EX-99.K.3 6 d129328dex99k3.htm SECOND AMENDMENT AND UPDATED SCHEDULE A Second Amendment and updated Schedule A

SECOND AMENDMENT TO TRANSFER AGENCY AND SERVICE AGREEMENT

This Second Amendment (“Amendment”) Is entered into and effective as of this the 26th day of February, 2018, and hereby amends that certain Transfer Agency and Service Agreement by and among each Nuveen closed-end investment companies listed on Schedule A attached hereto, as may be amended from time to time (“Schedule A”) {each such investment company, a “Fund”), and Computershare Inc., (“Computershare”) and its fully owned subsidiary Computershare Trust Company, N.A., (“Trust Company”, and together with Computershare, “Transfer Agent”) dated June 15, 2017 (the “Agreement”). Capitalized terms used but not otherwise defined herein shall have the meanings ascribed to such terms in the Agreement.

WHEREAS, the Funds and Transfer Agent are parties to the Agreement; and

WHEREAS, the Funds and Transfer Agent desire to amend the Agreement upon the terms and conditions set forth herein;

NOW THEREFORE, for good and valuable consideration, the receipt and adequacy of which are hereby acknowledged, the parties hereby agree as follows:

 

  1.

Amendment to the Agreement. The Fee and Service Schedule for Stock Transfer Services (the “Schedule’’) of the Agreement is hereby amended by deleting Section 4 “Preferred Share Services” in its entirety and replacing it with the following new Section 4:

“4, PREFERRED SHARES SERVICES

Issuance of Preferred Shares. The parties acknowledge that certain Funds intend to issue series of preferred shares to be designated as MuniFund Term Preferred (“MTP”) Shares, Variable Rate MuniFund Term Preferred (“VMTP’’) Shares, Variable Rate Term Preferred (“VRTP”) Shares, Term Preferred Shares (“TPS”), or Adjustable Rate MuniFund Term Preferred Share (“AMTP” and collectively with MTP, VMTP, VRTP, and TPS, the “Preferred Shares”), pursuant to a Statement Establishing and Fixing the Rights and Preferences of the applicable Shares (each, a “Statement”), a copy of which shall be provided to Transfer Agent by the Fund. In connection with such Statement, Transfer Agent has agreed to perform the obligations of Redemption and Paying Agent as described in such Statement and provide the Services solely as set forth herein in Sections 3 and 4, as applicable.

MTP, VMTP. VRPT, TPS, and AMTP Funds (per Fund)**

 

$xxxxx    Monthly Administrative Fee
$xxxxx    Monthly Fee per Additional Series of Shares
$xxxxx    Per Cusip - Full Redemption
$xxxxx    Per Cusip - Partial Redemption

**If at any time Shares of any Fund are not held by The Depository Trust Company (“DTC”) as the sole registered Shareholder in book-entry form through the Direct Registration System (“DRS”), Transfer Agent shall have the right to propose an amendment to the foregoing fees to reflect the additional costs related to providing the Services contemplated hereby with respect to additional registered holders of such Shares or shall have the right to terminate its Services hereunder with respect to such Shares of such Fund only, upon 90 days’ prior written notice. In addition, if such amendment is not acceptable to such Fund, it may terminate Transfer Agent’s services with respect to such Shares of such Fund only, on 90 days’ prior written notice.

Distribution and Redemption Services for MTP. VMTP, VRTP. TPS. and AMTP Issuing Term Preferred Shares

  •  

Maintain a registered Account for DTC (including in its nominee name, Cede & Co.) for each series of Shares issued by a Fund in book entry form through ORS

  •  

Provide dividend disbursing services consisting of effecting wire transfer of dividend payments to DTC on payable date. For each dividend, the applicable Fund shall provide Transfer Agent with the dividend record and payable date as well as the dividend rate per Share. All funds for the payment of dividends must be received by 11:00 A.M. Eastern Time on the payable date via Federal Funds Wire.

  •  

Upon notification that Shares will be redeemed/liquidated, Transfer Agent shall designate a project manager to carry out redemption duties, Including document review, review of communication materials, project management, and on-going project updates and reporting. (For each Fund redemption, Transfer Agent shall be provided with a written Instruction from the Fund setting forth the date of redemption/payable date and the amount to be paid per Share).

  •  

Coordinate the redemption with OTC, and if requested by a Fund, supply the Fund’s Notice of Redemption to OTC or other holders of such Fund’s Shares.

  •  

On the redemption date, debit the registered Shareholder(s) DRS account for the Shares to be redeemed and make payment according to Instructions received from the Fund, including Instructions concerning the redemption price to be paid per Share. All funds for redemption payments must be received by the Trust Company, via Federal Funds Wire by 12:00 Noon, Eastern Time, on the redemption date.

  •  

Hold or cause to be held all funds deposited with Trust Company by a Fund for payment to the holders of the Shares in trust for the benefit of such holders. All interest earned on such funds shall accrue solely for the benefit of such Fund.

  •  

Accept Instructions from the applicable Fund with respect to the investment or reinvestment of any funds consisting of cash deposited prior to the applicable payment date therefor in cash or cash equivalents (short-term), provided that the proceeds of any such investment will be available as same day funds at the opening of business on the applicable payment date.

  •  

In the event of an overpayment of funds by a Fund as a result of an error in calculation or a decrease in the dividend rate on the Shares while funds are being held, cause any such funds paid to Transfer Agent In accordance with the foregoing but not applied by Transfer Agent to the payment of dividends, redemption payments or other payments on the Shares, including Interest earned on such moneys while so held, to be repaid to the applicable Fund as soon as possible after the date on which such funds were to have been so applied, upon the instruction of such Fund. Transfer Agent shall have the right to request an opinion of counsel and/or certification from an officer of the Fund that such return of funds Is in compliance with the Statement Establishing and Fixing the Rights and Preference of Shares for the applicable Fund and applicable law, as well as such other documentation concerning the overpayment as may be reasonably requested.”

 

  2.

Limited Effect. Except as expressly modified herein, the Agreement and the Fee Schedule shall continue to be and shall remain, In full force and effect and the valid and binding obligation of the parties thereto in accordance with its terms.

 

  3.

Counterparts. This Amendment may be executed in any number of counterparts and each of such counterparts shall for all purposes be deemed to be an original, and all such counterparts shall together constitute but one and the same instrument. A signature to this Amendment executed and/or transmitted electronically shall have the same authority, effect, and enforceability as an original signature.

[Remainder of this page is le Intentionally blank.]

IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed by their respective officers, hereunto duly agreed and authorized, as of the Effective Date.

 

Computershare Inc. and

Computershare Trust Company, N.A.

On Behalf of Both Entities:

On behalf of each of the Nuveen

closed-end investment companies

listed on Schedule A attached hereto:

 

 

By: /s/ Tina M. Lazar
Name:  Tina M. Lazar
Title:  Vice President

By:  /s/ Dennis V. Moccia    

Name:  Dennis V. Moccia

Title:  Manager, Contract Administration    

Schedule A

NUVEEN CLOSED-END FUNDS

 

Fund Name    CPU COY    Cusip
Nuveen Municipal Value Fund    NUV    670928100
Nuveen CA Municipal Value Fund    NCA    67062C107
Nuveen NY Municipal Value Fund    NNY    67062M105
Nuveen Municipal Income Fund    NMI    67062J102
Nuveen PA Quality Municipal Income Fund    NQP    670972108
Nuveen MI Quality Income Municipal Fund    NUM    670979103
Nuveen OH Quality Municipal Income Fund    NUO    670980101
Nuveen TX Quality Municipal Income Fund    NTX    670983105
Nuveen Select Tax-Free Income Portfolio    NXP    67062F100
Nuveen Select Tax-Free Income Portfolio 2    NXQ    67063C106
Nuveen CA Select Tax-Free Inc Portfolio    NXC    67063R103
Nuveen NY Select Tax-Free Inc Portfolio    NXN    67063V104
Nuveen Select Tax-Free Income Portfolio 3    NXR    67063X100
Nuveen Select Maturities Municipal Fund    NIM    67061T101
Nuveen AMT-Free Municipal Credit Income Fund    NVG    67071L106
Nuveen Municipal Credit Income Fund    NZF    67070X101
Nuveen AMT-Free Municipal Income Fund    NEA    670657105
Nuveen NY AMT-Free Quality Municipal Income Fund    NRK    670656107
Nuveen CA AMT-Free Quality Municipal Income Fund    NKX    670651108
Nuveen Floating Rate Income Fund    JFR    67072T108
Nuveen Floating Rate Income Opportunity Fund    JRO    6706EN100
Nuveen AZ Quality Municipal Income Fund    NAZ    67061W104
Nuveen MD Quality Municipal Income Fund    NMY    67061Q107
Nuveen MA Quality Municipal Income Fund    NMT    67061E104
Nuveen VA Quality Municipal Income Fund    NPV    67064R102
Nuveen CT Quality Municipal Income Fund    NTC    67060D107
Nuveen MO Quality Municipal Income Fund    NOM    67060Q108
Nuveen NC Quality Municipal Income Fund    NNC    67060P100
Nuveen Quality Municipal Income Fund    NAD    67066V101
Nuveen NY Quality Municipal Income Fund    NAN    67066X107
Nuveen CA Quality Municipal Income Fund    NAC    67066Y105
Nuveen Senior Income Fund    NSL    67067Y104
Nuveen NJ Quality Municipal Income Fund    NXJ    67069Y102
Nuveen Real Estate Income Fund    JRS    67071B108
Nuveen GA Quality Municipal Income Fund    NKG    67072B107
Nuveen Preferred Securities Income Fund    JPS    67072C105
Nuveen Preferred Income Opportunities Fund    JPC    67073B106
Nuveen Credit Strategies Income Fund    JQC    67073D102
Nuveen Diversified Dividend and Income Fund    JDD    6706EP105
Nuveen Municipal High Income Opportunity Fund    NMZ    670682103
Nuveen Tax-Advantaged Total Return Strategy Fund    JTA    67090H102
Nuveen S&P 500 Buy-Write Income Fund    JPZ    6706ER101
Nuveen S&P 500 Dynamic Overwrite Fund    JPG    6706EW100
Nuveen Core Equity Alpha Fund    JCE    67090X107
Nuveen Tax-Advantaged Dividend Growth Fund    JTD    67073G105
Nuveen Municipal Value Fund 2    NUW    670695105
Nuveen NY Municipal Value Fund 2    NYVF    670706100
Nuveen CA Municipal Value Fund 2    NCB    6706EB106
Nuveen PA Municipal Value Fund    NPN    67074K105
Nuveen NJ Municipal Value    NJV    670702109

Nuveen Enhanced Municipal Value Fund    NEVF    67074M101
Nuveen Mortgage Opportunity Term Fund    JLS    670735109
Nuveen Mortgage Opportunity Term Fund 2    JMT    67074R100
Nuveen Build America Bond Fund    NBB    67074C103
Nuveen Build America Bond Opportunity Fund    NBDF    67074Q102
Nuveen NASDAQ 100 Dynamic Overwrite Fund    QQQF    670699107
Nuveen Energy MLP Total Return Fund    JMF    67074U103
Nuveen Short Duration Credit Opportunities Fund    JSD    67074X107
Nuveen Real Asset Income and Growth Fund    JRI    67074Y105
Nuveen Preferred and Income Term Fund    JPI    67075A106
Nuveen Intermediate Duration Municipal Term Fund    NID    670671106
Nuveen Intermediate Duration Quality Municipal Term Fund    NIQ    670677103
Nuveen All Cap Energy MLP Opportunities Fund    JMLP    67075 E108
Nuveen Multi-Market Income Fund    JMM    67075J107
Nuveen Emerging Markets Debt 2022 Target Term Fund    JEMD    25533B108
Nuveen MN Quality Municipal Income Fund    NMS    670734102
Nuveen Global High Income Fund    JGH    67075G103
Nuveen Dow 30 Dynamic Overwrite Fund    DIAX    67075F105
Nuveen High Income 2020 Target Fund    JHY    67075L102
Nuveen High Income Dec 2018 Target Term    JHA    67075P103
Nuveen Municipal 2021 Target Term Fund    NHA    670687102
Nuveen High Income Nov 2021 Target Term    JHB    67077N106
Nuveen High Income Dec 2019 Target Term    JHD    6 7076E107
Nuveen Preferred & Income 2022 Term Fund    JPT    67075T105
Nuveen Credit Opportunity 2022 Target Term Fund    JCO    67075U102

 

Nuveen JFRT Term Preferred Shares Series 2027    JFRT    67072TAD0
Nuveen JROT Term Preferred Shares Series 2027    JROT    6706ENAC4
Nuveen NADR Var Rate MuniFund Term 2018    NADR    67066V838
Nuveen Var Rate Munifund Term PFD 2019-1    NADT    67066V820
Nuveen NEAR Var Rate MuniFund Term 2018    NEAR    670657840
Nuveen Variable Rate MuniFund Series 2018    NIQP    670677111
Nuveen NUM Var Rate MuniFund Series 2019    NUMW    670979806
Nuveen NZF Var Rate MuniFund Term Pfd 2019    NZFW    67070X853
Nuveen NAD Variable Rate MuniFund Term Pfd 2019    VNAD    67066V887
Nuveen NAN Variable Rate MuniFund Term Pfd 2019    VNAN    67066X800
Nuveen NAZ Var Rate MuniFund Pfd 2019    VNAZ    67061W807
Nuveen NEA Variable Rate MuniFund 2019    VNEA    670657873
Nuveen Variable Rate MuniFund Term Pfd Series 2018    VNID    670671304
Nuveen VNKG Var Rate MuniFund Term 2019    VNKG    67072B883
Nuveen NMS Variable Rate MuniFund Term Pfd 2019    VNMS    670734409
Nuveen NMY Variable Rate MuniFund Term Pfd 2019    VNMY    67061Q867
Nuveen NNC Variable Rate MuniFund Term Pfd 2019    VNNC    67060P878
Nuveen VNQP Var Rate MuniFund Term 2019    VNQP    670972868
Nuveen VNTC Var Rate MuniFund Term 2019    VNTC    67060D859
Nuveen JFRP Term Pfd Shares 2019    JFRP    67072TAA6
Nuveen JROP Term Pfd Shr Series 2023    JROP    6706ENAA8
Nuveen NAC Variable Rate MuniFund Term Preferred 2019    NACV    67066Y857
Nuveen Variable Rate MuniFund Term Pfd Series 2018    NMZX    670682806
Nuveen Munifund Variable Rate Preferred Series 2018    NOMV    67060Q405
Nuveen NSL Term Preferred Shares Series 2021    NSLP    67067YAA2
Nuveen JSD Term Preferred Shares Series 2020    PJSD    67074XAA5
Nuveen NHA Variaple Rate Munifund Term Preferred Series 2016    VNHA    670687201

Nuveen Variable Rate MuniFund Term Preferred shares Series 2018    VNVG    67071L874
Nuveen JFRR Term Preferred Shares Series 2022    JFRR    67072TAC2
Nuveen JROR Term Preferred Shares Series 2022    JROR    6706ENAB6
Nuveen PJRO Term Preferred Shares 2022-1    PJRO    6706ENAD2
Nuveen JFR Term Preferred Shares 2024    PJFR    67072TAE8

Schedule A cont.

NUVEEN CLOSED-END FUNDS

 

NUVEEN CLOSED-END FUND    TICKER SYMBOL    CPU ID