SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Singh Arjun
(Last) (First) (Middle)
C/O YODLEE, INC.
3600 BRIDGE PARKWAY, SUITE 200
(Street)
REDWOOD CITY CA 94065
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
YODLEE INC [ YDLE ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Managing Director, Asia
3. Date of Earliest Transaction (Month/Day/Year)
11/19/2015
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 11/19/2015 11/19/2015 U 6,281 D $11.51(1) 0 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Right to Buy (Common Stock $6.9 11/19/2015 11/19/2015 D 11,667 06/25/2013 06/29/2022 Common Stock 11,667 $0.00 0(2) D
Right to Buy (Common Stock $8.5 11/19/2015 11/19/2015 D 3,542 11/07/2012 11/07/2022 Common Stock 3,542 $0.00 0(3) D
Right to Buy (Common Stock $8.5 11/19/2015 11/19/2015 D 9,790 05/01/2013 04/09/2023 Common Stock 9,790 $0.00 0(4) D
Right to Buy (Common Stock $12 11/19/2015 11/19/2015 D 41,600 04/30/2014 04/01/2024 Common Stock 41,600 $0.00 0(5) D
Right to Buy (Common Stock $13 11/19/2015 11/19/2015 D 49,300 03/24/2015 03/02/2025 Common Stock 49,300 $0.00 0(6) D
Restricted Stock Unit $0.001(7) 11/19/2015 11/19/2015 D 3,750 04/08/2015 04/08/2017 Common Stock 3,750 $0.00 0(8) D
Restricted Stock Unit $0.001(7) 11/19/2015 11/19/2015 D 8,527 05/15/2015 05/15/2019 Common Stock 8,527 $0.00 0(9) D
Restricted Stock Unit $0.001(7) 11/19/2015 11/19/2015 D 20,400 11/19/2015 02/24/2020 Common Stock 20,400 $0.00 0(10) D
Explanation of Responses:
1. Pursuant to the terms of the Agreement and Plan of Merger dated August 10, 2015 by and among Envestnet, Inc. ("Envestnet"), Yale Merger Corp ("Merger Sub") and the Issuer (the "Merger Agreement"), Merger Sub merged with and into the Issuer (the "Merger"), and the Reporting Person received $72,294.31 and 1,186 shares of Envestnet Common Stock.
2. Pursuant to the terms of the Merger Agreement and in connection with the Merger, the vested portion of this option covering 6,666 shares of Issuer common stock was not assumed by Envestnet and was exercised in a cashless net exercise whereby 4,027 shares of Issuer common stock were withheld to satisfy the applicable exercise price and tax withholding obligations and 2,639 shares of Issuer common stock issued upon such exercise were cancelled in exchange for (i) a cash payment of $30,374.89 and (ii) 499 shares of Envestnet common stock. The unvested portion of this option covering 5,001 shares of Issuer common stock was assumed and exchanged for an award of 1,675 restricted shares of Envestnet common stock.
3. Pursuant to the terms of the Merger Agreement and in connection with the Merger, the vested portion of this option covering 1,823 shares of Issuer common stock was not assumed by Envestnet and was exercised in a cashless net exercise whereby 1,210 shares of Issuer common stock were withheld to satisfy the applicable exercise price and tax withholding obligations and 613 shares of Issuer common stock issued upon such exercise were cancelled in exchange for (i) a cash payment of $7,055.63 and (ii) 116 shares of Envestnet common stock. The unvested portion of this option covering 1,719 shares of Issuer common stock was assumed and exchanged for an award of 489 restricted shares of Envestnet common stock.
4. Pursuant to the terms of the Merger Agreement and in connection with the Merger, the vested portion of this option covering 5,805 shares of Issuer common stock was not assumed by Envestnet and was exercised in a cashless net exercise whereby 3,853 shares of Issuer common stock were withheld to satisfy the applicable exercise price and tax withholding obligations and 1,952 shares of Issuer common stock issued upon such exercise were cancelled in exchange for (i) a cash payment of $22,467.52 and (ii) 369 shares of Envestnet common stock. The unvested portion of this option covering 3,985 shares of Issuer common stock was assumed and exchanged for an award of 1,133 restricted shares of Envestnet common stock.
5. Pursuant to the terms of the Merger Agreement and in connection with the Merger, the vested portion of this option covering 22,748 shares of Issuer common stock was not assumed by Envestnet and was exercised in a cashless net exercise whereby 18,081 shares of Issuer common stock were withheld to satisfy the applicable exercise price and tax withholding obligations and 4,667 shares of Issuer common stock issued upon such exercise were cancelled in exchange for (i) a cash payment of $53,717.17 and (ii) 882 shares of Envestnet common stock. The unvested portion of this option covering 18,852 shares of Issuer common stock was assumed and exchanged for an award of 3,271 restricted shares of Envestnet common stock.
6. Pursuant to the terms of the Merger Agreement and in connection with the Merger, the vested portion of this option covering 18,487 shares of Issuer common stock was not assumed by Envestnet and was exercised in a cashless net exercise whereby 15,383 shares of Issuer common stock were withheld to satisfy the applicable exercise price and tax withholding obligations and 3,104 shares of Issuer common stock issued upon such exercise were cancelled in exchange for (i) a cash payment of $35,727.04 and (ii) 586 shares of Envestnet common stock. The unvested portion of this option covering 30,813 shares of Issuer common stock was assumed and exchanged for an award of 4,372 restricted shares of Envestnet common stock.
7. Represents par value of Issuer's common stock.
8. Pursuant to the terms of the Merger Agreement and in connection with the Merger, the vested portion of this restricted stock unit covering 937 shares of Issuer common stock was not assumed by Envestnet and was exercised in a cashless net exercise whereby 324 shares of Issuer common stock were withheld to satisfy the applicable exercise price and tax withholding obligations and 613 shares of Issuer common stock issued upon such exercise were cancelled in exchange for (i) a cash payment of $7,055.63 and (ii) 116 shares of Envestnet common stock. The unvested portion of this restricted stock unit covering 2,813 shares of Issuer common stock was assumed and exchanged for an award of 1,555 restricted shares of Envestnet common stock.
9. Pursuant to the terms of the Merger Agreement and in connection with the Merger, the vested portion of this restricted stock unit covering 2,131 shares of Issuer common stock was not assumed by Envestnet and was exercised in a cashless net exercise whereby 737 shares of Issuer common stock were withheld to satisfy the applicable exercise price and tax withholding obligations and 1,394 shares of Issuer common stock issued upon such exercise were cancelled in exchange for (i) a cash payment of $16,044.94 and (ii) 263 shares of Envestnet common stock. The unvested portion of this restricted stock unit covering 6,396 shares of Issuer common stock was assumed and exchanged for an award of 3,535 restricted shares of Envestnet common stock.
10. Pursuant to the terms of the Merger Agreement and in connection with the Merger, the vested portion of this restricted stock unit covering 5,100 shares of Issuer common stock was not assumed by Envestnet and was exercised in a cashless net exercise whereby 1,765 shares of Issuer common stock were withheld to satisfy the applicable exercise price and tax withholding obligations and 3,335 shares of Issuer common stock issued upon such exercise were cancelled in exchange for (i) a cash payment of $38,385.85 and (ii) 630 shares of Envestnet common stock. The unvested portion of this restricted stock unit covering 15,300 shares of Issuer common stock was assumed and exchanged for an award of 8,455 restricted shares of Envestnet common stock.
Remarks:
/s/ Marc Blouin Atty-in-Fact for Arjun Singh 11/23/2015
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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