP DIV
97717W760
1970
33280
SH
SOLE
33280
0
0
VANGUARD MID-CAP VALUE ETF
MCAP VL IDXVIP
922908512
1952
22989
SH
SOLE
22989
0
0
WISDOMTREE INTL L/C DVD FUND
INTL LRGCAP DV
97717W794
1931
38650
SH
SOLE
38650
0
0
KKR & CO LP
COM UNITS
48248M102
1924
86271
SH
SOLE
86271
0
0
ISHARES US PREFERRED STOCK E
U.S. PFD STK ETF
464288687
1861
47085
SH
SOLE
47085
0
0
EMC CORP/MA
COM
268648102
1843
62977
SH
SOLE
62977
0
0
METLIFE INC
COM
59156R108
1818
33833
SH
SOLE
33833
0
0
VANGUARD LARGE-CAP ETF
LARGE CAP ETF
922908637
1809
20000
SH
SOLE
20000
0
0
ABBOTT LABORATORIES
COM
2824100
1765
42440
SH
SOLE
42440
0
0
LYONDELLBASELL INDU-CL A
SHS - A -
N53745100
1764
16230
SH
SOLE
16230
0
0
MONDELEZ INTERNATIONAL INC-A
CL A
609207105
1669
48709
SH
SOLE
48709
0
0
DUKE ENERGY CORP
COM NEW
26441C204
1668
22307
SH
SOLE
22307
0
0
ISHARES JP MORGAN USD EMERGI
JP MOR EM MK ETF
464288281
1659
14700
SH
SOLE
14700
0
0
TERADYNE INC
COM
880770102
1610
83050
SH
SOLE
83050
0
0
POWERSHARES QQQ TRUST SERIES
UNIT SER 1
73935A104
1593
16127
SH
SOLE
16127
0
0
AGRIUM INC
COM
8916108
1572
17660
SH
SOLE
17660
0
0
SPDR S&P REGIONAL BANKING
S&P REGL BKG
78464A698
1371
36219
SH
SOLE
36219
0
0
GUGGENHEIM MULTI-ASSET INCOM
GUG MULTI ASSET
18383M506
1370
56310
SH
SOLE
56310
0
0
MICROSOFT CORP
COM
594918104
1331
28716
SH
SOLE
28716
0
0
VANGUARD FTSE EUROPE ETF
FTSE EUROPE ETF
922042874
1270
23000
SH
SOLE
23000
0
0
ZIMMER HOLDINGS INC
COM
98956P102
1243
12365
SH
SOLE
12365
0
0
BERKSHIRE HATHAWAY INC-CL A
CL A
84670108
1241
6
SH
SOLE
6
0
0
3M CO
COM
88579Y101
1239
8747
SH
SOLE
8747
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
1233
11674
SH
SOLE
11674
0
0
DIAGEO PLC-SPONSORED ADR
SPON ADR NEW
25243Q205
1167
10110
SH
SOLE
10110
0
0
VANGUARD FTSE EMERGING MARKE
FTSE EMR MKT ETF
922042858
1161
27828
SH
SOLE
27828
0
0
COCA-COLA CO/THE
COM
191216100
1157
27108
SH
SOLE
27108
0
0
MERCK & CO. INC.
COM
58933Y105
1156
19492
SH
SOLE
19492
0
0
KRAFT FOODS GROUP INC
COM
50076Q106
1135
20127
SH
SOLE
20127
0
0
BAZAARVOICE INC
COM
73271108
1107
149741
SH
SOLE
149741
0
0
WISDOMTREE TOTAL EARNINGS
TTL EARNING FD
97717W596
1062
15000
SH
SOLE
15000
0
0
KAPSTONE PAPER AND PACKAGING
COM
48562P103
1058
37841
SH
SOLE
37841
0
0
SPECTRA ENERGY CORP
COM
847560109
1049
26723
SH
SOLE
26723
0
0
SUNCOR ENERGY INC
COM
867224107
1000
27675
SH
SOLE
27675
0
0
MGM RESORTS INTERNATIONAL
COM
552953101
970
42600
SH
SOLE
42600
0
0
ISHARES MSCI EAFE ETF
MSCI EAFE ETF
464287465
968
15100
SH
SOLE
15100
0
0
SPDR S&P DIVIDEND ETF
S&P DIVID ETF
78464A763
896
11958
SH
SOLE
11958
0
0
KAYNE ANDERSON MLP INVESTMEN
COM
486606106
883
21624
SH
SOLE
21624
0
0
KONINKLIJKE PHILIPS NVR- NY
NY REG SH NEW
500472303
875
27579
SH
SOLE
27579
0
0
WISDOMTREE EM SMALL CAP
EMG MKTS SMCAP
97717W281
842
18225
SH
SOLE
18225
0
0
CREDIT SUISSE MLP EQUAL WEIG
EQL WGT MLP LKD
22542D852
808
22500
SH
SOLE
22500
0
0
APPLE INC
COM
37833100
797
7907
SH
SOLE
7907
0
0
ORACLE CORP
COM
68389X105
761
19867
SH
SOLE
19867
0
0
ROYAL DUTCH SHELL-SPON ADR-A
SPONS ADR A
780259206
757
9950
SH
SOLE
9950
0
0
POWERSHARES DWA MOMENTUM POR
DWA MOMENTUM PTF
73935X153
739
18808
SH
SOLE
18808
0
0
FIRST TRUST HEALTH CARE ALPH
HLTH CARE ALPH
33734X143
725
13000
SH
SOLE
13000
0
0
EBAY INC
COM
278642103
699
12350
SH
SOLE
12350
0
0
ISHARES FLOATING RATE BOND E
FLTG RATE BD ETF
46429B655
653
12847
SH
SOLE
12847
0
0
ISHARES RUSSELL 2000 ETF
RUSSELL 2000 ETF
464287655
649
5935
SH
SOLE
5935
0
0
MCDONALD'S CORP
COM
580135101
630
6647
SH
SOLE
6647
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
617
12348
SH
SOLE
12348
0
0
INTEGRATED SILICON SOLUTION
COM
45812P107
604
43940
SH
SOLE
43940
0
0
AMERICA MOVIL-SPN ADR CL L
SPON ADR L SHS
02364W105
590
23400
SH
SOLE
23400
0
0
EXPRESS SCRIPTS HOLDING CO
COM
30219G108
571
8084
SH
SOLE
8084
0
0
ISHARES IBOXX HIGH YIELD COR
IBOXX HI YD ETF
464288513
563
6122
SH
SOLE
6122
0
0
ISHARES MSCI UNITED KINGDOM
MSCI UTD KNGDM
46434V548
562
29000
SH
SOLE
29000
0
0
CISCO SYSTEMS INC
COM
17275R102
559
22191
SH
SOLE
22191
0
0
HEALTH CARE REIT INC
PFD PER CON I
42217K601
558
9750
SH
SOLE
9750
0
0
PROSHARES ULTRASHORT 20+Y TR
PSHS ULTSH 20YRS
74347B201
555
9850
SH
SOLE
9850
0
0
GUGGENHEIM INSIDER SENTIMENT
GUGG INSDR SENT
18383M209
538
11494
SH
SOLE
11494
0
0
ISHARES MSCI ISRAEL CAPPED E
MSCI ISR CAP ETF
464286632
532
10452
SH
SOLE
10452
0
0
ISHARES NORTH AMERICAN NATUR
NA NAT RES
464287374
531
11855
SH
SOLE
11855
0
0
JOHNSON & JOHNSON
COM
478160104
521
4892
SH
SOLE
4892
0
0
BANCO SANTANDER SA-SPON ADR
ADR
05964H105
516
54305
SH
SOLE
54305
0
0
ALLIANCE BANCORP INC PA NEW
COM
01890A108
490
20000
SH
SOLE
20000
0
0
OCCIDENTAL PETROLEUM CORP
COM
674599105
486
5050
SH
SOLE
5050
0
0
WESTERN REFINING INC
COM
959319104
471
11225
SH
SOLE
11225
0
0
SONOCO PRODUCTS CO
COM
835495102
462
11756
SH
SOLE
11756
0
0
AT&T INC
COM
00206R102
444
12610
SH
SOLE
12610
0
0
POWERSHARES DYN PHARMACEUTIC
DYN PHRMA PORT
73935X799
432
6786
SH
SOLE
6786
0
0
BLACKROCK MUNIASSETS FUND
COM
09254J102
431
32800
SH
SOLE
32800
0
0
CHEVRON CORP
COM
166764100
426
3572
SH
SOLE
3572
0
0
HEALTH CARE SELECT SECTOR
SBI HEALTHCARE
81369Y209
416
6506
SH
SOLE
6506
0
0
ISHARES 20+ YEAR TREASURY BO
20+ YR TR BD ETF
464287432
410
3529
SH
SOLE
3529
0
0
BANK OF AMERICA CORP
COM
60505104
395
23151
SH
SOLE
23151
0
0
NUVEEN AMT-FREE MUNI INC FD
COM
670657105
392
28991
SH
SOLE
28991
0
0
CINCINNATI BELL INC
COM
171871106
389
115400
SH
SOLE
115400
0
0
JPMORGAN CHASE & CO
COM
46625H100
380
6304
SH
SOLE
6304
0
0
GLOBAL COMMODITY EQUITY ETF
GLB COMMOD EQTY
00162Q304
374
8875
SH
SOLE
8875
0
0
PNC FINL SVCS GROUP INC
COM
693475105
371
13600
SH
SOLE
13600
0
0
POWERSHARES NASDAQ INTERNET
NASD INTNT ETF
73935X146
369
5391
SH
SOLE
5391
0
0
POWERSHARES DYN BIOTECH&GENO
DYN BIOT & GEN
73935X856
368
7964
SH
SOLE
7964
0
0
POWERSHARES FTSE RAFI US 1K
FTSE RAFI 1000
73935X583
362
4115
SH
SOLE
4115
0
0
ISHARES NASDAQ BIOTECHNOLOGY
NASDQ BIOTEC ETF
464287556
360
1314
SH
SOLE
1314
0
0
WISDOMTREE EQ INCOME FUND
EQTY INC FD
97717W208
356
6000
SH
SOLE
6000
0
0
ISHARES MSCI FRONTIER 100
MSCI FRNTR100ETF
464286145
350
9253
SH
SOLE
9253
0
0
VANGUARD SMALL-CAP GRWTH ETF
SML CP GRW ETF
922908595
347
2885
SH
SOLE
2885
0
0
POWERSHARES DYN LEISURE&ENT
DYN LSR & ENT
73935X757
343
10251
SH
SOLE
10251
0
0
GOOGLE INC-CL C
CL C
38259P706
342
592
SH
SOLE
592
0
0
POWERSHARES DB COMMODITY IND
UNIT BEN INT
73935S105
337
14500
SH
SOLE
14500
0
0
GOOGLE INC-CL A
CL A
38259P508
324
551
SH
SOLE
551
0
0
FINANCIAL SELECT SECTOR SPDR
SBI INT-FINL
81369Y605
323
13942
SH
SOLE
13942
0
0
WISDOMTREE INDIA EARNINGS
INDIA ERNGS FD
97717W422
323
14741
SH
SOLE
14741
0
0
ISHARES S&P 500 VALUE ETF
S&P 500 VAL ETF
464287408
323
3585
SH
SOLE
3585
0
0
POWERSHARES AERO & DEFENSE
AERSPC DEF PTF
73935X690
321
9916
SH
SOLE
9916
0
0
ISHARES MSCI TAIWAN ETF
MSCI TAIWAN ETF
464286731
318
20834
SH
SOLE
20834
0
0
ALERIAN MLP ETF
ALERIAN MLP
00162Q866
305
15900
SH
SOLE
15900
0
0
POWERSHARES DYN MEDIA PORT
DYN MEDIA PORT
73935X823
304
12305
SH
SOLE
12305
0
0
MARSH & MCLENNAN COS
COM
571748102
302
5770
SH
SOLE
5770
0
0
ISHARES MSCI EMERGING MARKET
EM MK MINVOL ETF
464286533
299
5000
SH
SOLE
5000
0
0
POWERSHARES DYN BLDG & CONST
DYN BLDG CNSTR
73935X666
290
13970
SH
SOLE
13970
0
0
KIMBERLY-CLARK CORP
COM
494368103
286
2655
SH
SOLE
2655
0
0
HARTFORD FINANCIAL SVCS GRP
COM
416515104
268
7201
SH
SOLE
7201
0
0
ISHARES SELECT DIVIDEND ETF
SELECT DIVID ETF
464287168
268
3630
SH
SOLE
3630
0
0
PROSHARES ULTRASHORT EURO
ULTRASHRT EURO
74347W882
267
13400
SH
SOLE
13400
0
0
ISHARES RUSSELL MID-CAP ETF
RUS MID-CAP ETF
464287499
263
1660
SH
SOLE
1660
0
0
SPDR BARCLAYS SHORT TERM COR
BARC SHT TR CP
78464A474
250
8157
SH
SOLE
8157
0
0
ISHARES MSCI EAFE VALUE ETF
EAFE VALUE ETF
464288877
237
4335
SH
SOLE
4335
0
0
TECHNOLOGY SELECT SECT SPDR
TECHNOLOGY
81369Y803
230
5754
SH
SOLE
5754
0
0
ISHARES RUSSELL 1000 ETF
RUS 1000 ETF
464287622
222
2025
SH
SOLE
2025
0
0
REVLON INC
CL A NEW
761525609
222
7000
SH
SOLE
7000
0
0
MATERIALS SELECT SECTOR SPDR
SBI MATERIALS
81369Y100
221
4450
SH
SOLE
4450
0
0
ISHARES MORNINGSTAR LARGE-CA
MRNGSTR LG-CP VL
464288109
220
2595
SH
SOLE
2595
0
0
HARBINGER GROUP INC
COM
41146A106
217
16527
SH
SOLE
16527
0
0
DEERE & CO
COM
244199105
212
2590
SH
SOLE
2590
0
0
SPDR DJ INTERNATIONAL REAL E
DJ INTL RL ETF
78463X863
209
5000
SH
SOLE
5000
0
0
VALERO ENERGY CORP NEW
COM
91913Y100
208
4506
SH
SOLE
4506
0
0
PROCTER & GAMBLE CO
COM
742718109
205
2446
SH
SOLE
2446
0
0
VANGUARD SHORT-TERM BOND ETF
SHORT TRM BOND
921937827
203
2530
SH
SOLE
2530
0
0
TRIANGLE CAPITAL CORP
COM
895848109
200
7900
SH
SOLE
7900
0
0
TCW STRATEGIC INCOME FUND IN
COM
872340104
108
19231
SH
SOLE
19231
0
0
ELEMENTS ROGERS AGRI TOT RET
ROG AGRI ETN22
870297603
70
10000
SH
SOLE
10000
0
0
BANK AMER CORP 01/16 @ 17
CALL
60505904
50
25000
SH
Call
SOLE
25000
0
0